Cboe Comment Letters

  • Year: 

     

October 01, 2018:   Comment Letter in Response to Proposed New Rule Permitting Certain ETFs to Operate Without Obtaining an Exemptive Order 
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September 28, 2018:   Second Cboe Comment Letter in Response to Proposed Transaction Fee Pilot for NMS Stocks 
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June 04, 2018:   Cboe Joint Letter with SIFMA and The STA on Options Market Structure 
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May 25, 2018:   May 25, 2018: Comment Letter in Response to the SEC's Proposed Transaction Fee Pilot for NMS Stocks 
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March 23, 2018:   Comment Letter in Response to Staff Letter: Engaging on Fund Innovation and Cryptocurrency-Related Holdings 
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February 01, 2018:   Comment Letter Regarding NYSE Proposal to Adopt Rules for Trading Tape B and C Securities Electronically February 1, 2018 
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January 03, 2018:   Third Bats-CBOE Response to Comments on SR-BatsBZX-2017-34 Proposal to Adopt Bats Market Close January 3, 2018 
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November 22, 2017:   Comment Letter Regarding FINRA's Regulatory Notice 17-14 Request for Comments Regarding FINRA Rules Impacting Capital Formation 
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October 13, 2017:   Joint Comment Letter on EMSAC Recommendation for an Access Fee Pilot 
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October 11, 2017:   October 11, 2017: Second Bats-CBOE Response to Comments on SR-BatsBZX-2017-34 Proposal to Adopt Bats Market Close 
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