Disciplinary Information

April 25, 2013:   13-0017 Wellington Capital Markets, LLC 
Read more...

April 25, 2013:   13-0002 ICM Securities, LLC 
Read more...

April 25, 2013:   12-0124 Quantlab Securities, LP 
Read more...

April 25, 2013:   12-0106 CitiGroup Global Markets, Inc. 
Read more...

April 25, 2013:   12-0100 Citigroup Derivatives Markets, L.L.C. 
Read more...

April 25, 2013:   12-0098 and 12-0133 Wellington Capital Markets, LLC 
Read more...

April 25, 2013:   12-0095 and 12-0131 Vitruvian Hedge, L.L.C. 
Read more...

April 25, 2013:   12-0072 Panos Trading, L.L.C 
Read more...

April 25, 2013:   11-0017, 11-0018, 12-0002 and 12-0003 Avatar Securities, LLC 
Read more...