Environment=PROD|Report Date=2021-07-07|Record Count=514 Symbol|Issue Name|Issue Type|Currency|Outstanding Shares|Test Symbol|Market Category|First Date Traded|IPO Flag|Expiration Date|Separation Date|When Issued Flag|When Distributed Flag|Round Lot Quantity|Notes|Financial Status ACIO|Aptus Collared Income Opportunity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-07-10|Y|||N|N|100||0 ACSI|American Customer Satisfaction ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-11-01|Y|||N|N|100||0 ACWV|iShares MSCI Global Min Vol Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 ADFI|Anfield Dynamic Fixed Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-08-18|Y|||N|N|100||0 ADME|Aptus Drawdown Managed Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-06-09|Y|||N|N|100||0 AESR|Anfield U.S. Equity Sector Rotation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-17|Y|||N|N|100||0 AFIF|Anfield Universal Fixed Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-09-18|Y|||N|N|100||0 AGT|iShares MSCI Argentina and Global Exposure ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-04-27|Y|||N|N|100||0 ALFA|AlphaClone Alternative Alpha ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-12-27|N|||N|N|100||0 ALTS|ProShares Morningstar Alternatives Solution ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-12-15|N|||N|N|100||0 AMER|Emles Made in America ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-15|Y|||N|N|100||0 APRZ|TrueShares Structured Outcome (April) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-01|Y|||N|N|100||0 ARCM|Arrow Reserve Capital Management ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-03-31|Y|||N|N|100||0 ARKG|ARK Genomic Revolution ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-31|N|||N|N|100||0 ARKQ|ARK Autonomous Technology & Robotics ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-31|N|||N|N|100||0 ARKX|ARK Space Exploration & Innovation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-30|Y|||N|N|100||0 ATMP|iPath Select MLP ETN|Equity Index-Linked Securities|USD|11809381|N|Tier 1|2019-05-13|N|||N|N|100||0 AUGZ|TrueShares Structured Outcome (August) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-08-03|Y|||N|N|100||0 AVDG|AVDR US LargeCap ESG ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-30|Y|||N|N|100||0 AVDR|AVDR US LargeCap Leading ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-30|Y|||N|N|100||0 BALT|Innovator Defined Wealth Shield ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-07-01|Y|||N|N|100||0 BAPR|Innovator S&P 500 Buffer ETF - April |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-04-01|Y|||N|N|100||0 BAUG|Innovator S&P 500 Buffer ETF - August|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-08-01|Y|||N|N|100||0 BBAX|JPMorgan BetaBuilders Developed Asia-ex Japan ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-08-08|Y|||N|N|100||0 BBCA|JPMorgan BetaBuilders Canada ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-08-08|Y|||N|N|100||0 BBEU|JPMorgan BetaBuilders Europe ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-06-18|Y|||N|N|100||0 BBIN|JPMorgan BetaBuilders International Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-05|Y|||N|N|100||0 BBJP|JPMorgan BetaBuilders Japan ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-06-18|Y|||N|N|100||0 BBRE|JPMorgan BetaBuilders MSCI U.S. REIT ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-06-18|Y|||N|N|100||0 BBSA|JPMorgan BetaBuilders 1-5 Year U.S. Aggregate Bond ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-03-13|Y|||N|N|100||0 BBUS|JPMorgan BetaBuilders U.S. Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-03-13|Y|||N|N|100||0 BDEC|Innovator S&P 500 Buffer ETF - December|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-02|Y|||N|N|100||0 BFEB|Innovator S&P 500 Buffer ETF - February|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-02-03|Y|||N|N|100||0 BGLD|FT Cboe Vest Gold Strategy Quarterly Buffer ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-21|Y|||N|N|100||0 BJAN|Innovator S&P 500 Buffer ETF - January|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-01-02|Y|||N|N|100||0 BJUL|Innovator S&P 500 Buffer ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-08-29|Y|||N|N|100||0 BJUN|Innovator S&P 500 Buffer ETF - June|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-06-03|Y|||N|N|100||0 BLDG|Cambria Global Real Estate ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-09-24|Y|||N|N|100||0 BMAR|Innovator S&P 500 Buffer ETF - March|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-03-02|Y|||N|N|100||0 BMAY|Innovator S&P 500 Buffer ETF - May|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-05-01|Y|||N|N|100||0 BNOV|Innovator S&P 500 Buffer ETF - November|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-11-01|Y|||N|N|100||0 BOB|Merlyn.AI Best-of-Breed Core Momentum ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-13|Y|||N|N|100||0 BOCT|Innovator S&P 500 Buffer ETF - October|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-10-01|Y|||N|N|100||0 BOSS|Global X Founder-Run Companies ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-02-15|Y|||N|N|100||0 BSEP|Innovator S&P 500 Buffer ETF - September|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-09-03|Y|||N|N|100||0 BUFD|FT Cboe Vest Fund of Deep Buffer ETFs|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-21|Y|||N|N|100||0 BUFF|Innovator Laddered Fund of S&P 500 Power Buffer ETFs|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-10-20|Y|||N|N|100||0 BUFR|FT Cboe Vest Fund of Buffer ETFs|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-08-11|Y|||N|N|100||0 BUYZ|Franklin Disruptive Commerce ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-02-27|Y|||N|N|100||0 CALF|Pacer US Small Cap Cash Cows 100 ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-06-19|Y|||N|N|100||0 CBOE|Cboe Global Markets, Inc.|Primary Equity|USD|106685785|N|Tier 1|2018-09-17|N|||N|N|100||0 CBTG|Cabot Growth ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-30|Y|||N|N|100||0 CEFS|Saba Closed-End Funds ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-03-21|Y|||N|N|100||0 CEMB|iShares J.P Morgan EM Corporate Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-04-19|Y|||N|N|100||0 CFCV|ClearBridge Focus Value ESG ETF|Managed Portfolio Shares|USD|n/a|N|Tier 1|2020-05-28|Y|||N|N|100||0 CNYA|iShares MSCI China A ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-06-15|Y|||N|N|100||0 COWZ|Pacer US Cash Cows 100 ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-19|Y|||N|N|100||0 CSM|ProShares Large Cap Core Plus|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-12-15|N|||N|N|100||0 DALT|Anfield Capital Diversified Alternatives ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-09-29|Y|||N|N|100||0 DAPR|FT Cboe Vest U.S. Equity Deep Buffer ETF - April|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-19|Y|||N|N|100||0 DAUG|FT Cboe Vest U.S. Equity Deep Buffer ETF - August|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-11-07|Y|||N|N|100||0 DBJA|Innovator Double Stacker 9 Buffer ETF - January|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-04|Y|||N|N|100||0 