Disciplinary Information

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  • Year: 

     

July 16, 2015:   15-0055 Hilltop Trading, LLC 
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July 16, 2015:   15-0053 Equitec Proprietary Markets, LLC 
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July 16, 2015:   15-0046 Sphinx Trading, LP 
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July 16, 2015:   15-0044 Equitec Trading, LLC 
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July 16, 2015:   15-0037 Citigroup Derivatives Markets, Inc. 
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July 16, 2015:   15-0010 Israel A. Englander & Co., LLC 
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July 16, 2015:   15-0010(a) Israel A. Englander & Co., LLC 
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July 16, 2015:   15-0007 Hard Eight Trading, LLC 
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July 16, 2015:   15-0005 Goldman, Sachs & Co. 
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July 16, 2015:   14-0157 MEB Options, LLC 
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