Disciplinary Information

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  • Year: 

     

December 29, 2014:   14-0182 TJM Investments, LLC 
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December 29, 2014:   14-0169 MNR Executions, LLC 
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December 29, 2014:   14-0167 Toro Capital Management, LLC 
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December 29, 2014:   14-0165 LiquidPoint, LLC 
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December 29, 2014:   14-0145 Consolidated Trading, LLC 
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December 29, 2014:   14-0128 TradingBlock 
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December 29, 2014:   14-0127 Ronin Capital, LLC and David Rettker 
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December 29, 2014:   14-0125 Tradelink, L.L.C. 
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December 29, 2014:   14-0124 Agile PT Group 
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December 29, 2014:   14-0110 and 14-0154 Wolverine Trading, LLC 
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