Regulation

Regulation documentation for Cboe, BZX, EDGX and C2 Options Exchanges is available below. Contact Regulatory Interpretations at 312.786.8141 or [email protected] with any questions.

COVID-19 Policies

• Playbook for The Reopening of the Cboe Options Trading Floor

Regulatory Forms

• Form OE-418
• Form OE-418 General Instructions
• Form OE-418 Line Item Instructions
• Cboe Options Rule 6.7 Off-Floor Position Transfer Form

Regulatory Request Data Submissions

• Cboe RG14-139 Regulatory Request Data Submissions Format
• TPH Data Transmission File Layouts

Market Maker Equity Trade (MMET) and Market Maker Stock (MMSTK) File Layout

• Cboe RG13-050 Format change to Market Maker Equity Trade (MMET) and Market Maker Stock (MMSTK) Position Files
• C2 RG13-019 Format Change to Market Maker Equity Trade (MMET) and Market Maker Stock (MMSTK) Position Files