DBOC|Innovator Double Stacker 9 Buffer ETF - October|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-01|Y|||N|N|100||0 DDEC|FT Cboe Vest U.S. Equity Deep Buffer ETF - December|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-21|Y|||N|N|100||0 DDLS|WisdomTree Dynamic Currency Hedged International SmallCap Equity Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-01-07|Y|||N|N|100||0 DDWM|WisdomTree Dynamic Currency Hedged International Equity Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-01-07|Y|||N|N|100||0 DECZ|TrueShares Structured Outcome (December) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-01|Y|||N|N|100||0 DEFA|iShares Adaptive Currency Hedged MSCI EAFE ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-01-07|Y|||N|N|100||0 DEFN|Emles Protective Allocation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-11-25|Y|||N|N|100||0 DFEB|FT Cboe Vest U.S. Equity Deep Buffer ETF - February|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-02-24|Y|||N|N|100||0 DFHY|TrimTabs Donoghue Forlines Tactical High Yield ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-08|Y|||N|N|100||0 DFND|Siren DIVCON Dividend Defender ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-01-14|Y|||N|N|100||0 DFNL|Davis Select Financial ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-23|N|||N|N|100||0 DFNV|TrimTabs Donoghue Forlines Risk Managed Innovation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-08|Y|||N|N|100||0 DFVL|iPath US Treasury 5-year Bull ETN|Futures-Linked Securities|USD|n/a|N|Tier 1|2019-05-13|N|||N|N|100||0 DFVS|iPath US Treasury 5-year Bear ETN|Futures-Linked Securities|USD|n/a|N|Tier 1|2019-05-13|N|||N|N|100||0 DINT|Davis Select International ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-23|N|||N|N|100||0 DIVB|iShares U.S. Dividend and Buyback ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-11-09|Y|||N|N|100||0 DJAN|FT Cboe Vest U.S. Equity Deep Buffer ETF - January|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-19|Y|||N|N|100||0 DJUL|FT Cboe Vest U.S. Equity Deep Buffer ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-07-20|Y|||N|N|100||0 DJUN|FT Cboe Vest U.S. Equity Deep Buffer ETF - June|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-06-22|Y|||N|N|100||0 DMAR|FT Cboe Vest U.S. Equity Deep Buffer ETF - March|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-22|Y|||N|N|100||0 DMAY|FT Cboe Vest U.S. Equity Deep Buffer ETF - May|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-05-18|Y|||N|N|100||0 DNOV|FT Cboe Vest U.S. Equity Deep Buffer ETF - November|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-11-18|Y|||N|N|100||0 DOCT|FT Cboe Vest U.S. Equity Deep Buffer ETF - October|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-19|Y|||N|N|100||0 DRSK|Aptus Defined Risk ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-08-08|Y|||N|N|100||0 DSEP|FT Cboe Vest U.S. Equity Deep Buffer ETF - September|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-09-21|Y|||N|N|100||0 DSJA|Innovator Double Stacker ETF - January|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-04|Y|||N|N|100||0 DSOC|Innovator Double Stacker ETF - October|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-01|Y|||N|N|100||0 DUDE|Merlyn.AI SectorSurfer Momentum ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-30|Y|||N|N|100||0 DURA|VanEck Vectors Morningstar Durable Dividend ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-11|N|||N|N|100||0 DUSA|Davis Select U.S. Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-23|N|||N|N|100||0 DWLD|Davis Select Worldwide ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-23|N|||N|N|100||0 EAOA|iShares ESG Aware Aggressive Allocation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-06-18|Y|||N|N|100||0 EAOK|iShares ESG Aware Conservative Allocation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-06-18|Y|||N|N|100||0 EAOM|iShares ESG Aware Moderate Allocation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-06-18|Y|||N|N|100||0 EAOR|iShares ESG Aware Growth Allocation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-06-18|Y|||N|N|100||0 ECH|iShares MSCI Chile ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 EDEN|iShares MSCI Denmark ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-01-26|Y|||N|N|100||0 EEMV|iShares MSCI Emerging Markets Min Vol Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 EFAD|ProShares MSCI EAFE Dividend Growers ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-29|N|||N|N|100||0 EFAV|iShares MSCI EAFE Min Vol Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 EFG|iShares MSCI EAFE Growth ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 EFNL|iShares MSCI Finland ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-01-26|Y|||N|N|100||0 EFV|iShares MSCI EAFE Value ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 EGIS|2ndVote Society Defended ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-11-18|Y|||N|N|100||0 EMDV|ProShares MSCI Emerging Markets Dividend Growers ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-01-27|Y|||N|N|100||0 EMGF|iShares MSCI Emerging Markets Multifactor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-12-10|Y|||N|N|100||0 EMHY|iShares J.P. Morgan EM High Yield Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-04-03|Y|||N|N|100||0 EMSH|ProShares Short Term USD Emerging Markets Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2013-11-21|Y|||N|N|100||0 EMTL|SPDR DoubleLine Emerging Markets Fixed Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-04-14|Y|||N|N|100||0 ENOR|iShares MSCI Norway ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-01-24|Y|||N|N|100||0 EOPS|Emles Alpha Opportunities ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-06-10|Y|||N|N|100||0 EPRF|Innovator S&P Investment Grade Preferred ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-05-24|Y|||N|N|100||0 ESCR|Xtrackers Bloomberg Barclays US Investment Grade Corporate ESG ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-06-09|N|||N|N|100||0 ESEB|Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-06-09|N|||N|N|100||0 ESG|FlexShares STOXX US ESG Select Index Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-12-28|N|||N|N|100||0 ESGG|FlexShares STOXX Global ESG Select Index Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-10-09|N|||N|N|100||0 ESGV|Vanguard ESG U.S. Stock ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-09-20|Y|||N|N|100||0 ESHY|Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-06-09|N|||N|N|100||0 ESML|iShares ESG Aware MSCI USA Small-Cap ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-04-12|Y|||N|N|100||0 EUCG|Euclid Capital Growth ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-05|Y|||N|N|100||0 EUDV|ProShares MSCI Europe Dividend Growers ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-29|N|||N|N|100||0 EURZ|Xtrackers Eurozone Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-01-06|N|||N|N|100||0 EWGS|iShares MSCI Germany Small-Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-01-26|Y|||N|N|100||0 EWUS|iShares MSCI United Kingdom Small-Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-01-26|Y|||N|N|100||0 EYLD|Cambria