Regulatory Circulars

  • Year: 

     

February 14, 2018:   RG18-006 Reminder: 2017 Year-End Filing Due March 1, 2018 - Form OE-418 and Attachments 
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February 14, 2018:   RG18-005 Annual Supervision-Related Reporting Pursuant to Cboe/C2 Options Rules 4.24 and 9.8 
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February 14, 2018:   RG18-004 Anti-Money Laundering Compliance Program - Customer Due Diligence Requirements and Filing Requirements for Certain Trading Permit Holders 
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February 14, 2018:   RG18-003 Filing of Annual Audits 
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January 17, 2018:   RG18-002 Quarterly Rebalance of Option Class Tiers and Online Appointment System Reminder 
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January 02, 2018:   RG18-001 Restrictions on Transactions in Banro Corp (BAA) 
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December 29, 2017:   RG17-192 Decrease in the Options Regulatory Fee 
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December 29, 2017:   RG17-191 Cboe and C2 Options Notices 
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December 28, 2017:   RG17-190 January 2018 Fees Schedule Changes 
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December 28, 2017:   RG17-189 Restrictions on Transactions in EXCO Resources, Inc. (XCOO) 
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