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Disciplinary Actions


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June 27, 2014:   14-0052 Archelon LLC 
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June 27, 2014:   14-0027 Bluefin Trading, LLC 
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June 27, 2014:   14-0023 Coastal Trade Securities, LLC, Christopher M. Apolito and Michael R. McGovern 
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June 27, 2014:   14-0022 Ellman, David Lee 
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June 27, 2014:   14-0017 Quantum Edge Derivatives Trading, LLC 
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June 27, 2014:   14-0015 DRO-WST Trading, LLC and Bradley G. Griffith 
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June 27, 2014:   14-0014 DRO-WST Trading, LLC 
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June 27, 2014:   14-0007 Credit Suisse Securities (USA) LLC 
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May 23, 2014:   14-0012 IMM Execution Services, LLC 
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May 23, 2014:   14-0001 Hybrid Trading & Resources, LLC 
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CBOE Volatility Index (VIX)