Emerging Shareholder Yield ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-07-14|Y|||N|N|100||0 EZU|iShares MSCI Eurozone ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-02-02|N|||N|N|100||0 FAIL|Cambria Global Tail Risk ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-29|N|||N|N|100||0 FAPR|FT Cboe Vest U.S. Equity Buffer ETF - April|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-19|Y|||N|N|100||0 FAUG|FT Cboe Vest U.S. Equity Buffer ETF - August|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-11-07|Y|||N|N|100||0 FBCG|Fidelity Blue Chip Growth ETF|Tracking Fund Shares|USD|n/a|N|Tier 1|2020-06-04|Y|||N|N|100||0 FBCV|Fidelity Blue Chip Value ETF|Tracking Fund Shares|USD|n/a|N|Tier 1|2020-06-04|Y|||N|N|100||0 FCPI|Fidelity Stocks for Inflation ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-11-07|Y|||N|N|100||0 FCTR|First Trust Lunt U.S. Factor Rotation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-07-26|Y|||N|N|100||0 FDEC|FT Cboe Vest U.S. Equity Buffer ETF - December|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-21|Y|||N|N|100||0 FDEM|Fidelity Emerging Markets Multifactor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-02-28|Y|||N|N|100||0 FDEV|Fidelity International Multifactor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-02-28|Y|||N|N|100||0 FDG|American Century Focused Dynamic Growth ETF|Managed Portfolio Shares|USD|n/a|N|Tier 1|2020-04-02|Y|||N|N|100||0 FEBZ|TrueShares Structured Outcome (February) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-02-01|Y|||N|N|100||0 FEDX|Emles Federal Contractors ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-15|Y|||N|N|100||0 FFEB|FT Cboe Vest U.S. Equity Buffer ETF - February|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-02-24|Y|||N|N|100||0 FFHG|Formula Folios Hedged Growth ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-06-06|Y|||N|N|100||0 FFSG|FormulaFolios Smart Growth ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-11-01|Y|||N|N|100||0 FFTG|FormulaFolios Tactical Growth ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-11-01|Y|||N|N|100||0 FFTI|FormulaFolios Tactical Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-06-06|Y|||N|N|100||0 FGRO|Fidelity Growth Opportunities ETF|Tracking Fund Shares|USD|n/a|N|Tier 1|2021-02-04|Y|||N|N|100||0 FIBR|iShares U.S. Fixed Income Balanced Risk Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-02-26|Y|||N|N|100||0 FJAN|FT Cboe Vest U.S. Equity Buffer ETF - January|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-19|Y|||N|N|100||0 FJUL|FT Cboe Vest U.S. Equity Buffer ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-07-20|Y|||N|N|100||0 FJUN|FT Cboe Vest U.S. Equity Buffer ETF - June|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-06-22|Y|||N|N|100||0 FLBL|Franklin Liberty Senior Loan ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-06-01|Y|||N|N|100||0 FLDR|Fidelity Low Duration Bond Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-06-14|Y|||N|N|100||0 FLHY|Franklin Liberty High Yield Corporate ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-06-01|Y|||N|N|100||0 FLIA|Franklin Liberty International Aggregate Bond ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-06-01|Y|||N|N|100||0 FLOT|iShares Floating Rate Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 FLQL|Franklin LibertyQ U.S. Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-04-28|Y|||N|N|100||0 FLQM|Franklin LibertyQ U.S. Mid Cap Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-04-28|Y|||N|N|100||0 FLQS|Franklin LibertyQ U.S. Small Cap Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-04-28|Y|||N|N|100||0 FLV|American Century Focused Large Cap Value ETF|Managed Portfolio Shares|USD|n/a|N|Tier 1|2020-04-02|Y|||N|N|100||0 FMAG|Fidelity Magellan ETF|Tracking Fund Shares|USD|n/a|N|Tier 1|2021-02-04|Y|||N|N|100||0 FMAR|FT Cboe Vest U.S. Equity Buffer ETF - March|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-22|Y|||N|N|100||0 FMAY|FT Cboe Vest U.S. Equity Buffer ETF - May|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-05-18|Y|||N|N|100||0 FMIL|Fidelity New Millennium ETF|Tracking Fund Shares|USD|n/a|N|Tier 1|2020-06-04|Y|||N|N|100||0 FNOV|FT Cboe Vest U.S. Equity Buffer ETF - November|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-11-18|Y|||N|N|100||0 FOCT|FT Cboe Vest U.S. Equity Buffer ETF - October|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-19|Y|||N|N|100||0 FOMO|FOMO ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-05-25|Y|||N|N|100||0 FPFD|Fidelity Preferred Securities & Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-06-17|Y|||N|N|100||0 FPRO|Fidelity Real Estate Investment ETF|Tracking Fund Shares|USD|n/a|N|Tier 1|2021-02-04|Y|||N|N|100||0 FRDM|Freedom 100 Emerging Markets ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-05-23|Y|||N|N|100||0 FSEP|FT Cboe Vest U.S. Equity Buffer ETF - September|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-09-21|Y|||N|N|100||0 FSMO|Fidelity Small-Mid Cap Opportunities ETF|Tracking Fund Shares|USD|n/a|N|Tier 1|2021-02-04|Y|||N|N|100||0 FUNL|CornerCap Fundametrics Large-Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-08-20|Y|||N|N|100||0 FUT|ProShares Managed Futures Strategy ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-02-18|Y|||N|N|100||0 FYLD|Cambria Foreign Shareholder Yield ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-29|N|||N|N|100||0 GAA|Cambria Global Asset Allocation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-29|N|||N|N|100||0 GCOW|Pacer Global Cash Cows Dividend ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-02-23|Y|||N|N|100||0 GHYG|iShares US & Intl High Yield Corp Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-04-05|Y|||N|N|100||0 GLDB|Strategy Shares Gold-Hedged Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-05-18|Y|||N|N|100||0 GMOM|Cambria Global Momentum ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-12-17|N|||N|N|100||0 GOAT|VanEck Vectors Morningstar Global Wide Moat ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-11|N|||N|N|100||0 GOVT|iShares U.S. Treasury Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 GOVZ|iShares 25+ Year Treasury STRIPS Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-09-24|Y|||N|N|100||0 GSEE|Goldman Sachs MarketBeta Emerging Markets Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-05-15|Y|||N|N|100||0 GSEW|Goldman Sachs Equal Weight U.S. Large Cap Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-09-14|Y|||N|N|100||0 GSID|Goldman Sachs MarketBeta International Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-05-15|Y|||N|N|100||0 GSST|Goldman Sachs Access Ultra Short Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-04-17|Y|||N|N|100||0 GSUS|Goldman Sachs MarketBeta U.S. Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-05-15|Y|||N|N|100||0 GTIP| Goldman Sachs Access Inflation Protected USD Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-10-04|Y|||N|N|100||0 GVAL|Cambria Global Value ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-12-17|N|||N|N|100||0 GVI|iShares Intermediate Government/Credit Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 HCRB|Hartford Core Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-02-20|Y|||N|N|100||0 HEEM|iShares Currency Hedged MSCI Emerging Markets ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 HEFA|iShares Currency Hedged MSCI EAFE ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 HEGD|Swan Hedged Equity US Large Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-23|Y|||N|N|100||0 HELX|Franklin Genomic Advancements ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-02-27|Y|||N|N|100||0 HSRT|Hartford Short Duration ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-05-31|Y|||N|N|100||0 HYD|VanEck Vectors High Yield Muni ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-12-28|N|||N|N|100||0 HYDB|iShares High Yield Bond Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-07-13|Y|||N|N|100||0 HYHG|ProShares High Yield-Interest Rate Hedged ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2013-05-23|Y|||N|N|100||0 HYIN|WisdomTree Alternative Income Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-05-06|Y|||N|N|100||0 HYMU|BlackRock High Yield Muni Income Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-18|Y|||N|N|100||0 HYXU|iShares International High Yield Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-04-03|Y|||N|N|100||0 IAGG|iShares Core International Aggregate Bond Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-11-12|Y|||N|N|100||0 IAUF|iShares Gold Strategy ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-06-08|Y|||N|N|100||0 IBHA|iShares iBonds 2021 Term High Yield and Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-05-09|Y|||N|N|100||0 IBHB|iShares iBonds 2022 Term High Yield and Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-05-09|Y|||N|N|100||0 IBHC|iShares iBonds 2023 Term High Yield and Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-05-09|Y|||N|N|100||0 IBHD|iShares iBonds 2024 Term High Yield and Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-05-09|Y|||N|N|100||0 IBHE|iShares iBonds 2025 Term High Yield and Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-05-09|Y|||N|N|100||0 IBHF|iShares iBonds 2026 Term High Yield and Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-11-12|Y|||N|N|100||0 IBHG|iShares iBonds 2027 Term High Yield and Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-07-09|Y|||N|N|100||0 IBML|iShares iBonds Dec 2023 Term Muni Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-04-13|Y|||N|N|100||0 IBMM|iShares iBonds Dec 2024 Term Muni Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-03-22|Y|||N|N|100||0 IBMN|iShares iBonds Dec 2025 Term Muni Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-11-15|Y|||N|N|100||0 IBMO|iShares iBonds Dec 2026 Term Muni Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-04-04|Y|||N|N|100||0 IBMP|iShares iBonds Dec 2027 Term Muni Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-04-11|Y|||N|N|100||0 IBMQ|iShares iBonds Dec 2028 Term Muni Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-04-18|Y|||N|N|100||0 ICF|iShares Cohen & Steers REIT ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 ICOW|Pacer Developed Markets International Cash Cows 100 ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-06-19|Y|||N|N|100||0 ICSH|BlackRock Ultra Short-Term Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2013-12-13|Y|||N|N|100||0 ICVT|iShares Convertible Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-06-04|Y|||N|N|100||0 IDHD|Invesco S&P International Developed High Dividend Low Volatility ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-01|Y|||N|N|100||0 IDV|iShares International Select Dividend ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 IECS|iShares Evolved U.S. Consumer Staples ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-03-23|Y|||N|N|100||0 IEDI|iShares Evolved U.S. Discretionary Spending ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-03-23|Y|||N|N|100||0 IEFA|iShares Core MSCI EAFE ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 IEFN|iShares Evolved U.S. Financials ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-03-23|Y|||N|N|100||0 IEHS|iShares Evolved U.S. Healthcare Staples ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-03-23|Y|||N|N|100||0 IEIH|iShares Evolved U.S. Innovative Healthcare ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-03-23|Y|||N|N|100||0 IEME|iShares Evolved U.S. Media and Entertainment ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-03-23|Y|||N|N|100||0 IEO|iShares U.S. Oil & Gas Exploration & Production ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 IETC|iShares Evolved U.S. Technology ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-03-23|Y|||N|N|100||0 IFRA|iShares U.S. Infrastructure ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-04-05|Y|||N|N|100||0 IGE|iShares North American Natural Resources ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 IGEB|iShares Investment Grade Bond Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-07-13|Y|||N|N|100||0 IGHG|ProShares Investment Grade-Interest Rate Hedged|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2013-11-07|Y|||N|N|100||0 IGLD|FT Cboe Vest Gold Strategy Target Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-03|Y|||N|N|100||0 IGRO|iShares International Dividend Growth ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-05-19|Y|||N|N|100||0 IGV|iShares Expanded Tech-Software Sector ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 IMFL|Invesco International Developed Dynamic Multifactor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-02-24|Y|||N|N|100||0 IMLP|iPath S&P MLP ETN|Equity Index-Linked Securities|USD|1061937|N|Tier 1|2019-05-13|N|||N|N|100||0 IMOM|Alpha Architect International Quantitative Momentum ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-12-23|Y|||N|N|100||0 INDA|iShares MSCI India ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-02-03|Y|||N|N|100||0 IPFF|iShares International Preferred Stock ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 IQDG|WisdomTree International Quality Dividend Growth Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-04-07|Y|||N|N|100||0 IQM|Franklin Intelligent Machines ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-02-27|Y|||N|N|100||0 ISVL|iShares International Developed Small Cap Value Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-25|Y|||N|N|100||0 ITA|iShares U.S. Aerospace & Defense ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 ITB|iShares U.S. Home Construction ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 ITM|VanEck Vectors Intermediate Muni ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-12-28|N|||N|N|100||0 IVAL|Alpha Architect International Quantitative Value ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2014-12-17|Y|||N|N|100||0 IVDG|Invesco Focused Discovery Growth ETF|Tracking Fund Shares|USD|n/a|N|Tier 1|2020-12-22|Y|||N|N|100||0 IVLC|Invesco US Large Cap Core ESG ETF|Tracking Fund Shares|USD|n/a|N|Tier 1|2020-12-22|Y|||N|N|100||0 IVRA|Invesco Real Assets ESG ETF|Tracking Fund Shares|USD|n/a|N|Tier 1|2020-12-22|Y|||N|N|100||0 IVSG|Invesco Select Growth ETF|Tracking Fund Shares|USD|n/a|N|Tier 1|2020-12-22|Y|||N|N|100||0 IYJ|iShares U.S. Industrials ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 IYLD|iShares Morningstar Multi-Asset Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-04-05|Y|||N|N|100||0 IYT|iShares Transportation Average ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 IYZ|iShares U.S. Telecommunications ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 IZRL|ARK Israel Innovative Technology ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-12-05|Y|||N|N|100||0 JANZ|TrueShares Structured Outcome (January) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-04|Y|||N|N|100||0 JCPB|JPMorgan Core Plus Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-01-30|Y|||N|N|100||0 JEMA|JPMorgan Emerging Markets Equity Core ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-11|Y|||N|N|100||0 JMST|JPMorgan Ultra-Short Municipal Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-10-18|Y|||N|N|100||0 JMUB|JPMorgan Municipal ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-10-31|Y|||N|N|100||0 JPHY|JPMorgan High Yield Research Enhanced ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-09-15|Y|||N|N|100||0 JPIB|JPMorgan International Bond Opportunities ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-04-07|Y|||N|N|100||0 JPST|JPMorgan Ultra-Short Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-05-19|Y|||N|N|100||0 JULZ|TrueShares Structured Outcome (July) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-07-01|Y|||N|N|100||0 JUNZ|TrueShares Structured Outcome (June) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-06-01|Y|||N|N|100||0 KAPR|Innovator Russell 2000 Power Buffer ETF -April|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-04-01|Y|||N|N|100||0 KJAN|Innovator Russell 2000 Power Buffer ETF - January|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-01-02|Y|||N|N|100||0 KJUL|Innovator Russell 2000 Power Buffer ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-07-01|Y|||N|N|100||0 KNG|FT Cboe Vest S&P 500 Dividend Aristocrats Target Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-03-27|Y|||N|N|100||0 KNGS|UPHOLDINGS Compound Kings ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-30|Y|||N|N|100||0 KOCT|Innovator Russell 2000 Power Buffer ETF - October|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-10-01|Y|||N|N|100||0 KWT|iShares MSCI Kuwait ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-09-03|Y|||N|N|100||0 LEAD|Siren DIVCON Leaders Dividend ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-01-06|Y|||N|N|100||0 LIV|Emles @Home ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-15|Y|||N|N|100||0 LKOR|FlexShares Credit-Scored US Long Corporate Bond Index Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-10-09|N|||N|N|100||0 LQDI|iShares Inflation Hedged Corporate Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-05-10|Y|||N|N|100||0 LSLT|Pacer Salt Low truBeta US Market ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-03-13|Y|||N|N|100||0 LUXE|Emles Luxury Goods ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-11-25|Y|||N|N|100||0 LVHI|Legg Mason International Low Volatility High Dividend ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-07-28|Y|||N|N|100||0 LYFE|2ndVote Life Neutral Plus ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-11-18|Y|||N|N|100||0 MAAX|VanEck Vectors Muni Allocation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-05-16|Y|||N|N|100||0 MAGA|Point Bridge GOP Stock Tracker ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-09-07|Y|||N|N|100||0 MAMB|Monarch Ambassador Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-24|Y|||N|N|100||0 MARZ|TrueShares Structured Outcome (March) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-01|Y|||N|N|100||0 MAYZ|TrueShares Structured Outcome (May) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-05-03|Y|||N|N|100||0 MBBB|VanEck Vectors Moody's Analytics BBB Corporate Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-02|Y|||N|N|100||0 MBCC|Monarch Blue Chips Core ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-24|Y|||N|N|100||0 MBND|SPDR Nuveen Municipal Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-02-04|Y|||N|N|100||0 MDEV|First Trust Indxx Medical Devices ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-06-23|Y|||N|N|100||0 MEAR|BlackRock Short Maturity Municipal Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-03-05|Y|||N|N|100||0 MFMS|MFAM Small-Cap Growth ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-10-30|Y|||N|N|100||0 MIG|VanEck Vectors Moody's Analytics IG Corporate Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-02|Y|||N|N|100||0 MINN|Mairs & Power Minnesota Municipal Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-12|Y|||N|N|100||0 MLN|VanEck Vectors Long Muni ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-12-28|N|||N|N|100||0 MOAT|VanEck Vectors Morningstar Wide Moat ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-11|N|||N|N|100||0 MOTI|VanEck Vectors Morningstar International Moat ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-11|N|||N|N|100||0 MPRO|Monarch ProCap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-24|Y|||N|N|100||0 MRGR|ProShares Merger ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-12-13|Y|||N|N|100||0 MRSK|Toews Agility Shares Managed Risk ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-06-25|Y|||N|N|100||0 MSTB|LHA Market State Tactical Beta ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-09-30|Y|||N|N|100||0 MSVX|LHA Market State Alpha Seeker ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-05-14|Y|||N|N|100||0 MTUM|iShares MSCI USA Momentum Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 NAPR|Innovator Nasdaq-100 Power Buffer ETF - April|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-04-01|Y|||N|N|100||0 NEAR|BlackRock Short Maturity Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2013-09-26|Y|||N|N|100||0 NJAN|Innovator Nasdaq-100 Power Buffer ETF - January|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-01-02|Y|||N|N|100||0 NJUL|Innovator Nasdaq-100 Power Buffer ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-07-01|Y|||N|N|100||0 NOBL|ProShares S&P 500 Dividend Aristocrats ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-29|N|||N|N|100||0 NOCT|Innovator Nasdaq-100 Power Buffer ETF- October|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-10-01|Y|||N|N|100||0 NUDM|Nuveen ESG International Developed Markets Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-06-07|Y|||N|N|100||0 NUEM|Nuveen ESG Emerging Markets Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-06-07|Y|||N|N|100||0 NULC|Nuveen ESG Large-Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-06-04|Y|||N|N|100||0 NULG|Nuveen ESG Large-Cap Growth ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-14|Y|||N|N|100||0 NULV|Nuveen ESG Large-Cap Value ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-14|Y|||N|N|100||0 NUMG|Nuveen ESG Mid-Cap Growth ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-14|Y|||N|N|100||0 NUMV|Nuveen ESG Mid-Cap Value ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-14|Y|||N|N|100||0 NURE|Nuveen Short-Term REIT ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-20|Y|||N|N|100||0 