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Disciplinary Actions


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October 06, 2014:   14-0140 CTC LLC 
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October 06, 2014:   14-0133 X-Change Financial Access, LLC 
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October 06, 2014:   14-0132 Nomura Securities International, Inc. 
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October 06, 2014:   14-0123 Cowen and Company 
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October 06, 2014:   14-0121 CSS, LLC 
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October 06, 2014:   14-0117 Spot Trading L.L.C. 
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October 06, 2014:   14-0087 PTR, Inc. 
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October 06, 2014:   14-0078 Walleye Trading, LLC 
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October 06, 2014:   14-0058 LiquidPoint, L.L.C. 
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October 06, 2014:   14-0019 and 14-0026 Edgewater Partners, LLC 
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