Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

Symbol Company Name
BUFR FT Cboe Vest Fund of Buffer ETFs
CBTG Cabot Growth ETF
DUDE Merlyn.AI SectorSurfer Momentum ETF
EUCG Euclid Capital Growth ETF
FBCV Fidelity Blue Chip Value ETF
FLQM Franklin LibertyQ U.S. Mid Cap Equity ETF
KJAN Innovator Russell 2000 Power Buffer ETF - January
NUEM Nuveen ESG Emerging Markets Equity ETF
OMFS Invesco Russell 2000 Dynamic Multifactor ETF
PBSM Invesco PureBeta MSCI USA Small Cap ETF
QDEC FT Cboe Vest Growth-100 Buffer ETF - December
SLVP iShares MSCI Global Silver and Metals Miners ETF
TBJL Innovator 20+ Year Treasury Bond 9 Buffer ETF - July
TSOC Innovator Triple Stacker ETF - October