Environment=PROD|Report Date=2021-09-20|Record Count=515 Symbol|Issue Name|Issue Type|Currency|Outstanding Shares|Test Symbol|Market Category|First Date Traded|IPO Flag|Expiration Date|Separation Date|When Issued Flag|When Distributed Flag|Round Lot Quantity|Notes|Financial Status ACIO|Aptus Collared Income Opportunity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-07-10|Y|||N|N|100||0 ACSI|American Customer Satisfaction ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-11-01|Y|||N|N|100||0 ACWV|iShares MSCI Global Min Vol Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 ADFI|Anfield Dynamic Fixed Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-08-18|Y|||N|N|100||0 ADME|Aptus Drawdown Managed Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-06-09|Y|||N|N|100||0 AESR|Anfield U.S. Equity Sector Rotation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-17|Y|||N|N|100||0 AFIF|Anfield Universal Fixed Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-09-18|Y|||N|N|100||0 AGT|iShares MSCI Argentina and Global Exposure ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-04-27|Y|||N|N|100||0 ALFA|AlphaClone Alternative Alpha ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-12-27|N|||N|N|100||0 ALTS|ProShares Morningstar Alternatives Solution ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-12-15|N|||N|N|100||0 AMER|Emles Made in America ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-15|Y|||N|N|100||0 APRZ|TrueShares Structured Outcome (April) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-01|Y|||N|N|100||0 APXH|APEX HealthCare ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-09-21|Y|||N|N|100||0 ARCM|Arrow Reserve Capital Management ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-03-31|Y|||N|N|100||0 ARKG|ARK Genomic Revolution ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-31|N|||N|N|100||0 ARKQ|ARK Autonomous Technology & Robotics ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-31|N|||N|N|100||0 ARKX|ARK Space Exploration & Innovation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-30|Y|||N|N|100||0 ATMP|iPath Select MLP ETN|Equity Index-Linked Securities|USD|11884981|N|Tier 1|2019-05-13|N|||N|N|100||0 AUGZ|TrueShares Structured Outcome (August) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-08-03|Y|||N|N|100||0 AVDG|AVDR US LargeCap ESG ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-30|Y|||N|N|100||0 AVDR|AVDR US LargeCap Leading ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-30|Y|||N|N|100||0 BALT|Innovator Defined Wealth Shield ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-07-01|Y|||N|N|100||0 BAPR|Innovator U.S. Equity Buffer ETF - April |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-04-01|Y|||N|N|100||0 BAUG|Innovator U.S. Equity Buffer ETF - August|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-08-01|Y|||N|N|100||0 BBAX|JPMorgan BetaBuilders Developed Asia-ex Japan ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-08-08|Y|||N|N|100||0 BBCA|JPMorgan BetaBuilders Canada ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-08-08|Y|||N|N|100||0 BBEU|JPMorgan BetaBuilders Europe ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-06-18|Y|||N|N|100||0 BBIN|JPMorgan BetaBuilders International Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-05|Y|||N|N|100||0 BBJP|JPMorgan BetaBuilders Japan ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-06-18|Y|||N|N|100||0 BBRE|JPMorgan BetaBuilders MSCI U.S. REIT ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-06-18|Y|||N|N|100||0 BBSA|JPMorgan BetaBuilders 1-5 Year U.S. Aggregate Bond ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-03-13|Y|||N|N|100||0 BBUS|JPMorgan BetaBuilders U.S. Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-03-13|Y|||N|N|100||0 BDEC|Innovator U.S. Equity Buffer ETF - December|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-02|Y|||N|N|100||0 BFEB|Innovator U.S. Equity Buffer ETF - February|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-02-03|Y|||N|N|100||0 BGLD|FT Cboe Vest Gold Strategy Quarterly Buffer ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-21|Y|||N|N|100||0 BJAN|Innovator U.S. Equity Buffer ETF - January|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-01-02|Y|||N|N|100||0 BJUL|Innovator U.S. Equity Buffer ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-08-29|Y|||N|N|100||0 BJUN|Innovator U.S. Equity Buffer ETF - June|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-06-03|Y|||N|N|100||0 BLDG|Cambria Global Real Estate ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-09-24|Y|||N|N|100||0 BMAR|Innovator U.S. Equity Buffer ETF - March|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-03-02|Y|||N|N|100||0 BMAY|Innovator U.S. Equity Buffer ETF - May|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-05-01|Y|||N|N|100||0 BNOV|Innovator U.S. Equity Buffer ETF - November|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-11-01|Y|||N|N|100||0 BOB|Merlyn.AI Best-of-Breed Core Momentum ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-13|Y|||N|N|100||0 BOCT|Innovator U.S. Equity Buffer ETF - October|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-10-01|Y|||N|N|100||0 BOSS|Global X Founder-Run Companies ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-02-15|Y|||N|N|100||0 BSEP|Innovator U.S. Equity Buffer ETF - September|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-09-03|Y|||N|N|100||0 BUFD|FT Cboe Vest Fund of Deep Buffer ETFs|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-21|Y|||N|N|100||0 BUFF|Innovator Laddered Fund of U.S. Equity Power Buffer ETFs|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-10-20|Y|||N|N|100||0 BUFR|FT Cboe Vest Fund of Buffer ETFs|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-08-11|Y|||N|N|100||0 BUYZ|Franklin Disruptive Commerce ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-02-27|Y|||N|N|100||0 CALF|Pacer US Small Cap Cash Cows 100 ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-06-19|Y|||N|N|100||0 CBOE|Cboe Global Markets, Inc.