Arbitration

As of May 1, 2015, Cboe ceased to administer an arbitration program. All claims going forward will be administered by the Financial Industry Regulatory Authority, Inc. (FINRA).

13M002 (consolidated with 13M004): July 26, 2016 Craig Callahan and David Harap v. Richardo Forrer
12M003: March 28, 2016 Doug Urquhart and Jason Urquhart v. VTrader Pro, LLC and Herbert C. Kurlan
12M002: September 17, 2013 Ian Sassoon v. VTrader Pro, LLC
09M003: November 14, 2011 Richardo Forrer, Joseph Hayes and Jacques Fernandes v. Louis Panos and Panos Trading LLC
10M001: July 26, 2011 Wolverine Execution Services, LLC v. Michael Lohman
08M002 Award: March 14, 2011 08M002 Arjent Capital Markets, LLC v. Marcus Dugaw
09M002: October 26, 2010 MF Global, Inc. v. Michael Lohman
09M001: October 5, 2010 J. David Fikejs v. John T. Lundy and JTL Investments, LLC
06M005: August 11, 2009 Equitec Group, LLC v. Maple Trading, Inc. and Boris Furman
08M001: May 15, 2009 Dan Cooley, Huukhanh Le, John Shiflett v. VDM Capital Markets, LLC
07NM001: June 27, 2008 Customer v. Lisa Ferry Deel, Katherine M. Owens and A.G. Edwards
06NM001 Award: April 11, 2008 06NM001 Howard Gimbel and Marvin Davis v. UBS Financial Services, Inc. F/k/a/ UBS PaineWebber, Inc. and Charles Nicky Bank
06M003: March 8, 2008 Harrison Trading Group, Inc. v. Gregory Gentile and JAG Derivatives
06M004: September 20, 2007 Centurion Securities, LLC v. Howard Chalfin
06M002: June 1, 2007 Kevin Keller and Kell/Martinez, LLC v. Jason Martinez
05M003: February 12, 2007 Thomas Lang v. SMC Option Management, LLC
06M001: December 13, 2006 Geneva Trading LLC v. Wolverine Trading LLC
05M001: December 15, 2005 File No. 05M001; Zboss Trading, LLC v. Christopher J. Figy
98M006: June 16, 2005 First Options of Chicago, Inc. v. ETJ Partners, Ltd. and E. Thomas Jung
04M005: May 13, 2005 O'Connor & Company, LLC v. Estate of Mark O'Brien
05M002: May 6, 2005 John J. Piwowarczyk v. Marshall Spiegel
04M002: November 29, 2004 LaSalle Capital Markets, L.P. Cap Mark, Inc. Kevin Flaherty, and Scott Barnes v. Michael F. Lohman
03M008: May 17, 2004 Daniel M. Epstein v. Second City Trading, LLC
03M007: February 25, 2004 Pax Clearing Corporation v. Michael Moore
02M008: June 4, 2003 Kevin Boyle, David Snyder and Scott Snyder v. LETCO Partners, LLC, LETCO-DPM, L.P., LETCO-DPM, Inc., Lee Tenzer, John Robinson and Scott Kilrea
01M007: May 30, 2003 Randall L. Swanson v. Ronald Bruder, RMB & Associates, L.P. and Bruder and Associates
01M004: February 6, 2003 Okoboji Options, Inc. v. John J. Wiesner, Wiesner, Inc. and St. Soter Trading, Inc.
01M001: January 29, 2003 AOT USA v. Merrill Lynch Professional Clearing Corp.
01M005: January 6, 2003 Alan Zahtz and Douglas R. Kaiser v. John Streibich, Timothy C. Boyd, Timothy G. Keller and Beartooth Capital, LLC
02NM002: December 18, 2002 Scott & Stringfellow, Inc. v. Joseph S. Sullivan
02M003: October 25, 2002 G-Bar Limited Partnership v. Lakota Trading, Inc.
01M006: May 21, 2002 JTL Investments, LLC and New Millennium Global Investments, LLC v. Marios K. Sinapoglou
01NM001: March 28, 2002 Customer v. Raymond James Financial Services, Inc.
01NM003: January 7, 2002 Customer v. Charles R. Federman and Tucker Anthony Incorporated
00NM007: November 21, 2001 Customer v. Jeffrey I. Fried and Bruce D. Drevets
00NM001: May 15, 2001 Howard A. Rubin, Individually and as Trustee v. First Options of Chicago, Inc. f/k/a/ LIT Clearing Services, Inc.
