Disciplinary Information

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November 05, 2014:   14-0130 CTC LLC 
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November 05, 2014:   14-0116 Group One Trading LP 
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November 05, 2014:   14-0093 Ronin Capital, LLC 
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November 05, 2014:   14-0090 Zydeco Trading, LLC 
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November 05, 2014:   14-0070 Equitec Proprietary Markets, LLC 
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November 05, 2014:   14-0065 AlphaGen Securities, LLC 
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November 05, 2014:   14-0064 Sparta Group of Chicago, L.P. 
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November 05, 2014:   14-0063 Lek Securities Corporation 
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November 05, 2014:   14-0049 Octeg, LLC 
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November 05, 2014:   14-0046 Barclays Capital Inc. 
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