|Primary Equity|USD|106623085|N|Tier 1|2018-09-17|N|||N|N|100||0 CBTG|Cabot Growth ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-30|Y|||N|N|100||0 CEFS|Saba Closed-End Funds ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-03-21|Y|||N|N|100||0 CEMB|iShares J.P Morgan EM Corporate Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-04-19|Y|||N|N|100||0 CFCV|ClearBridge Focus Value ESG ETF|Managed Portfolio Shares|USD|n/a|N|Tier 1|2020-05-28|Y|||N|N|100||0 CNYA|iShares MSCI China A ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-06-15|Y|||N|N|100||0 COWZ|Pacer US Cash Cows 100 ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-19|Y|||N|N|100||0 CSM|ProShares Large Cap Core Plus|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-12-15|N|||N|N|100||0 DALT|Anfield Diversified Alternatives ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-09-29|Y|||N|N|100||0 DAPR|FT Cboe Vest U.S. Equity Deep Buffer ETF - April|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-19|Y|||N|N|100||0 DAUG|FT Cboe Vest U.S. Equity Deep Buffer ETF - August|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-11-07|Y|||N|N|100||0 DBJA|Innovator Double Stacker 9 Buffer ETF - January|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-04|Y|||N|N|100||0 DBOC|Innovator Double Stacker 9 Buffer ETF - October|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-01|Y|||N|N|100||0 DDEC|FT Cboe Vest U.S. Equity Deep Buffer ETF - December|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-21|Y|||N|N|100||0 DDLS|WisdomTree Dynamic Currency Hedged International SmallCap Equity Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-01-07|Y|||N|N|100||0 DDWM|WisdomTree Dynamic Currency Hedged International Equity Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-01-07|Y|||N|N|100||0 DECZ|TrueShares Structured Outcome (December) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-01|Y|||N|N|100||0 DEFN|Emles Protective Allocation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-11-25|Y|||N|N|100||0 DFEB|FT Cboe Vest U.S. Equity Deep Buffer ETF - February|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-02-24|Y|||N|N|100||0 DFHY|TrimTabs Donoghue Forlines Tactical High Yield ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-08|Y|||N|N|100||0 DFND|Siren DIVCON Dividend Defender ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-01-14|Y|||N|N|100||0 DFNL|Davis Select Financial ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-23|N|||N|N|100||0 DFNV|TrimTabs Donoghue Forlines Risk Managed Innovation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-08|Y|||N|N|100||0 DINT|Davis Select International ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-23|N|||N|N|100||0 DIVB|iShares U.S. Dividend and Buyback ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-11-09|Y|||N|N|100||0 DJAN|FT Cboe Vest U.S. Equity Deep Buffer ETF - January|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-19|Y|||N|N|100||0 DJUL|FT Cboe Vest U.S. Equity Deep Buffer ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-07-20|Y|||N|N|100||0 DJUN|FT Cboe Vest U.S. Equity Deep Buffer ETF - June|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-06-22|Y|||N|N|100||0 DMAR|FT Cboe Vest U.S. Equity Deep Buffer ETF - March|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-22|Y|||N|N|100||0 DMAY|FT Cboe Vest U.S. Equity Deep Buffer ETF - May|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-05-18|Y|||N|N|100||0 DNOV|FT Cboe Vest U.S. Equity Deep Buffer ETF - November|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-11-18|Y|||N|N|100||0 DOCT|FT Cboe Vest U.S. Equity Deep Buffer ETF - October|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-19|Y|||N|N|100||0 DRSK|Aptus Defined Risk ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-08-08|Y|||N|N|100||0 DSEP|FT Cboe Vest U.S. Equity Deep Buffer ETF - September|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-09-21|Y|||N|N|100||0 DSJA|Innovator Double Stacker ETF - January|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-04|Y|||N|N|100||0 DSOC|Innovator Double Stacker ETF - October|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-01|Y|||N|N|100||0 DUDE|Merlyn.AI SectorSurfer Momentum ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-30|Y|||N|N|100||0 DURA|VanEck Morningstar Durable Dividend ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-11|N|||N|N|100||0 DUSA|Davis Select U.S. Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-23|N|||N|N|100||0 DWLD|Davis Select Worldwide ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-23|N|||N|N|100||0 EAOA|iShares ESG Aware Aggressive Allocation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-06-18|Y|||N|N|100||0 EAOK|iShares ESG Aware Conservative Allocation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-06-18|Y|||N|N|100||0 EAOM|iShares ESG Aware Moderate Allocation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-06-18|Y|||N|N|100||0 EAOR|iShares ESG Aware Growth Allocation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-06-18|Y|||N|N|100||0 ECH|iShares MSCI Chile ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 EDEN|iShares MSCI Denmark ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-01-26|Y|||N|N|100||0 EEMV|iShares MSCI Emerging Markets Min Vol Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 EFAD|ProShares MSCI EAFE Dividend Growers ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-29|N|||N|N|100||0 EFAV|iShares MSCI EAFE Min Vol Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 EFG|iShares MSCI EAFE Growth ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 EFNL|iShares MSCI Finland ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-01-26|Y|||N|N|100||0 EFV|iShares MSCI EAFE Value ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 EGIS|2ndVote Society Defended ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-11-18|Y|||N|N|100||0 EMDV|ProShares MSCI Emerging Markets Dividend Growers ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-01-27|Y|||N|N|100||0 EMGF|iShares MSCI Emerging Markets Multifactor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-12-10|Y|||N|N|100||0 EMHY|iShares J.P. Morgan EM High Yield Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-04-03|Y|||N|N|100||0 EMSH|ProShares Short Term USD Emerging Markets Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2013-11-21|Y|||N|N|100||0 EMTL|SPDR DoubleLine Emerging Markets Fixed Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-04-14|Y|||N|N|100||0 ENOR|iShares MSCI Norway ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-01-24|Y|||N|N|100||0 EOPS|Emles Alpha Opportunities ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-06-10|Y|||N|N|100||0 EPRF|Innovator S&P Investment Grade Preferred ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-05-24|Y|||N|N|100||0 ESCR|Xtrackers Bloomberg US Investment Grade Corporate ESG ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-06-09|N|||N|N|100||0 ESEB|Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-06-09|N|||N|N|100||0 ESG|FlexShares STOXX US ESG Select Index Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-12-28|N|||N|N|100||0 ESGG|FlexShares STOXX Global ESG Select Index Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-10-09|N|||N|N|100||0 ESGV|Vanguard ESG U.S. Stock ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-09-20|Y|||N|N|100||0 ESHY|Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-06-09|N|||N|N|100||0 ESML|iShares ESG Aware MSCI USA Small-Cap ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-04-12|Y|||N|N|100||0 EUCG|Euclid Capital Growth ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-05|Y|||N|N|100||0 EUDV|ProShares MSCI Europe Dividend Growers ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-29|N|||N|N|100||0 EURZ|Xtrackers Eurozone Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-01-06|N|||N|N|100||0 EWGS|iShares MSCI Germany Small-Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-01-26|Y|||N|N|100||0 EWUS|iShares MSCI United Kingdom Small-Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-01-26|Y|||N|N|100||0 EYLD|Cambria Emerging Shareholder Yield ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-07-14|Y|||N|N|100||0 EZU|iShares MSCI Eurozone ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-02-02|N|||N|N|100||0 FAIL|Cambria Global Tail Risk ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-29|N|||N|N|100||0 FAPR|FT Cboe Vest U.S. Equity Buffer ETF - April|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-19|Y|||N|N|100||0 FAUG|FT Cboe Vest U.S. Equity Buffer ETF - August|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-11-07|Y|||N|N|100||0 FBCG|Fidelity Blue Chip Growth ETF|Tracking Fund Shares|USD|n/a|N|Tier 1|2020-06-04|Y|||N|N|100||0 FBCV|Fidelity Blue Chip Value ETF|Tracking Fund Shares|USD|n/a|N|Tier 1|2020-06-04|Y|||N|N|100||0 FCPI|Fidelity Stocks for Inflation ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-11-07|Y|||N|N|100||0 FCTR|First Trust Lunt U.S. Factor Rotation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-07-26|Y|||N|N|100||0 FDEC|FT Cboe Vest U.S. Equity Buffer ETF - December|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-21|Y|||N|N|100||0 FDEM|Fidelity Emerging Markets Multifactor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-02-28|Y|||N|N|100||0 FDEV|Fidelity International Multifactor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-02-28|Y|||N|N|100||0 FDG|American Century Focused Dynamic Growth ETF|Managed Portfolio Shares|USD|n/a|N|Tier 1|2020-04-02|Y|||N|N|100||0 FEBZ|TrueShares Structured Outcome (February) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-02-01|Y|||N|N|100||0 FEDX|Emles Federal Contractors ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-15|Y|||N|N|100||0 FFEB|FT Cboe Vest U.S. Equity Buffer ETF - February|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-02-24|Y|||N|N|100||0 FFHG|Formula Folios Hedged Growth ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-06-06|Y|||N|N|100||0 FFSG|FormulaFolios Smart Growth ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-11-01|Y|||N|N|100||0 FFTG|FormulaFolios Tactical Growth ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-11-01|Y|||N|N|100||0 FFTI|FormulaFolios Tactical Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-06-06|Y|||N|N|100||0 FGRO|Fidelity Growth Opportunities ETF|Tracking Fund Shares|USD|n/a|N|Tier 1|2021-02-04|Y|||N|N|100||0 FIBR|iShares U.S. Fixed Income Balanced Risk Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-02-26|Y|||N|N|100||0 FJAN|FT Cboe Vest U.S. Equity Buffer ETF - January|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-19|Y|||N|N|100||0 FJUL|FT Cboe Vest U.S. Equity Buffer ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-07-20|Y|||N|N|100||0 FJUN|FT Cboe Vest U.S. Equity Buffer ETF - June|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-06-22|Y|||N|N|100||0 FLBL|Franklin Liberty Senior Loan ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-06-01|Y|||N|N|100||0 FLDR|Fidelity Low Duration Bond Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-06-14|Y|||N|N|100||0 FLHY|Franklin Liberty High Yield Corporate ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-06-01|Y|||N|N|100||0 FLIA|Franklin Liberty International Aggregate Bond ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-06-01|Y|||N|N|100||0 FLOT|iShares Floating Rate Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 FLQL|Franklin LibertyQ U.S. Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-04-28|Y|||N|N|100||0 FLQM|Franklin LibertyQ U.S. Mid Cap Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-04-28|Y|||N|N|100||0 FLQS|Franklin LibertyQ U.S. Small Cap Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-04-28|Y|||N|N|100||0 FLV|American Century Focused Large Cap Value ETF|Managed Portfolio Shares|USD|n/a|N|Tier 1|2020-04-02|Y|||N|N|100||0 FMAG|Fidelity Magellan ETF|Tracking Fund Shares|USD|n/a|N|Tier 1|2021-02-04|Y|||N|N|100||0 FMAR|FT Cboe Vest U.S. Equity Buffer ETF - March|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-22|Y|||N|N|100||0 FMAY|FT Cboe Vest U.S. Equity Buffer ETF - May|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-05-18|Y|||N|N|100||0 FMIL|Fidelity New Millennium ETF|Tracking Fund Shares|USD|n/a|N|Tier 1|2020-06-04|Y|||N|N|100||0 FNOV|FT Cboe Vest U.S. Equity Buffer ETF - November|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-11-18|Y|||N|N|100||0 FOCT|FT Cboe Vest U.S. Equity Buffer ETF - October|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-19|Y|||N|N|100||0 FOMO|FOMO ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-05-25|Y|||N|N|100||0 FPFD|Fidelity Preferred Securities & Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-06-17|Y|||N|N|100||0 FPRO|Fidelity Real Estate Investment ETF|Tracking Fund Shares|USD|n/a|N|Tier 1|2021-02-04|Y|||N|N|100||0 FRDM|Freedom 100 Emerging Markets ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-05-23|Y|||N|N|100||0 FSEP|FT Cboe Vest U.S. Equity Buffer ETF - September|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-09-21|Y|||N|N|100||0 FSMO|Fidelity Small-Mid Cap Opportunities ETF|Tracking Fund Shares|USD|n/a|N|Tier 