Regulatory Circulars

  • Year: 

     

March 15, 2019:   RG19-014 Bid-Ask Differentials for TLRY 
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March 01, 2019:   RG19-013 Consolidated Audit Trail Clock Synchronization Notice to Industry Members 
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February 12, 2019:   RG19-012 Industry Outreach on the Consolidated Audit Trail 
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February 06, 2019:   RG19-011 S&P Select Sector Index Options - Temporary Underlying Symbols at OCC 
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February 04, 2019:   RG19-010 CAT Transitioning to New Plan Processor 
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January 30, 2019:   RG19-009 Product Description and Margin and Net Capital Requirements - S&P Select Sector Index Options - Updated 
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January 29, 2019:   RG19-008 CAT Reporting Requirements Presentations Rescheduled 
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January 15, 2019:   RG19-007 Nomination of Representative Directors for Election at 2019 Annual Meeting 
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January 15, 2019:   RG19-006 Supplement to the Options Disclosure Document 
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January 14, 2019:   RG19-005 Filing of Annual Audits 
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