00NM008: March 27, 2001 Customer v. ING (U.S.) Securities, Futures & Options Inc.
00M006: March 15, 2001 Saliba Partners, LLC, John Saliba and Anthony Saliba v. LETCO Trading, L.P., Lee Tenzer, Scott Kilrea, John Robinson, Joseph Fahrenbach and Michael Riley
00M005: February 1, 2001 Patrick J. Burke v. JOH Options Inc.
99M004: November 9, 2000 Arauca Trading Limited Partnership, Arauca General, Inc., Stephen G. Macklem and Henry Gosiene v. Lance H. Steelman, Harold F. Baritell, Sr., John K. Turner and J&D Coals
00M003: November 7, 2000 Mako Global Derivatives, LLC v. Stephen Kannaka
99M007: June 28, 2000 Sean McGrath v. ING TT&S (U.S.) Securities, Inc.
99M006: May 10, 2000 Thomas P. Campbell v. ING TT&S (U.S.) Securities, Inc.
99NM012: April 3, 2000 Customer v. Mesirow Financial, Inc. et.al.
99NM006: October 26, 1999 Customer v. Legg Mason Wood Walker, Inc. and Edwin D. Handley, Jr.
99NM007: October 22, 1999 Mark A. Nosich v. ETrade Securities, Inc.
99NM009: October 6, 1999 Customer v. Fidelity Brokerage Services, Inc.
99NM010: September 14, 1999 Customer v. Frank E. (Pete) Pelton and Salomon Smith Barney, Inc.
98M011: September 2, 1999 Sean Moran v. Robert C. Sheehan & Associates, Inc., Robert C. Sheehan and Joseph Sullivan
99NM005: June 28, 1999 Customer v. Kessler Asher Group a/k/a/ Arbitrade LLC
98M009: April 16, 1999 Irwin Ross v. Jeffrey Wynsma
98NM006: March 25, 1999 Michel R. Louvain, MD v. Charles Schwab & Co., Inc.
98NM009: December 17, 1998 John and Arlene Bengel v. Charles Schwab & Co., Inc.
98NM003: November 25, 1998 Customer v. Merrill Lynch Inc., Marc Patrick Cassalina and Michael S. Kelly
98NM001: November 12, 1998 Customer v. Manuel Rivero and Smith Barney, Inc.
98NM007: November 2, 1998 Andre F. Christner v. Charles Schwab & Co., Inc.
98M003: November 2, 1998 ADC Options v. Robert C. Sheehan and Armquest, L.P.
98NM005: September 17, 1998 Customer v. Norwest Brokerage Direct
97M005: May 7, 1998 George M. Dupper v. Botta Trading, Inc. and Kevin Luthringshausen
97NM002: February 18, 1998 Customer v. Charles Schwab & Co., Inc. and Pamela Dick
96M05: September 30, 1997 96M005 Kottke Associates, Inc. v. Joseph Hornberger
97M001: September 29, 1997 Raymond James and Associates v. David Schmueck, Dennis Rowe, Brad Cartwright and ING Securities, Futures & Options Inc.
96NM009: July 31, 1997 Jeffrey A. Perlewitz v. Jasen Benton and A.G. Edwards & Sons, Inc.
97NM003: June 30, 1997 Jerome Daniels v. Charles Schwab & Co., Inc.
96NM010: May 28, 1997 Customers v. Jon C. Porter and Prudential Securities, Inc.
96NM012: April 11, 1997 Edward C. Nelson v. Prudential Securities Incorporated
96NM003: February 26, 1997 Customer v. Charles Schwab & Co., Inc.
96M004: December 9, 1996 LIT Clearing Services, Inc. v. Robert B. Kingsley
96M001: September 13, 1996 BHNV Investments, Inc. v. Kessler-Asher Clearing L.P.
94NM006: April 15, 1996 Customer v. Robert S. Shenker and Advest, Inc.
