Regulatory Circulars

  • Year: 

     

March 21, 2017:   RG17-039 Customer Priority for TA, TB, and Sweep Functionality on PAR 
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March 14, 2017:   RG17-038 Restrictions on Transactions in Osiris Therapeutics, Inc. (OSIR) 
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March 14, 2017:   RG17-037 Restrictions on Transactions in Ignite Restaurant Group, Inc. (IRG) 
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March 09, 2017:   RG17-036 Listing of May 2017 Nasdaq-100 Index (NDX) Options 
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March 08, 2017:   RG17-035 Change to Daily Closing Time for FLEX Options on Certain Exchange-Traded Products 
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March 08, 2017:   RG17-034 Consolidated Audit Trail ("CAT") Clock Synchronization Requirements 
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March 07, 2017:   RG17-033 Activation of HAL on Open (HALO) and HOSS Class List 
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March 01, 2017:   RG17-032 Impact of Good Friday Holiday Closures on Weekly VIX Derivatives 
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February 28, 2017:   RG17-031 Restrictions on Transactions in HHGREGG, INC (HGG) 
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February 24, 2017:   RG17-030 Risk Controls 
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