Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
| Symbol | Company Name |
|---|---|
| BUFR | FT Cboe Vest Fund of Buffer ETFs |
| CBTG | Cabot Growth ETF |
| DUDE | Merlyn.AI SectorSurfer Momentum ETF |
| EUCG | Euclid Capital Growth ETF |
| FBCV | Fidelity Blue Chip Value ETF |
| FLQM | Franklin LibertyQ U.S. Mid Cap Equity ETF |
| KJAN | Innovator Russell 2000 Power Buffer ETF - January |
| NUEM | Nuveen ESG Emerging Markets Equity ETF |
| OMFS | Invesco Russell 2000 Dynamic Multifactor ETF |
| PBSM | Invesco PureBeta MSCI USA Small Cap ETF |
| QDEC | FT Cboe Vest Growth-100 Buffer ETF - December |
| SLVP | iShares MSCI Global Silver and Metals Miners ETF |
| TBJL | Innovator 20+ Year Treasury Bond 9 Buffer ETF - July |
| TSOC | Innovator Triple Stacker ETF - October |