95M005: January 15, 1996 James A. Druliner v. Scott Warren
95NM001: December 22, 1995 Thomas W. O'Hearn v. Fidelity Brokerage Services
95NM008: December 21, 1995 John Schulten v. Fidelity Investments
94M013: November 7, 1995 Option Funding Group, Limited Partnership v. Sage Clearing Limited Partnership
95NM005: October 4, 1995 Customer v. Steven H. Koch and ING Securities Derivatives Clearing
94M009: September 27, 1995 Wagner Stott Clearing Corp. v. Reuven Avraham
95M001: August 3, 1995 Laurence J. Witort v. McDonnell, Inc., Robert Bennitt, David McDonnell and Peter McDonnell
94NM005: May 22, 1995 Customer v. A.G. Edwards & Sons, Inc.
94M012: May 10, 1995 Mario D'Agostino v. Peter Schulte
94M007: April 13, 1995 Wagner Stott Clearing Corp. v. Johann B. Garovi and Johann B. Garovi, Inc.
94M014: April 3, 1995 Renee P. O'Bryan, nominee for Ernst and Company v. David W. Blank
94M017: March 31, 1995 Laurence M. Ratner v. Chris Warren
94M010: February 9, 1995 Alan Zahtz v. Frank Liskovec
94NM004: January 23, 1995 Customer v. Margaret Maul
94M001: January 13, 1995 G-Bar Limited Partnership v. Sean Purcell
93M007: January 3, 1995 LIT Clearing Services, Inc. v. Howard J. Lewis
94M006: December 29, 1994 Scott Turban v. Wagner Stott Clearing Corp., as successor to Securities Option Corporation
92NM010: December 22, 1994 Customer v. Prudential Securities Inc., as successor to Bache Halsey Stuart & Shields, Inc.
92M010: December 19, 1994 Jerome A. Foreman v. LIT America, Inc., as survivor of Rialcor/Shatkin Securities Corp., Maurice Perlstein and Richard D. Kushnir
94M005: November 4, 1994 David W. Blank v. Renee P. O'Bryan
93M009: August 8, 1994 LIT Clearing Services Inc. v. Al Dolnick
93M008: August 5, 1994 LIT Clearing Services, Inc. v. Steven N. Smith
93NM004: June 27, 1994 Raymond K. Yeates and Donna C. Yeates v. Jonny Waddle and Dean Witter Reynolds Inc.
92NM013: March 1, 1994 Customer v. Charles Schwab & Co., Inc.
93M004: February 22, 1994 Robert J. Katz, Marc I. Beilinson, Stephen S. Taylor, William A. Rosen, Scott Andrews, David A. Spinney, David Ofman and George Hinchcliff
93M003: January 14, 1994 Gregg Sveinsson v. Mario D'Agostino, Wagner Stott Clearing Corp. and LIT America, Inc.
93NM003: January 11, 1994 Grant Pyllas v. Charles Schwab & Co.
92NM003: December 7, 1993 Customer v. Prudential-Bache Securities, Inc. and J. Scott Miller
92NM012: October 21, 1993 Juan Pablo Cabrera v. Prudential Securities Incorporated
93M002: September 16, 1993 Peter C. Lageotakes v. Rich Gabriel
92M011: August 17, 1993 Dennis M. Wetzel v. John P. Fahey III and Emerald Isle Trading
92M004: June 29, 1993 Ben Bernat Stein a/k/a/ Barry Stein v. Parker Stein, Inc., Ben Parker, Barbara Parker, LaSalle Street Executions, River City Options, Inc., David Zinn, Michael Kragie, Michael Kragie Options
92M013: May 19, 1993 Thomas M. O'Donnell v. First Options of Chicago, Inc.
92NM008: May 18, 1993 Customer v. The Chicago Corporation
92M015: May 7, 1993 David S. Levinsky v. Magesty Securities Corporation/Miles A. Galin
92M007: April 23, 1993 LIT America, Inc. v. Rosario V. Sbrocca
92M009: February 19, 1993 Fred J. Feldkircher v. SLS Securities
92M008: February 19, 1993 LIT America, Inc. v. Robert R. Hildebrand
92NM011: February 1, 1993 Michael J. Taylor v. Prudential Securities, Inc. and Max Christian
92NM007: February 1, 1993 Benjamin R. Michaels v. Dean Witter Reynolds, Inc., Anne Baniewilz and Kim Telfer
92M006: January 27, 1993 Wagner Stott Clearing v. The Chicago Corporation
92NM009: January 21, 1993 Steven J. Cholity v. Charles Schwab & Co., Inc.
