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Disciplinary Actions


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August 08, 2014:   14-0074 MNR Executions, LLC and Mark Westcott 
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August 08, 2014:   14-0035 Deutsche Bank Securities Inc. 
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August 08, 2014:   14-0025 Group One Trading, LP 
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August 08, 2014:   14-0021 W.H. Trading, LLC 
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August 08, 2014:   14-0008 Broad Street Securities Group, LLC 
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August 08, 2014:   14-0008 (a) Broad Street Securities Group, LLC 
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August 08, 2014:   14-0002 VTrader Pro, LLC 
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August 08, 2014:   Robert DePalo 11-0041(c) 
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June 27, 2014:   14-0027 Bluefin Trading, LLC 
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June 27, 2014:   14-0014 DRO-WST Trading, LLC 
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CBOE Volatility Index (VIX)