Regulatory Circulars

  • Year: 

     

July 19, 2018:   RG18-025 Mandatory Participation in Disaster Recovery Testing 
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July 12, 2018:   RG18-024 Quarterly Rebalance of Option Class Tiers and Online Appointment System Reminders Change in Reminder Method 
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July 11, 2018:   RG18-023 Prearranged Trades 
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July 06, 2018:   RG18-022 Rule Filing Submitted to Amend Definition of Strategy Order and Incorporating Exclusion from Strategy Order Cut-Off Time for Bona Fide Market-Making - Process for Submission of Procedures 
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July 03, 2018:   RG18-021 Position and Exercise Limit Increases for Options on Certain Exchange Traded Funds and Resumption of SPY Position and Exercise Limits 
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July 02, 2018:   RG18-020 Decrease in the Options Regulatory Fee 
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June 19, 2018:   RG18-019 Rule Filing Submitted to Amend Definition of Strategy Order and Incorporate Exclusion from Strategy Order Cut-Off Time for Bona Fide Market-Making Purposes 
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June 15, 2018:   RG18-018 Modified HOSS Opening Procedures and Special Opening Quotation and Settlement Methodology for Volatility Index Derivatives and Risk Inherent in Settlement Procedure 
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June 15, 2018:   RG18-017 Quarterly Rebalancing Appointment Weight Correction 
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June 13, 2018:   RG18-016 New Report Card - Market-Makers Resting in COB 
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