92NM002: September 28, 1992 Jay A. Erikson v. Shearson Lehman Hutton/Bill Aprile
92NM005: August 14, 1992 Joseph DeAngelis v. Susquehanna Trading Group
90NM021: July 27, 1992 Index Partners v. The Chicago Corporation
92NM001: June 24, 1992 Bernard W. Brader v. Olde Discount/Robert F. Bokern, Jr.
91NM010: June 23, 1992 Nelson Menda, Brenda Menda, Sender Shub, Ileana Shub v. Shearson Lehman Hutton, Inc.
91M025: March 18, 1992 Wagner Stott Clearing Corp. v. Steven Himmelman & Snoman, Inc.
90NM030: March 11, 1992 Customer v. LIT America, Inc. and Chicago Board Options Exchange, Inc.
91M021: February 25, 1992 Redtail Leasing, Inc. v. Nicholas Santucci
91M003: February 25, 1992 Mario D'Agostino v. Simon Lubershane
91M028: February 20, 1992 Fenchurch Securities, Inc. v. Carlton R. McGee
90NM011: February 13, 1992 Customer v. Raymond James & Associates
91NM011: February 11, 1992 Kevin Molloy v. Shearson Lehman Hutton, et al.
91NM008: February 4, 1992 Customer v. Jonathan Stern
91NM015: January 23, 1992 Bob Stice v. Prudential Bache Securities
91NM012: January 23, 1992 Kenneth S. Leahy v. Olde & Company
90NM027: October 26, 1991 Matthew and Amanda Fox v. PaineWebber, Inc.
91M018: October 17, 1991 Calvin N. Sparrow v. Wagner-Stott Clearing Corporation d/b/a/ Securities Options Corp.
91M016: October 17, 1991 Braden Silverman, Mike Tobin, Ken McKean v. Ronald Smith
91NM009: October 10, 1991 Customer v. The Chicago Corporation
91M002: October 2, 1991 LIT America, Inc. v. Thomas F. O'Shea, Jr.
90NM025: August 30, 1991 Edward Chalpin v. Shearson Lehman Hutton
90M033: August 29, 1991 Marc Brown v. Benjamin Parker, Parker Stein, Inc.
90NM024: August 28, 1991 Amar K. Savla v. Charles Schwab & Co.
90M002: August 28, 1991 Thomas McGrath (Neil McKloskey, trustee) v. Loren E. Parks
90M031: August 21, 1991 LIT America, Inc. v. Brian Yale
91NM005: August 20, 1991 Raymond E. Aro v. Charles Schwab & Co.
91M004: August 16, 1991 LIT America, Inc. v. Michael J. Carr
90NM028: August 16, 1991 Customer v. Kidder Peabody & Co.
90M026: August 16, 1991 Frank DiLeonardo v. David Persichini
91M006: July 25, 1991 Wellmont Securities v. Steven Beier
91NM003: July 19, 1991 Seymour Spiegelman v. Daniel O'Donnell
91NM002: July 19, 1991 Jacob Reichman v. Fahnestock & Co./LIT America, Inc.
90NM003: July 8, 1991 Lawrence B. Riggs, Jr.,/Donna Alice Riggs v. Shearson Lehman Hutton, Inc./Nancy W. Freer
91M013: July 1, 1991 Steven Ross and Alan Wallis v. David Rodgers; agent for Susquehanna Investment Group
91M011: July 1, 1991 Smith Barney v. Alfred E. Dolnick
91M007: June 18, 1991 First Options of Chicago, Inc. v. Wheaton Partners/Richard R. Noonan
90M022: June 17, 1991 Fenchurch Securities, Inc. v. Chaim Zayer
90NM032: April 27, 1991 Customer v. Charles Tall & Co.
91M001: April 23, 1991 Smith Barney v. SLS Securities
90NM031: April 23, 1991 Scott Swinney v. Prudential-Bache Securities
90NM018: April 23, 1991 Michael Saperstone v. Gruntal & Co.
90M034: March 11, 1991 H.B. Trading Corp. v. Phillip Sylvester
90M028: February 15, 1991 Timber Hill, Inc. v. Patrick Dunham
90M018: January 24, 1991 J. Stephen Fossett v. Randall Tschannen, d/b/a/, First Florida Options Company
89M036: January 24, 1991 Fossett Corporation v. Randall Tschannen and First Florida Options
89M023: January 24, 1991 Fossett Corporation v. Randall Tschannen, Federal Capital Corporation, Dean Cluff, Serge Nelson, Richard Mack and First Florida Options Company
90M024: January 23, 1991 First Options of Chicago, Inc. v. R. Hiatt Elkins, Jr.
