National Market System Plans

Pending Consolidated Audit Trail (CAT) NMS Plan per SEC Rule 613

For information related to the Pending Consolidated Audit Trail Plan pursuant to SEC Rule 613, please use the joint SRO link below:

http://www.catnmsplan.com/

National Market System Plan for Selection and Reservation of Securities Symbols

ISRA Plan

National Market System Plan of the Options Regulatory Surveillance Authority

ORSA Plan

Options Price Reporting Authority

The OPRA Plan can be found pursuant to the following link, on a page maintained by OPRA:

http://www.opradata.com

Consolidated Tape Authority

The CTA Plan can be found pursuant to the following link, on a page maintained by the New York Stock Exchange.

https://www.ctaplan.com/index

NASDAQ UTP Plan

The NASDAQ UTP Plan can be found pursuant to the following link, on a page maintained by Archipelago Holdings.

http://www.utpplan.com