Regulatory Circulars

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May 01, 2015:   RG15-073 Changes to Fees Schedule 
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May 01, 2015:   RG15-072 Procedures Related to Rule 6.67 
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April 29, 2015:   RG15-071 Restrictions on Transactions in Home Loan Servicing Solutions, Ltd. (HLSS & adj HLSS1) 
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April 27, 2015:   RG15-070 Proposed Securities Trader Registration Category and Qualification Examination (Series 57) 
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April 23, 2015:   RG15-069 Inactivation of "Splitting" Feature for Stock-Option Strategy Orders Priced at the Market 
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April 23, 2015:   RG15-068 Quarterly Rebalance of Option Class Tiers and Online Appointment System Reminder 
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April 22, 2015:   RG15-067 Compliance Date for Recently Amended Rules Related to Complex Order Tickets 
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April 22, 2015:   RG15-066 PULSe Trader Workstation Enhancement Release 
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April 16, 2015:   RG15-065 Simple Auction Liaison Size Expansion 
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April 16, 2015:   RG15-064 Restrictions on Transactions in North American Palladium Ltd. (PAL) 
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