About CBOE

CBOE Legal and Regulatory Information



CBOE Corporate Documents and Rules

CBOE Corporate Documents and Rules


C2 Legal & Regulatory

C2 Legal & Regulatory


CBOE Rule Filings

CBOE Rule Filings


Circulars

Regulatory Circulars
Information Circulars


Compliance Highlights

Compliance Highlights


Exchange & Regulatory Bulletins

Exchange & Regulatory Bulletins


Regulatory Data Formats

Regulatory Data Formats


Regulatory Independence Policies

CBOE Holdings Regulatory Independence Policy for Non-Regulatory Group Personnel
CBOE Holdings Regulatory Independence Policy for Regulatory Group Personnel


Regulation SHO

Regulation SHO


National Market System Plans

View various NMS Plans


Disciplinary Information

Disciplinary Actions


Arbitration

Click here for various types of arbitration documents such as guidelines for initiating an arbitration claim, claim forms, answer forms, uniform submission agreements, arbitration procedures and rules, lawyer referral services, and more.


Comment Letters

CBOE Comment Letters
Select SEC Letters to CBOE and SEC Releases


Departmental Overviews

Department of Market Regulation
Department of Member Firm Regulation
Options Regulatory Surveillance Authority (ORSA)
Office of the Chief Regulatory Officer
Department of Equity Trading Regulation
Information Access & Development Department
Office of Enforcement
CFE Regulation


Comment/Complaint Forms

Click here to access CBOE's Member and/or Investor Comment/Complaint Forms.

If you need assistance, please e-mail the appropriate parties in the Contact CBOE form.

CBOE Volatility Index (VIX)