Regulatory Circulars

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April 16, 2015:   RG15-065 Simple Auction Liaison Size Expansion 
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April 16, 2015:   RG15-064 Restrictions on Transactions in North American Palladium Ltd. (PAL) 
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April 13, 2015:   RG15-063 Options on MSCI Emerging Markets Index and MSCI EAFE Index 
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April 13, 2015:   RG15-062 Regulatory Oversight Information Session 
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April 13, 2015:   RG15-061 Product Description and Margin and Net Capital Requirements - Options on the MSCI Emerging Markets Index (MXEF) 
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April 13, 2015:   RG15-060 Product Description and Margin and Net Capital Requirements - Options on the MSCI EAFE Index (MXEA) 
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April 13, 2015:   RG15-059 Continuing Education Firm Element Advisory 
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April 10, 2015:   RG15-058 PAR Enhancements 
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April 10, 2015:   RG15-057 Restrictions on Transactions in GFI Group Inc. (GFIG) 
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April 07, 2015:   RG15-056 Tied to Stock Orders New Implementation Date for Order Marking Requirement Proposed Postponement of the Implementation of Reporting Requirement 
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