Disciplinary Information

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  • Year: 

     

November 10, 2016:   16-0030/ 20150454477 Ursa Group, LLC 
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November 10, 2016:   16-0025/ 20150474040 Heels 27 LLC 
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November 10, 2016:   16-0020/ 20150479267 Quasar Trading, LLC 
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November 10, 2016:   16-0017/ 20150474997 Interactive Brokers LLC 
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October 13, 2016:   15-0072a/ 20150459634 Wolverine Trading, LLC 
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October 12, 2016:   16-0031/20120335807 First Clearing, LLC 
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October 12, 2016:   16-0022/ 20150459490 J.P. Morgan Securities LLC 
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October 12, 2016:   16-0012/ 20160493007 Wolverine Execution Services, LLC 
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October 12, 2016:   16-0027/ 20150455621 IMC Financial Markets 
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October 12, 2016:   14-0202/ 20150439297, 20150467264, 20150480079 and 20160507332 Wolverine Trading LLC 
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