Regulatory Circulars

  • Year: 

     

June 25, 2019:   RG19-023 Modification of the Options Regulatory Fee 
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June 18, 2019:   RG19-022 Regulatory Division Contacts for Market Maker Quoting Issues and Late Withdrawals/Terminations 
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June 10, 2019:   RG19-021 Mandatory Participation in Disaster Recovery Testing 
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June 03, 2019:   RG19-020 Discontinuation of Market Replay Access 
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May 20, 2019:   RG19-019 Elimination of On-Floor Position Transfer Procedures under Rule 6.49A Amendment to Presidential Exemption Related to Off-Floor Position Transfer Procedures 
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May 01, 2019:   RG19-018 Consolidated Audit Trail Registration Deadline, Technical Specifications and Other Events 
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April 26, 2019:   RG19-017 Amendments to the Exchanges' Disciplinary Processes 
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April 16, 2019:   RG19-016 Deletion of Certain Broad-Based Index Reporting Requirements 
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April 16, 2019:   RG19-015 Reporting Duties (Exchange Rule 6.51) and PAR Names Later Feature 
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March 15, 2019:   RG19-014 Bid-Ask Differentials for TLRY 
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