Disciplinary Information

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  • Year: 

     

February 12, 2015:   14-0206 Belvedere Trading, LLC 
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February 12, 2015:   14-0184 and 14-0185 Barclays Capital Inc. 
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February 12, 2015:   14-0183 Merrill Lynch Professional Clearing Corp. 
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February 12, 2015:   14-0178 X-Change Financial Access, LLC 
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February 12, 2015:   14-0161 Wolverine Execution Services, LLC 
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February 12, 2015:   14-0146 FOG Equities, LLC 
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February 12, 2015:   14-0139 and 14-0209 X-Change Financial Access, LLC 
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February 12, 2015:   14-0120 Quiet Light Securities, LLC 
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February 12, 2015:   14-0107 and 14-0173 Quasar Trading, LLC 
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February 12, 2015:   14-0050 and 14-0149 Wolverine Execution Services, LLC 
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