Switch to Cboe Listings
- Obtain governance approval to withdraw from current listing venue, list on Cboe and file necessary filings with SEC (i.e., Form 25 and Form 8-A).
- Contact Listings Qualifications for assistance in completing the appropriate application.
Listing Qualifications
| Phone: | +1.913.815.7024 |
| Email: | [email protected] |
You should also review the Cboe Exchange Listing Rules (Chapter XIV of the Cboe Exchange Rules), which include information about listing qualification standards and corporate governance.
- Cboe Exchange Listing Rules
- Application & Forms - New ETN Issuer
- Application & Forms - Cboe-Listed ETN Issuer
- Application & Forms - New Exchange-Traded Fund Shares Issuer
- Application & Forms - Cboe-Listed Exchange-Traded Fund Shares Issuer
- Application & Forms - New Managed Portfolio Shares Issuer
- Application & Forms - Cboe-Listed Managed Portfolio Shares Issuer
- Application & Forms - New Tracking Fund Shares Issuer
- Application & Forms - Cboe-Listed Tracking Fund Shares Issuer
At least 15 days prior to listing on Cboe
- File the notice of withdrawal of listing with current listing venue.
- Issue and post press release regarding such withdrawal.
- File executed versions of listings applications with Application Support Team.
At least 10 days after providing notice of withdrawal
- ETPs officially switch to Cboe, effective prior to the opening of trading.
Questions?
For more information about transferring to Cboe, please contact the Listing Department at [email protected]