Market Policy & Government Affairs

Strategic, Proactive Leadership

Cboe and its subsidiaries operate in a highly regulated environment. Legislation and rules implemented by policymakers and regulators greatly affect the market structure within which Cboe operates, as well as numerous other areas of importance to Cboe and the investors Cboe serves. As a global leader in the equities and derivatives marketplace, and an innovator in options and volatility products, Cboe is committed to proactively addressing key issues of interest and providing transparency into our strategic agenda.

Recent Activity:

  • Cboe submits a comment letter in response to the Financial Stability Board's Draft Guidance on Financial Resources to Support CCP Resolution and on the Treatment of CCP Equity in Resolution
  • Cboe submits a follow-up comment letter in response to the SEC's Request for Comment on How to Improve Liquidity in Thinly Traded Securities
  • Cboe submits a comment letter in response to CFTC's Proposal to Update Part 190 Bankruptcy Regulation
  • Cboe publishes information related to how exchanges were resilient during the COVID-19 crisis
  • Cboe submits a comment letter in response to the SEC's Proposed Rule on Market Data Infrastructure
  • Cboe submits a comment letter in response to the SEC’s Proposed Rule on Use of Derivatives by Funds
  • Cboe submits a letter in response to the SEC regarding the Global COVID-19 Pandemic
  • Cboe submits a comment letter in response to the SEC’s Proposed Order related to the governance structure of the NMS plans responsible for the dissemination of U.S. equity market data through the consolidated tape
  • Cboe submits a comment letter in response to the Basel Committee on Banking Supervision's Consultation on Credit Valuation Adjustment Risk
  • Cboe publishes its vision for equity market structure reform
  • Cboe submits a comment letter in response to the CFTC's Proposal on DCO Notice Period for Clearing New Products
  • Cboe submits a comment letter in response to the SEC and CFTC Proposal on Customer Margin Rules Relating to Security Futures
  • Cboe submits a comment letter in response to the Federal Reserve, FDIC, and OCC Proposal to adopt the Standardized Approach to Counterparty Credit Risk (SA-CCR). (See Bank Capital Rules below for more information)
  • Cboe submits a comment letter in response to the CFTC’s Proposal on SEFs and Trade Execution Requirements.
  • Cboe submits a comment letter in response to IOSCO's Consultation on Leverage in Funds.
  • Cboe submits a comment letter in response to the Basel Committee on Banking Supervision's consultation on the leverage ratio's treatment of client cleared derivatives.
  • Cboe publishes more Market Data and Connectivity Facts.
  • Cboe submits a Market Data Fact Sheet in response to the SEC's Roundtable on Market Data and Market Access.
  • Cboe submits a comment letter in response to the SEC's ETF Proposal. (See Exchange-Traded Products below for more information)
  • Cboe submits a second comment letter in response to the SEC's Transaction Fee Pilot Proposal. (See Market Structure below for more information)
  • Cboe submits a comment letter in response to the Financial Stability Board, Basel Committee on Banking Supervision, Committee on Payments and Market Infrastructures, and International Organization of Securities Commissions consultation on incentives to centrally clear over-the-counter (OTC) derivatives. (See Bank Capital below for more information)
For more information about key topics, please click on the links below.