Disciplinary Information

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  • Year: 

     

May 07, 2015:   15-0033 Gelber Securities, LLC 
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May 07, 2015:   15-0032 Cutler Group, LP 
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May 07, 2015:   15-0013 Global Execution Brokers, LP 
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May 07, 2015:   14-0174 Ronin Capital, LLC 
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May 07, 2015:   14-0172 Apex Clearing Corporation 
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May 07, 2015:   14-0171 J. P. Morgan Securities LLC 
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May 07, 2015:   14-0122 Donovan, Schayer and Massey Trading 
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April 06, 2015:   14-0197 Trading Block 
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April 06, 2015:   14-0163 WTS Proprietary Trading Group, LLC 
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April 06, 2015:   14-0158 Lakeshore Securities, LP 
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