1|2021-02-04|Y|||N|N|100||0 FUNL|CornerCap Fundametrics Large-Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-08-20|Y|||N|N|100||0 FUT|ProShares Managed Futures Strategy ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-02-18|Y|||N|N|100||0 FYLD|Cambria Foreign Shareholder Yield ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-29|N|||N|N|100||0 GAA|Cambria Global Asset Allocation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-29|N|||N|N|100||0 GCOW|Pacer Global Cash Cows Dividend ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-02-23|Y|||N|N|100||0 GHYG|iShares US & Intl High Yield Corp Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-04-05|Y|||N|N|100||0 GLDB|Strategy Shares Gold-Hedged Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-05-18|Y|||N|N|100||0 GMOM|Cambria Global Momentum ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-12-17|N|||N|N|100||0 GOAT|VanEck Morningstar Global Wide Moat ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-11|N|||N|N|100||0 GOVT|iShares U.S. Treasury Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 GOVZ|iShares 25+ Year Treasury STRIPS Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-09-24|Y|||N|N|100||0 GSEE|Goldman Sachs MarketBeta Emerging Markets Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-05-15|Y|||N|N|100||0 GSEW|Goldman Sachs Equal Weight U.S. Large Cap Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-09-14|Y|||N|N|100||0 GSID|Goldman Sachs MarketBeta International Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-05-15|Y|||N|N|100||0 GSST|Goldman Sachs Access Ultra Short Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-04-17|Y|||N|N|100||0 GSUS|Goldman Sachs MarketBeta U.S. Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-05-15|Y|||N|N|100||0 GTIP| Goldman Sachs Access Inflation Protected USD Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-10-04|Y|||N|N|100||0 GVAL|Cambria Global Value ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-12-17|N|||N|N|100||0 GVI|iShares Intermediate Government/Credit Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 HCRB|Hartford Core Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-02-20|Y|||N|N|100||0 HEEM|iShares Currency Hedged MSCI Emerging Markets ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 HEET|Hartford Schroders ESG US Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-08-11|Y|||N|N|100||0 HEFA|iShares Currency Hedged MSCI EAFE ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 HEGD|Swan Hedged Equity US Large Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-23|Y|||N|N|100||0 HELX|Franklin Genomic Advancements ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-02-27|Y|||N|N|100||0 HSRT|Hartford Short Duration ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-05-31|Y|||N|N|100||0 HSUN|Hartford Sustainable Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-09-22|Y|||N|N|100||0 HYD|VanEck High Yield Muni ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-12-28|N|||N|N|100||0 HYDB|iShares High Yield Bond Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-07-13|Y|||N|N|100||0 HYHG|ProShares High Yield-Interest Rate Hedged ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2013-05-23|Y|||N|N|100||0 HYIN|WisdomTree Alternative Income Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-05-06|Y|||N|N|100||0 HYMU|BlackRock High Yield Muni Income Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-18|Y|||N|N|100||0 HYXU|iShares International High Yield Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-04-03|Y|||N|N|100||0 IAGG|iShares Core International Aggregate Bond Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-11-12|Y|||N|N|100||0 IAUF|iShares Gold Strategy ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-06-08|Y|||N|N|100||0 IBHA|iShares iBonds 2021 Term High Yield and Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-05-09|Y|||N|N|100||0 IBHB|iShares iBonds 2022 Term High Yield and Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-05-09|Y|||N|N|100||0 IBHC|iShares iBonds 2023 Term High Yield and Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-05-09|Y|||N|N|100||0 IBHD|iShares iBonds 2024 Term High Yield and Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-05-09|Y|||N|N|100||0 IBHE|iShares iBonds 2025 Term High Yield and Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-05-09|Y|||N|N|100||0 IBHF|iShares iBonds 2026 Term High Yield and Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-11-12|Y|||N|N|100||0 IBHG|iShares iBonds 2027 Term High Yield and Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-07-09|Y|||N|N|100||0 IBML|iShares iBonds Dec 2023 Term Muni Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-04-13|Y|||N|N|100||0 IBMM|iShares iBonds Dec 2024 Term Muni Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-03-22|Y|||N|N|100||0 IBMN|iShares iBonds Dec 2025 Term Muni Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-11-15|Y|||N|N|100||0 IBMO|iShares iBonds Dec 2026 Term Muni Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-04-04|Y|||N|N|100||0 IBMP|iShares iBonds Dec 2027 Term Muni Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-04-11|Y|||N|N|100||0 IBMQ|iShares iBonds Dec 2028 Term Muni Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-04-18|Y|||N|N|100||0 ICF|iShares Cohen & Steers REIT ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 ICOW|Pacer Developed Markets International Cash Cows 100 ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-06-19|Y|||N|N|100||0 ICSH|BlackRock Ultra Short-Term Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2013-12-13|Y|||N|N|100||0 ICVT|iShares Convertible Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-06-04|Y|||N|N|100||0 IDHD|Invesco S&P International Developed High Dividend Low Volatility ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-01|Y|||N|N|100||0 IDME|International Drawdown Managed Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-07-23|Y|||N|N|100||0 IDV|iShares International Select Dividend ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 IECS|iShares Evolved U.S. Consumer Staples ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-03-23|Y|||N|N|100||0 IEDI|iShares Evolved U.S. Discretionary Spending ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-03-23|Y|||N|N|100||0 IEFA|iShares Core MSCI EAFE ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 IEFN|iShares Evolved