Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
| Symbol | Company Name |
|---|---|
| AAPR | Innovator Equity Defined Protection ETF - 2 Yr to April 2026 |
| BUFZ | FT Vest Laddered Moderate Buffer ETF |
| GDE | WisdomTree Efficient Gold Plus Equity Strategy Fund |
| MARM | FT Vest U.S. Equity Max Buffer ETF - March |
| NVDQ | T-Rex 2X Inverse NVIDIA Daily Target ETF |
| PBAP | PGIM US Large-Cap Buffer 20 ETF - April |
| SVIX | -1x Short VIX Futures ETF |
| ZALT | Innovator U.S. Equity 10 Buffer ETF - Quarterly |