Regulatory Circulars

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December 09, 2016:   RG16-193 Risk Controls 
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December 08, 2016:   RG16-192 Restrictions on Transactions in Mateon Therapeutics, Inc. (MATN) 
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December 07, 2016:   RG16-191 Restrictions on Transactions in A.M. Castle & Co. (CAS) 
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December 06, 2016:   RG16-190 Prearranged Trades 
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December 06, 2016:   RG16-189 Mandatory QRM Settings 
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December 06, 2016:   RG16-188 Risk Controls 
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December 06, 2016:   RG16-187 Drill Through Price Protection Enhancements 
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December 02, 2016:   RG16-186 Limit Order Price Reasonability Checks 
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November 30, 2016:   RG16-185 December 2016 Fees Schedule Changes 
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November 30, 2016:   RG16-184 Relief from Commodity Pool Operator and Commodity Trading Advisor Registration Requirements for Security Futures Trading 
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