U.S. Financials ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-03-23|Y|||N|N|100||0 IEHS|iShares Evolved U.S. Healthcare Staples ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-03-23|Y|||N|N|100||0 IEIH|iShares Evolved U.S. Innovative Healthcare ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-03-23|Y|||N|N|100||0 IEME|iShares Evolved U.S. Media and Entertainment ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-03-23|Y|||N|N|100||0 IEO|iShares U.S. Oil & Gas Exploration & Production ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 IETC|iShares Evolved U.S. Technology ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-03-23|Y|||N|N|100||0 IFRA|iShares U.S. Infrastructure ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-04-05|Y|||N|N|100||0 IGE|iShares North American Natural Resources ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 IGEB|iShares Investment Grade Bond Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-07-13|Y|||N|N|100||0 IGHG|ProShares Investment Grade-Interest Rate Hedged|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2013-11-07|Y|||N|N|100||0 IGLD|FT Cboe Vest Gold Strategy Target Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-03|Y|||N|N|100||0 IGRO|iShares International Dividend Growth ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-05-19|Y|||N|N|100||0 IGV|iShares Expanded Tech-Software Sector ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 IMFL|Invesco International Developed Dynamic Multifactor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-02-24|Y|||N|N|100||0 IMLP|iPath S&P MLP ETN|Equity Index-Linked Securities|USD|966937|N|Tier 1|2019-05-13|N|||N|N|100||0 IMOM|Alpha Architect International Quantitative Momentum ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-12-23|Y|||N|N|100||0 INDA|iShares MSCI India ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-02-03|Y|||N|N|100||0 IQDG|WisdomTree International Quality Dividend Growth Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-04-07|Y|||N|N|100||0 IQM|Franklin Intelligent Machines ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-02-27|Y|||N|N|100||0 ISVL|iShares International Developed Small Cap Value Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-25|Y|||N|N|100||0 ITA|iShares U.S. Aerospace & Defense ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 ITB|iShares U.S. Home Construction ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 ITM|VanEck Intermediate Muni ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-12-28|N|||N|N|100||0 IVAL|Alpha Architect International Quantitative Value ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2014-12-17|Y|||N|N|100||0 IVDG|Invesco Focused Discovery Growth ETF|Tracking Fund Shares|USD|n/a|N|Tier 1|2020-12-22|Y|||N|N|100||0 IVLC|Invesco US Large Cap Core ESG ETF|Tracking Fund Shares|USD|n/a|N|Tier 1|2020-12-22|Y|||N|N|100||0 IVRA|Invesco Real Assets ESG ETF|Tracking Fund Shares|USD|n/a|N|Tier 1|2020-12-22|Y|||N|N|100||0 IVSG|Invesco Select Growth ETF|Tracking Fund Shares|USD|n/a|N|Tier 1|2020-12-22|Y|||N|N|100||0 IYJ|iShares U.S. Industrials ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 IYLD|iShares Morningstar Multi-Asset Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-04-05|Y|||N|N|100||0 IYT|iShares U.S. Transportation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 IYZ|iShares U.S. Telecommunications ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 IZRL|ARK Israel Innovative Technology ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-12-05|Y|||N|N|100||0 JANZ|TrueShares Structured Outcome (January) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-04|Y|||N|N|100||0 JCPB|JPMorgan Core Plus Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-01-30|Y|||N|N|100||0 JEMA|JPMorgan ActiveBuilders Emerging Markets Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-11|Y|||N|N|100||0 JMST|JPMorgan Ultra-Short Municipal Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-10-18|Y|||N|N|100||0 JMUB|JPMorgan Municipal ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-10-31|Y|||N|N|100||0 JPHY|JPMorgan High Yield Research Enhanced ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-09-15|Y|||N|N|100||0 JPIB|JPMorgan International Bond Opportunities ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-04-07|Y|||N|N|100||0 JPST|JPMorgan Ultra-Short Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-05-19|Y|||N|N|100||0 JULZ|TrueShares Structured Outcome (July) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-07-01|Y|||N|N|100||0 JUNZ|TrueShares Structured Outcome (June) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-06-01|Y|||N|N|100||0 KAPR|Innovator U.S. Small Cap Power Buffer ETF -April|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-04-01|Y|||N|N|100||0 KJAN|Innovator U.S. Small Cap Power Buffer ETF - January|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-01-02|Y|||N|N|100||0 KJUL|Innovator U.S. Small Cap Power Buffer ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-07-01|Y|||N|N|100||0 KNG|FT Cboe Vest S&P 500 Dividend Aristocrats Target Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-03-27|Y|||N|N|100||0 KNGS|UPHOLDINGS Compound Kings ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-30|Y|||N|N|100||0 KOCT|Innovator U.S. Small Cap Power Buffer ETF - October|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-10-01|Y|||N|N|100||0 KWT|iShares MSCI Kuwait ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-09-03|Y|||N|N|100||0 LEAD|Siren DIVCON Leaders Dividend ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-01-06|Y|||N|N|100||0 LIV|Emles @Home ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-15|Y|||N|N|100||0 LKOR|FlexShares Credit-Scored US Long Corporate Bond Index Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-10-09|N|||N|N|100||0 LQDI|iShares Inflation Hedged Corporate Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-05-10|Y|||N|N|100||0 LSLT|Pacer Salt Low truBeta US Market ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-03-13|Y|||N|N|100||0 LUXE|Emles Luxury Goods ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-11-25|Y|||N|N|100||0 LVHI|Legg Mason International Low Volatility High Dividend ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-07-28|Y|||N|N|100||0 LYFE|2ndVote Life Neutral Plus ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-11-18|Y|||N|N|100||0 MAAX|VanEck Muni Allocation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-05-16|Y|||N|N|100||0 MAGA|Point Bridge GOP Stock Tracker ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-09-07|Y|||N|N|100||0 MAMB|Monarch Ambassador Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-24|Y|||N|N|100||0 MARZ|TrueShares Structured Outcome (March) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-01|Y|||N|N|100||0 MAYZ|TrueShares Structured Outcome (May) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-05-03|Y|||N|N|100||0 MBBB|VanEck Moody's Analytics BBB Corporate Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-02|Y|||N|N|100||0 MBCC|Monarch Blue Chips Core ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-24|Y|||N|N|100||0 MBND|SPDR Nuveen Municipal Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-02-04|Y|||N|N|100||0 MDEV|First Trust Indxx Medical Devices ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-06-23|Y|||N|N|100|"