NUSC|Nuveen ESG Small-Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-14|Y|||N|N|100||0 NVMZ|TrueShares Structured Outcome (November) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-11-02|Y|||N|N|100||0 OCTZ|TrueShares Structured Outcome (October) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-01|Y|||N|N|100||0 OEUR|O'Shares Europe Quality Dividend ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-19|N|||N|N|100||0 OGIG|O'Shares Global Internet Giants ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-19|N|||N|N|100||0 OILK|ProShares K-1 Free Crude Oil Strategy ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-09-28|Y|||N|N|100||0 OMFL|Invesco Russell 1000 Dynamic Multifactor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-11-10|Y|||N|N|100||0 OMFS|Invesco Russell 2000 Dynamic Multifactor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-11-10|Y|||N|N|100||0 OSCV|Opus Small Cap Value ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-07-01|N|||N|N|100||0 OUSA|O'Shares U.S. Quality Dividend ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-19|N|||N|N|100||0 OUSM|O'Shares U.S. Small-Cap Quality Dividend ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-19|N|||N|N|100||0 PAPR|Innovator S&P 500 Power Buffer ETF - April|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-04-01|Y|||N|N|100||0 PAUG|Innovator S&P 500 Power Buffer ETF - August|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-08-01|Y|||N|N|100||0 PAVE|Global X U.S. Infrastructure Development ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-03-08|Y|||N|N|100||0 PAWZ|ProShares Pet Care ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-11-06|Y|||N|N|100||0 PBDM|Invesco PureBeta FTSE Developed ex-North America ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-09-22|Y|||N|N|100||0 PBEE|Invesco PureBeta FTSE Emerging Markets ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-09-22|Y|||N|N|100||0 PBND|Invesco PureBeta US Aggregate Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-09-29|Y|||N|N|100||0 PBSM|Invesco PureBeta MSCI USA Small Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-09-22|Y|||N|N|100||0 PBTP|Invesco PureBeta 0-5 Yr US TIPS ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-09-22|Y|||N|N|100||0 PBUS|Invesco PureBeta MSCI USA ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-09-22|Y|||N|N|100||0 PDEC|Innovator S&P 500 Power Buffer ETF - December|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-02|Y|||N|N|100||0 PEX|ProShares Global Listed Private Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2013-02-28|Y|||N|N|100||0 PFEB|Innovator S&P 500 Power Buffer ETF - February|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-02-03|Y|||N|N|100||0 PICK|iShares MSCI Global Metals & Mining Producers ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 PJAN|Innovator S&P 500 Power Buffer ETF - January|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-01-02|Y|||N|N|100||0 PJUL|Innovator S&P 500 Power Buffer ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-08-08|Y|||N|N|100||0 PJUN|Innovator S&P 500 Power Buffer ETF - June|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-06-03|Y|||N|N|100||0 PLRG|Principal U.S. Large-Cap Adaptive Multi-Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-05-20|Y|||N|N|100||0 PLTL|Principal U.S. Small-Cap Adaptive Multi-Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-05-20|Y|||N|N|100||0 PMAR|Innovator S&P 500 Power Buffer ETF - March|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-03-02|Y|||N|N|100||0 PMAY|Innovator S&P 500 Power Buffer ETF - May|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-05-01|Y|||N|N|100||0 PNOV|Innovator S&P 500 Power Buffer ETF - November|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-11-01|Y|||N|N|100||0 POCT|Innovator S&P 500 Power Buffer ETF - October|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-10-01|Y|||N|N|100||0 PRNT|The 3D Printing ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-07-19|Y|||N|N|100||0 PSCJ|Pacer Swan SOS Conservative (July) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-07-01|Y|||N|N|100||0 PSCW|Pacer Swan SOS Conservative (April) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-01|Y|||N|N|100||0 PSCX|Pacer Swan SOS Conservative (December) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-23|Y|||N|N|100||0 PSEP|Innovator S&P 500 Power Buffer ETF - September|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-09-03|Y|||N|N|100||0 PSFD|Pacer Swan SOS Flex (December) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-23|Y|||N|N|100||0 PSFF|Pacer Swan SOS Fund of Funds ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-30|Y|||N|N|100||0 PSFJ|Pacer Swan SOS Flex (July) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-07-01|Y|||N|N|100||0 PSFM|Pacer Swan SOS Flex (April) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-01|Y|||N|N|100||0 PSMB|Invesco Balanced Multi-Asset Allocation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-02-23|Y|||N|N|100||0 PSMC|Invesco Conservative Multi-Asset Allocation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-02-23|Y|||N|N|100||0 PSMD|Pacer Swan SOS Moderate (December) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-23|Y|||N|N|100||0 PSMG|Invesco Growth Multi-Asset Allocation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-02-23|Y|||N|N|100||0 PSMJ|Pacer Swan SOS Moderate (July) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-07-01|Y|||N|N|100||0 PSMM|Invesco Moderately Conservative Multi-Asset Allocation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-02-23|Y|||N|N|100||0 PSMR|Pacer Swan SOS Moderate (April) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-01|Y|||N|N|100||0 PTEU|Pacer TrendpilotTM European Index ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-12-15|Y|||N|N|100||0 PTLC|Pacer Trendpilot US Large Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-06-12|Y|||N|N|100||0 PTMC|Pacer Trendpilot US Mid Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-06-12|Y|||N|N|100||0 PTNQ|Pacer Trendpilot 100 ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-06-12|Y|||N|N|100||0 PWS|Pacer WealthShield ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-12-12|Y|||N|N|100||0 PXUS|Principal International Adaptive Multi-Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-05-27|Y|||N|N|100||0 QCON|American Century Quality Convertible Securities ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-02-18|Y|||N|N|100||0 QDEC|FT Cboe Vest Growth-100 Buffer ETF - December|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-21|Y|||N|N|100||0 QJUN|FT Cboe Vest Growth-100 Buffer ETF - June|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-06-21|Y|||N|N|100||0 QLC|FlexShares US Quality Large Cap Index Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-10-09|N|||N|N|100||0 QMAR|FT Cboe Vest Growth-100 Buffer ETF - March|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-22|Y|||N|N|100||0 QMOM|Alpha Architect U.S. Quantitative Momentum ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-12-02|Y|||N|N|100||0 QPFF|American Century Quality Preferred ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-02-18|Y|||N|N|100||0 