90NM017: January 8, 1991 Cowen & Co., v. Geoffrey H. Sive
89M022: January 3, 1991 Fossett Corporation v. Capital Holding, Federal Capital Corporation, Dean Cluff, Michael Francis, Mary Lou Cluff and Michael D. Smith
90M001: December 27, 1990 Geldermann Securities, Inc. v. Robert J. Lehmann
89M025: December 10, 1990 First Options of Chicago, Inc. v. Thomas Hargett
89M029: December 4, 1990 Petco Options Co. v. Reuben T. Reinstein, Joel R. Bronstein and Stephen Laner
90M013: November 26, 1990 Lawrence Gerber v. Daniel Billings/William Billings
90M014: November 13, 1990 Fossett Corporation v. Joseph P. Treaber
90NM007: November 8, 1990 Adam R. Zak v. A.G. Edwards & Sons, Inc.
89M021: October 25, 1990 Fossett Corporation v. Dennis R. Moore, as nominee for G.A. "Curly" Smith, Inc., Federal Capital Corporation, Dean Cluff, Gerald A. Smith
90NM019: October 17, 1990 Customer v. PaineWebber, Inc./Virginia L. Ford
90NM016: October 17, 1990 Robert A. Warren v. Prudential-Bache Securities, Inc./Daniel P. Walsh
90NM013: October 17, 1990 Lloyd A. Wright v. Shearon Lehman Hutton/Keith J. Yonkers/Stuart Sixma
90NM012: October 17, 1990 Customer v. Fidelity Investments and Fidelity Brokerage Services, Inc.
90NM006: October 17, 1990 David M. Durst v. Prudential-Bache Securities and Jonas Landau
90NM005: October 17, 1990 Alfred N. Brown v. Charles Schwab & Co., Inc.
90NM004: October 17, 1990 Merrill Lynch, Pierce, Fenner & Smith v. Customer
90M027: October 17, 1990 Wellmont Securities, L.P. v. Christopher Hansen
90M023: October 15, 1990 Henry Criz v. LIT America, Inc./Richard Cichy
90M016: September 18, 1990 Michael Reaney v. Randy Terry
89M030: August 10, 1990 Petco Options Co. v. Scott Casty
90NM010: August 9, 1990 Thomas M. Farrell v. Charles Schwab & Co., Inc.
90M011: July 30, 1990 First Options of Chicago, Inc. v. Robert H. Bon Durant
90M006: July 26, 1990 First Options of Chicago, Inc. v. Timothy Biggam
89M032: July 26, 1990 First Options of Chicago, Inc. v. Ilow M. Roque and Roque Capital, Inc.
90M005: July 20, 1990 Robert I. Chuckerman v. John M. Van Kampen
89M037: July 12, 1990 Raymond R. Kielhack v. Scott E. Warren
89M033: July 12, 1990 Petco Options Co. v. Larson Trading Partners, Vernon O. Larson and Corey Conn
89M018: July 9, 1990 First Options of Chicago, Inc. v. Mark S. Brunette
90M004: July 2, 1990 Craig Anderson v. Dan Frost
89M035: July 2, 1990 First Options of Chicago, Inc. v. Martin S. Pinsky
89M019: July 2, 1990 First Options of Chicago, Inc. v. Martin F. Doyle
90M003: June 18, 1990 Barbara O'Brien v. Donald R. Arceri
89M026: June 18, 1990 First Options of Chicago, Inc. v. Kenneth C. Meyerhoff
89NM027: June 15, 1990 June C. VanderVeen v. Thomson McKinnon Securities, Inc. and Keith E. Gilmore
90NM001: May 7, 1990 Brian K. Smith v. Fidelity Brokerage Services
89NM032: May 7, 1990 Spector v. Shearson Lehman Hutton
89NM028: May 7, 1990 LoGiudice v. Thomson McKinnon/Miringhoff
89NM025: May 7, 1990 Smith v. Prudential-Bache Securities
89NM023: May 7, 1990 Plant v. Fidelity Brokerage Services
89M020: April 2, 1990 Oechsel v. McLaughlin