Disciplinary Information

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  • Year: 

     

March 18, 2015:   14-0204 GTS Securities, LLC 
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March 18, 2015:   14-0190 Electronic Brokerage Systems, LLC 
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March 18, 2015:   14-0179 and 14-0207 Group One Trading, L.P. 
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March 18, 2015:   14-0164 PEAK6 Capital Management LLC 
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March 18, 2015:   14-0162 RII Trading, LLC 
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March 18, 2015:   14-0160 Equitec Trading, LLC 
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March 18, 2015:   14-0109 Wolverine Execution Servives, LLC 
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February 12, 2015:   14-0151 Wolverine Execution Services, LLC 
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February 12, 2015:   14-0101 Turk Kus, Inc. 
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February 12, 2015:   02-0011 Bruce Rodin 
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