The First Trust Indxx Medical Devices ETF (the ""Fund"") seeks investment results that correspond generally to the price and yield (before the Fund's fees and expenses) of an index called the Indxx Global Medical Equipment Index (the ""Index""). The Fund will normally invest at least 80% of its net assets (including net assets plus any borrowings for investment purposes) in the common stocks and depositary receipts that comprise the Index. The Fund, using an indexing investment approach, attempts to replicate, before fees and expenses, the performance of the Index. The Index is developed, maintained and sponsored by Indxx, LLC (the ""Index Provider"").
"|0 MEAR|BlackRock Short Maturity Municipal Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-03-05|Y|||N|N|100||0 MFMS|MFAM Small-Cap Growth ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-10-30|Y|||N|N|100||0 MIG|VanEck Moody's Analytics IG Corporate Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-02|Y|||N|N|100||0 MINN|Mairs & Power Minnesota Municipal Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-12|Y|||N|N|100||0 MLN|VanEck Long Muni ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-12-28|N|||N|N|100||0 MOAT|VanEck Morningstar Wide Moat ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-11|N|||N|N|100||0 MOTI|VanEck Morningstar International Moat ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-11|N|||N|N|100||0 MPRO|Monarch ProCap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-24|Y|||N|N|100||0 MRGR|ProShares Merger ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-12-13|Y|||N|N|100||0 MRSK|Toews Agility Shares Managed Risk ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-06-25|Y|||N|N|100||0 MSTB|LHA Market State Tactical Beta ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-09-30|Y|||N|N|100||0 MSVX|LHA Market State Alpha Seeker ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-05-14|Y|||N|N|100||0 MTUM|iShares MSCI USA Momentum Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 NAPR|Innovator Growth-100 Power Buffer ETF - April|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-04-01|Y|||N|N|100||0 NEAR|BlackRock Short Maturity Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2013-09-26|Y|||N|N|100||0 NJAN|Innovator Growth-100 Power Buffer ETF - January|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-01-02|Y|||N|N|100||0 NJUL|Innovator Growth-100 Power Buffer ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-07-01|Y|||N|N|100||0 NOBL|ProShares S&P 500 Dividend Aristocrats ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-29|N|||N|N|100||0 NOCT|Innovator Growth-100 Power Buffer ETF- October|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-10-01|Y|||N|N|100||0 NOVZ|TrueShares Structured Outcome (November) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-11-02|Y|||N|N|100||0 NUDM|Nuveen ESG International Developed Markets Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-06-07|Y|||N|N|100||0 NUEM|Nuveen ESG Emerging Markets Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-06-07|Y|||N|N|100||0 NULC|Nuveen ESG Large-Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-06-04|Y|||N|N|100||0 NULG|Nuveen ESG Large-Cap Growth ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-14|Y|||N|N|100||0 NULV|Nuveen ESG Large-Cap Value ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-14|Y|||N|N|100||0 NUMG|Nuveen ESG Mid-Cap Growth ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-14|Y|||N|N|100||0 NUMV|Nuveen ESG Mid-Cap Value ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-14|Y|||N|N|100||0 NURE|Nuveen Short-Term REIT ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-20|Y|||N|N|100||0 NUSC|Nuveen ESG Small-Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-14|Y|||N|N|100||0 OCTZ|TrueShares Structured Outcome (October) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-01|Y|||N|N|100||0 OEUR|O'Shares Europe Quality Dividend ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-19|N|||N|N|100||0 OGIG|O'Shares Global Internet Giants ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-19|N|||N|N|100||0 OILK|ProShares K-1 Free Crude Oil Strategy ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-09-28|Y|||N|N|100||0 OMFL|Invesco Russell 1000 Dynamic Multifactor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-11-10|Y|||N|N|100||0 OMFS|Invesco Russell 2000 Dynamic Multifactor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-11-10|Y|||N|N|100||0 OSCV|Opus Small Cap Value ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-07-01|N|||N|N|100||0 OUSA|O'Shares U.S. Quality Dividend ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-19|N|||N|N|100||0 OUSM|O'Shares U.S. Small-Cap Quality Dividend ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-19|N|||N|N|100||0 PAPR|Innovator U.S. Equity Power Buffer ETF - April|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-04-01|Y|||N|N|100||0 PAUG|Innovator U.S. Equity Power Buffer ETF - August|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-08-01|Y|||N|N|100||0 PAVE|Global X U.S. Infrastructure Development ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-03-08|Y|||N|N|100||0 PAWZ|ProShares Pet Care ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-11-06|Y|||N|N|100||0 PBDM|Invesco PureBeta FTSE Developed ex-North America ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-09-22|Y|||N|N|100||0 PBEE|Invesco PureBeta FTSE Emerging Markets ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-09-22|Y|||N|N|100||0 PBND|Invesco PureBeta US Aggregate Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-09-29|Y|||N|N|100||0 PBSM|Invesco PureBeta MSCI USA Small Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-09-22|Y|||N|N|100||0 PBTP|Invesco PureBeta 0-5 Yr US TIPS ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-09-22|Y|||N|N|100||0 PBUS|Invesco PureBeta MSCI USA ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-09-22|Y|||N|N|100||0 PDEC|Innovator U.S. Equity Power Buffer ETF - December|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-02|Y|||N|N|100||0 PEX|ProShares Global Listed Private Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2013-02-28|Y|||N|N|100||0 PFEB|Innovator U.S. Equity Power Buffer ETF - February|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-02-03|Y|||N|N|100||0 PICK|iShares MSCI Global Metals & Mining Producers ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 PJAN|Innovator U.S. Equity Power Buffer ETF - January|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-01-02|Y|||N|N|100||0 PJUL|Innovator U.S. Equity Power Buffer ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-08-08|Y|||N|N|100||0 PJUN|Innovator U.S. Equity Power Buffer ETF - June|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-06-03|Y|||N|N|100||0 PLRG|Principal U.S. Large-Cap Adaptive Multi-Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-05-20|Y|||N|N|100||0 PLTL|Principal U.S. Small-Cap Adaptive Multi-Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-05-20|Y|||N|N|100||0 PMAR|Innovator U.S. Equity Power Buffer ETF - March|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-03-02|Y|||N|N|100||0 PMAY|Innovator U.S. Equity Power Buffer ETF - May|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-05-01|Y|||N|N|100||0 PNOV|Innovator U.S. Equity Power Buffer ETF - November|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-11-01|Y|||N|N|100||0 POCT|Innovator U.S. Equity Power Buffer ETF - October|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-10-01|Y|||N|N|100||0 PRNT|The 3D Printing ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-07-19|Y|||N|N|100||0 PSCJ|Pacer Swan SOS Conservative (July) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-07-01|Y|||N|N|100||0 PSCW|Pacer Swan SOS Conservative (April) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-01|Y|||N|N|100||0 PSCX|Pacer Swan SOS Conservative (December) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-23|Y|||N|N|100||0 PSEP|Innovator U.S. Equity Power Buffer ETF - September|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-09-03|Y|||N|N|100||0 PSFD|Pacer Swan SOS Flex (December) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-23|Y|||N|N|100||0 PSFF|Pacer Swan SOS Fund of Funds ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-30|Y|||N|N|100||0 PSFJ|Pacer Swan SOS Flex (July) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-07-01|Y|||N|N|100||0 PSFM|Pacer Swan SOS Flex (April) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-01|Y|||N|N|100||0 PSMB|Invesco Balanced Multi-Asset Allocation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-02-23|Y|||N|N|100||0 PSMC|Invesco Conservative Multi-Asset Allocation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-02-23|Y|||N|N|100||0 PSMD|Pacer Swan SOS Moderate (December) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-23|Y|||N|N|100||0 PSMG|Invesco Growth Multi-Asset Allocation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-02-23|Y|||N|N|100||0 PSMJ|Pacer Swan SOS Moderate (July) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-07-01|Y|||N|N|100||0 PSMM|Invesco Moderately Conservative Multi-Asset Allocation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-02-23|Y|||N|N|100||0 PSMR|Pacer Swan SOS Moderate (April) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-01|Y|||N|N|100||0 PTEU|Pacer TrendpilotTM European Index ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-12-15|Y|||N|N|100||0 PTLC|Pacer Trendpilot US Large Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-06-12|Y|||N|N|100||0 PTMC|Pacer Trendpilot US Mid Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-06-12|Y|||N|N|100||0 PTNQ|Pacer Trendpilot 100 ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-06-12|Y|||N|N|100||0 PWS|Pacer WealthShield ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-12-12|Y|||N|N|100||0 PXUS|Principal International Adaptive Multi-Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-05-27|Y|||N|N|100||0 QCON|American Century Quality Convertible Securities ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-02-18|Y|||N|N|100||0 QDEC|FT Cboe Vest Nasdaq-100 Buffer ETF - December|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-21|Y|||N|N|100||0 QJUN|FT Cboe Vest Nasdaq-100 Buffer ETF - June|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-06-21|Y|||N|N|100||0 QLC|FlexShares US Quality Large Cap Index Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-10-09|N|||N|N|100||0 QMAR|FT Cboe Vest Nasdaq-100 Buffer ETF - March|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-22|Y|||N|N|100||0 QMOM|Alpha Architect U.S. Quantitative Momentum ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-12-02|Y|||N|N|100||0 QPFF|American Century Quality Preferred ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-02-18|Y|||N|N|100||0 QSPT|FT Cboe Vest Nasdaq-100 Buffer ETF - September|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-09-20|Y|||N|N|100||0 QTAP|Innovator Growth Accelerated Plus ETF - April|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-01|Y|||N|N|100||0 QTJL|Innovator Growth Accelerated Plus ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-07-01|Y|||N|N|100||0 QUAL|iShares MSCI USA Quality Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 QVAL|Alpha Architect U.S. Quantitative Value ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2014-10-22|Y|||N|N|100||0 RDFI|Rareview Dynamic Fixed Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-21|Y|||N|N|100||0 REC|Emles Real Estate Credit ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-15|Y|||N|N|100||0 REGL|ProShares S&P MidCap 400 Dividend Aristocrats ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-12-15|N|||N|N|100||0 REM|iShares Mortgage Real Estate ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 RESD|WisdomTree International ESG Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-11-03|Y|||N|N|100||0 