Regulatory Circulars

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June 24, 2016:   RG16-114 CBOE Priority Review Report Card Overview Session 
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June 22, 2016:   RG16-113 Transition of Certain Web Based Surveillance ("WBS") Reports to the FINRA Report Center 
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June 21, 2016:   RG16-112 Restrictions on Transactions in J. G. Wentworth Co. (JGW) 
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June 17, 2016:   RG16-111 Restrictions on Transactions in Alexa Pharmaceuticals, Inc. (ALXA) 
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June 08, 2016:   RG16-110 2018 Index and ETF LEAPS Listing Schedule 
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June 08, 2016:   RG16-109 Restrictions on Transactions in Warren Resources, Inc. (WRES) 
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June 06, 2016:   RG16-108 Daily Settlement Price for Russell 1000 (RIR), Russell 1000 Value (RVS), Russell 1000 Growth (RLR), and Russell 2000 (RLS) Index Options for June 03, 2016 
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June 06, 2016:   RG16-107 Restrictions on Transactions in Azure Midstream Partners, LP (AZUR) 
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June 03, 2016:   RG16-106 CBOE Test to Simulate Screen-Based Trading 
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June 01, 2016:   RG16-104 June 2016 Fees Schedule Changes 
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