QTAP|Innovator Growth Accelerated Plus ETF - April|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-01|Y|||N|N|100||0 QTJL|Innovator Growth Accelerated Plus ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-07-01|Y|||N|N|100||0 QUAL|iShares MSCI USA Quality Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 QVAL|Alpha Architect U.S. Quantitative Value ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2014-10-22|Y|||N|N|100||0 RDFI|Rareview Dynamic Fixed Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-21|Y|||N|N|100||0 REC|Emles Real Estate Credit ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-15|Y|||N|N|100||0 REGL|ProShares S&P MidCap 400 Dividend Aristocrats ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-12-15|N|||N|N|100||0 REM|iShares Mortgage Real Estate ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 RESD|WisdomTree International ESG Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-11-03|Y|||N|N|100||0 RESE|WisdomTree Emerging Markets ESG Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-04-07|Y|||N|N|100||0 RODE|Hartford Multifactor Diversified International ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-05-11|Y|||N|N|100||0 RODI|iPath Return On Disability ETN|Equity Index-Linked Securities|USD|21900|N|Tier 1|2019-05-13|N|||N|N|100||0 ROMO|Strategy Shares Newfound/ReSolve Robust Momentum ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-11-04|Y|||N|N|100||0 RSX|VanEck Vectors Russia ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-11|N|||N|N|100||0 RSXJ|VanEck Vectors Russia Small-Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-11|N|||N|N|100||0 RTAI|Rareview Tax Advantaged Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-21|Y|||N|N|100||0 RYLD|Global X Russell 2000 Covered Call ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-04-22|Y|||N|N|100||0 SECT|Main Sector Rotation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-09-06|Y|||N|N|100||0 SEPZ|TrueShares Structured Outcome (September) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-09-01|Y|||N|N|100||0 SFHY|WisdomTree U.S. Short Term High Yield Corporate Bond Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-04-27|Y|||N|N|100||0 SFIG|WisdomTree U.S. Short Term Corporate Bond Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-04-27|Y|||N|N|100||0 SHAG|WisdomTree Yield Enhanced U.S. Short-Term Aggregate Bond Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-05-18|Y|||N|N|100||0 SHYD|VanEck Vectors Short High Yield Muni ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-12-28|N|||N|N|100|"
"|0 SLT|Pacer Salt High truBeta US Market ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-05-16|Y|||N|N|100||0 SLVP|iShares MSCI Global Silver and Metals Miners ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 SMB|VanEck Vectors Short Muni ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-12-28|N|||N|N|100||0 SMDV|ProShares Russell 2000 Dividend Growers ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-12-15|N|||N|N|100||0 SMIN|iShares MSCI India Small-Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-02-09|Y|||N|N|100||0 SMMD|iShares Russell 2500 ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-07-07|Y|||N|N|100||0 SMMV|iShares MSCI USA Small-Cap Min Vol Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-09-09|Y|||N|N|100||0 SPMV|Invesco S&P 500 Minimum Variance ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-07-13|Y|||N|N|100||0 STLC|iShares Factors US Blend Style ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-04-16|Y|||N|N|100||0 STLG|iShares Factors US Growth Style ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-01-16|Y|||N|N|100||0 STLV|iShares Factors US Value Style ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-01-16|Y|||N|N|100||0 STMB|iShares Factors US Mid Blend Style ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-04-16|Y|||N|N|100||0 STOT|SPDR DoubleLine Short Duration Total Return Tactical ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-04-14|Y|||N|N|100||0 STSB|iShares Factors US Small Blend Style ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-04-16|Y|||N|N|100||0 SULR|SmartETFs Sustainable Energy II ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-11-12|Y|||N|N|100||0 SVAL|iShares US Small Cap Value Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-29|Y|||N|N|100||0 SVXY|ProShares Short VIX Short-Term Futures ETF|Trust Issued Receipts|USD|n/a|N|Tier 1|2020-12-16|N|||N|N|100||0 SYLD|Cambria Shareholder Yield ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-12-17|N|||N|N|100||0 TAEQ|Trend Aggregation U.S. ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-05-08|Y|||N|N|100||0 TAIL|Cambria Tail Risk ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-04-06|Y|||N|N|100||0 TBJL|Innovator 20+ Year Treasury Bond 9 Buffer ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-08-18|Y|||N|N|100||0 TCTL|Premise Capital Diversified Tactical ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-10-28|Y|||N|N|100||0 TDV|ProShares S&P Technology Dividend Aristocrats ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-11-07|Y|||N|N|100||0 TEGS|Trend Aggregation ESG ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-05-08|Y|||N|N|100||0 TFIV|Global X TargetIncome 5 ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-07-31|Y|||N|N|100||0 TFJL|Innovator 20+ Year Treasury Bond 5 Floor ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-08-18|Y|||N|N|100||0 TFLT|Global X TargetIncome Plus 2 ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-07-31|Y|||N|N|100||0 THY|Toews Agility Shares Dynamic Tactical Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-06-25|Y|||N|N|100||0 TILT|FlexShares Morningstar US Market Factor Tilt Index Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-12-28|N|||N|N|100||0 TMAT|Main Thematic Innovation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-29|Y|||N|N|100||0 TMDV|ProShares Russell US Dividend Growers ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-11-07|Y|||N|N|100||0 TMFC|Motley Fool 100 Index ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-01-30|Y|||N|N|100||0 TOKE|Cambria Cannabis ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-07-25|Y|||N|N|100||0 TRTY|Cambria Trinity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-09-12|Y|||N|N|100||0 TSJA|Innovator Triple Stacker ETF - January|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-04|Y|||N|N|100||0 TSOC|Innovator Triple Stacker ETF - October|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-01|Y|||N|N|100||0 TTAC|TrimTabs US Free Cash Flow Quality ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-09-28|Y|||N|N|100||0 TTAI|TrimTabs International Free Cash Flow Quality ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-06-28|Y|||N|N|100||0 UAPR|Innovator S&P 500 Ultra Buffer ETF - April|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-04-01|Y|||N|N|100||0 UAUG|Innovator S&P 500 Ultra Buffer ETF - August |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-08-01|Y|||N|N|100||0 UDEC|Innovator S&P 500 Ultra Buffer ETF - December|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-02|Y|||N|N|100||0 