Disciplinary Information

  • Year: 

     

June 25, 2018:   18-0011/ 20170546075 Citigroup Derivatives Markets Inc. 
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June 25, 2018:   18-0010/ 20170545969 Bengal Capital Trading LLC 
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June 25, 2018:   17-0064/ 20150459794 Wolverine Execution Services, LLC 
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June 25, 2018:   17-0047/ 20150443240 Israel A. Englander & Co., LLC 
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June 25, 2018:   15-0022 and 17-0017/ 20150442658 and 20150467107 Ronin Capital, LLC 
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June 25, 2018:   15-0017 and 17-0039/ 20150443127 and 20150467882 Susquehanna Securities 
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June 25, 2018:   15-0016 and 17-0040 / 20150439259 and 20150466716 Global Execution Brokers, LP 
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April 25, 2018:   18-0008/ 20150466866 Spot Trading L.L.C. 
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April 25, 2018:   17-0058/ 20170546034 and 20170566500 Wolverine Trading, LLC 
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April 25, 2018:   17-0057/ 20160526272 Trinity Executions, LLC and Timothy Steinmetz 
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