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CBOE Corporate Documents and Rules
C2 Legal & Regulatory
CBOE Rule Filings
Exchange & Regulatory Bulletins
Regulatory Data Formats
CBOE Holdings Regulatory Independence Policy for Non-Regulatory Group Personnel
CBOE Holdings Regulatory Independence Policy for Regulatory Group Personnel
View various NMS Plans
Click here for various types of arbitration documents such as guidelines for initiating an arbitration claim, claim forms, answer forms, uniform submission agreements, arbitration procedures and rules, lawyer referral services, and more.
CBOE Comment Letters
Select SEC Letters to CBOE and SEC Releases
Click here to access CBOE's Member and/or Investor Comment/Complaint Forms.
If you need assistance, please e-mail the appropriate parties in the Contact CBOE form.