UFEB|Innovator S&P 500 Ultra Buffer ETF - February|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-02-03|Y|||N|N|100||0 UJAN|Innovator S&P 500 Ultra Buffer ETF - January|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-01-02|Y|||N|N|100||0 UJUL|Innovator S&P 500 Ultra Buffer ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-08-08|Y|||N|N|100||0 UJUN|Innovator S&P 500 Ultra Buffer ETF - June|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-06-03|Y|||N|N|100||0 UMAR|Innovator S&P 500 Ultra Buffer ETF - March|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-03-02|Y|||N|N|100||0 UMAY|Innovator S&P 500 Ultra Buffer ETF - May|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-05-01|Y|||N|N|100||0 UNOV|Innovator S&P 500 Ultra Buffer ETF - November|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-11-01|Y|||N|N|100||0 UOCT|Innovator S&P 500 Ultra Buffer ETF - October|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-10-01|Y|||N|N|100||0 USEP|Innovator S&P 500 Ultra Buffer ETF - September|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-09-03|Y|||N|N|100||0 USEQ|Invesco Russell 1000 Enhanced Equal Weight ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-07-13|Y|||N|N|100||0 USHY|iShares Broad USD High Yield Corporate Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-10-26|Y|||N|N|100||0 USMF|WisdomTree U.S. Multifactor Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-06-29|Y|||N|N|100||0 USMV|iShares MSCI USA Min Vol Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 UVXY|ProShares Ultra VIX Short-Term Futures ETF|Trust Issued Receipts|USD|n/a|N|Tier 1|2020-12-16|N|||N|N|100||0 VAMO|Cambria Value and Momentum ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-29|N|||N|N|100||0 VCEB|Vanguard ESG U.S. Corporate Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-09-24|Y|||N|N|100||0 VFLQ|Vanguard U.S. Liquidity Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-02-15|Y|||N|N|100||0 VFMF|Vanguard U.S. Multifactor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-02-15|Y|||N|N|100||0 VFMO|Vanguard U.S. Momentum Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-02-15|Y|||N|N|100||0 VFMV|Vanguard U.S. Minimum Volatility ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-02-15|Y|||N|N|100||0 VFQY|Vanguard U.S. Quality Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-02-15|Y|||N|N|100||0 VFVA|Vanguard U.S. Value Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-02-15|Y|||N|N|100||0 VIRS|Pacer BioThreat Strategy ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-06-25|Y|||N|N|100||0 VIXM|ProShares VIX Mid-Term Futures ETF|Trust Issued Receipts|USD|n/a|N|Tier 1|2020-12-16|N|||N|N|100||0 VIXY|ProShares VIX Short-Term Futures ETF|Trust Issued Receipts|USD|n/a|N|Tier 1|2020-12-16|N|||N|N|100||0 VLUE|iShares MSCI USA Value Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 VMOT|Alpha Architect Value Momentum Trend ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-05-03|Y|||N|N|100||0 VNM|VanEck Vectors Vietnam ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-11|N|||N|N|100||0 VOTE|Engine No. 1 Transform 500 ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-06-23|Y|||N|N|100||0 VSGX|Vanguard ESG International Stock ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-09-20|Y|||N|N|100||0 VUSB|Vanguard Ultra-Short Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-07|Y|||N|N|100||0 VWID|Virtus WMC Global Factor Opportunities ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-07-15|N|||N|N|100||0 VXX|iPath Series B S&P 500 VIX Short-Term Futures ETN|Futures-Linked Securities|USD|n/a|N|Tier 1|2018-01-18|Y|||N|N|100||0 VXZ|iPath Series B S&P 500 VIX Mid-Term Futures ETN|Futures-Linked Securities|USD|n/a|N|Tier 1|2018-01-18|Y|||N|N|100||0 WDNA|WisdomTree BioRevolution Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-06-03|Y|||N|N|100||0 WFHY|WisdomTree U.S. High Yield Corporate Bond Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-04-27|Y|||N|N|100||0 WFIG|WisdomTree U.S. Corporate Bond Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-04-27|Y|||N|N|100||0 WIL|iPath Women in Leadership ETN|Equity Index-Linked Securities|USD|41900|N|Tier 1|2019-05-13|N|||N|N|100||0 WLDR|Affinity World Leaders Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-01-17|Y|||N|N|100||0 WUGI|Esoterica NextG Economy ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2020-03-31|Y|||N|N|100||0 XBAP|Innovator U.S. Equity Accelerated 9 Buffer ETF - April|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-01|Y|||N|N|100||0 XBJL|Innovator U.S. Equity Accelerated 9 Buffer ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-07-01|Y|||N|N|100||0 XDAP|Innovator U.S. Equity Accelerated ETF - April|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-01|Y|||N|N|100||0 XDAT|Franklin Exponential Data ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-14|Y|||N|N|100|Seeks capital appreciation by investing in companies focused on or expected to benefit from the creation, collection, cleaning, analyzing, storage, securing, transport, selling, and/or use of data.|0 XDJL|Innovator U.S. Equity Accelerated ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-07-01|Y|||N|N|100||0 XDQQ|Innovator Growth Accelerated ETF - Quarterly|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-01|Y|||N|N|100||0 XDSQ|Innovator U.S. Equity Accelerated ETF - Quarterly|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-01|Y|||N|N|100||0 XJH|iShares ESG Screened S&P Mid-Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-09-24|Y|||N|N|100||0 XJR|iShares ESG Screened S&P Small-Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-09-24|Y|||N|N|100||0 XMPT|VanEck Vectors CEF Municipal Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-12-28|N|||N|N|100||0 XSHD|Invesco S&P SmallCap High Dividend Low Volatility ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-01|Y|||N|N|100||0 XSHQ|Invesco S&P SmallCap Quality ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-04-06|Y|||N|N|100||0 XTAP|Innovator U.S. Equity Accelerated Plus ETF - April|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-01|Y|||N|N|100||0 XTJL|Innovator U.S. Equity Accelerated Plus ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-07-01|Y|||N|N|100||0 XVV|iShares ESG Screened S&P 500 ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-09-24|Y|||N|N|100||0 XVZ|iPath S&P 500 Dynamic VIX ETN|Futures-Linked Securities|USD|n/a|N|Tier 1|2019-05-13|N|||N|N|100||0 YDEC|FT Cboe Vest International Equity Buffer ETF - December|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-21|Y|||N|N|100||0 YJUN|FT Cboe Vest International Equity Buffer ETF - June|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-06-21|Y|||N|N|100||0 YMAR|FT Cboe Vest International Equity Buffer ETF - March|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-22|Y|||N|N|100||0 YPS|Arrow Reverse Cap 500 ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-11-01|Y|||N|N|100||0 ZBZX|BATS Listing Test|Primary Equity|USD|0|Y|Tier 1|2020-10-24|Y|||N|N|100||0 ZTEST|Cboe Test|Primary Equity|USD|0|Y|Tier 1|2018-08-22|N|||N|N|100||0 ZTST|MPS Test Symbol|Managed Portfolio Shares|USD|n/a|Y|Tier 1|2020-01-15|Y|||N|N|100||0