RESE|WisdomTree Emerging Markets ESG Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-04-07|Y|||N|N|100||0 RODE|Hartford Multifactor Diversified International ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-05-11|Y|||N|N|100||0 RODI|iPath Return On Disability ETN|Equity Index-Linked Securities|USD|21900|N|Tier 1|2019-05-13|N|||N|N|100||0 ROMO|Strategy Shares Newfound/ReSolve Robust Momentum ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-11-04|Y|||N|N|100||0 RSX|VanEck Russia ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-11|N|||N|N|100||0 RSXJ|VanEck Russia Small-Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-11|N|||N|N|100||0 RTAI|Rareview Tax Advantaged Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-21|Y|||N|N|100||0 RYLD|Global X Russell 2000 Covered Call ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-04-22|Y|||N|N|100||0 SECT|Main Sector Rotation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-09-06|Y|||N|N|100||0 SEPZ|TrueShares Structured Outcome (September) ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-09-01|Y|||N|N|100||0 SFHY|WisdomTree U.S. Short Term High Yield Corporate Bond Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-04-27|Y|||N|N|100||0 SFIG|WisdomTree U.S. Short Term Corporate Bond Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-04-27|Y|||N|N|100||0 SHAG|WisdomTree Yield Enhanced U.S. Short-Term Aggregate Bond Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-05-18|Y|||N|N|100||0 SHYD|VanEck Short High Yield Muni ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-12-28|N|||N|N|100|"
"|0 SLT|Pacer Salt High truBeta US Market ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-05-16|Y|||N|N|100||0 SLVP|iShares MSCI Global Silver and Metals Miners ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 SMB|VanEck Short Muni ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-12-28|N|||N|N|100||0 SMDV|ProShares Russell 2000 Dividend Growers ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2015-12-15|N|||N|N|100||0 SMI|VanEck HIP Sustainable Muni ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-09-10|Y|||N|N|100||0 SMIN|iShares MSCI India Small-Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2012-02-09|Y|||N|N|100||0 SMMD|iShares Russell 2500 ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-07-07|Y|||N|N|100||0 SMMV|iShares MSCI USA Small-Cap Min Vol Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-09-09|Y|||N|N|100||0 SPMV|Invesco S&P 500 Minimum Variance ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-07-13|Y|||N|N|100||0 STLG|iShares Factors US Growth Style ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-01-16|Y|||N|N|100||0 STLV|iShares Factors US Value Style ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-01-16|Y|||N|N|100||0 STOT|SPDR DoubleLine Short Duration Total Return Tactical ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-04-14|Y|||N|N|100||0 SULR|SmartETFs Sustainable Energy II ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-11-12|Y|||N|N|100||0 SVAL|iShares US Small Cap Value Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-29|Y|||N|N|100||0 SVXY|ProShares Short VIX Short-Term Futures ETF|Trust Issued Receipts|USD|n/a|N|Tier 1|2020-12-16|N|||N|N|100||0 SYLD|Cambria Shareholder Yield ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-12-17|N|||N|N|100||0 TAEQ|Trend Aggregation U.S. ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-05-08|Y|||N|N|100||8 TAIL|Cambria Tail Risk ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-04-06|Y|||N|N|100||0 TBJL|Innovator 20+ Year Treasury Bond 9 Buffer ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-08-18|Y|||N|N|100||0 TCTL|Premise Capital Diversified Tactical ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-10-28|Y|||N|N|100||0 TDV|ProShares S&P Technology Dividend Aristocrats ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-11-07|Y|||N|N|100||0 TEGS|Trend Aggregation ESG ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-05-08|Y|||N|N|100||0 TFIV|Global X TargetIncome 5 ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-07-31|Y|||N|N|100||0 TFJL|Innovator 20+ Year Treasury Bond 5 Floor ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-08-18|Y|||N|N|100||0 TFLT|Global X TargetIncome Plus 2 ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-07-31|Y|||N|N|100||0 THY|Toews Agility Shares Dynamic Tactical Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-06-25|Y|||N|N|100||0 TILT|FlexShares Morningstar US Market Factor Tilt Index Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-12-28|N|||N|N|100||0 TMAT|Main Thematic Innovation ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-29|Y|||N|N|100||0 TMDV|ProShares Russell US Dividend Growers ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-11-07|Y|||N|N|100||0 TMFC|Motley Fool 100 Index ETF |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-01-30|Y|||N|N|100||0 TOKE|Cambria Cannabis ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-07-25|Y|||N|N|100||0 TRTY|Cambria Trinity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-09-12|Y|||N|N|100||0 TSJA|Innovator Triple Stacker ETF - January|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-04|Y|||N|N|100||0 TSOC|Innovator Triple Stacker ETF - October|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-10-01|Y|||N|N|100||0 TTAC|TrimTabs US Free Cash Flow Quality ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-09-28|Y|||N|N|100||0 TTAI|TrimTabs International Free Cash Flow Quality ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-06-28|Y|||N|N|100||0 UAPR|Innovator U.S. Equity Ultra Buffer ETF - April|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-04-01|Y|||N|N|100||0 UAUG|Innovator U.S Equity Ultra Buffer ETF - August |Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-08-01|Y|||N|N|100||0 UDEC|Innovator U.S. Equity Ultra Buffer ETF - December|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-02|Y|||N|N|100||0 UFEB|Innovator U.S. Equity Ultra Buffer ETF - February|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-02-03|Y|||N|N|100||0 UJAN|Innovator U.S. Equity Ultra Buffer ETF - January|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-01-02|Y|||N|N|100||0 UJUL|Innovator U.S. Equity Ultra Buffer ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-08-08|Y|||N|N|100||0 UJUN|Innovator U.S. Equity Ultra Buffer ETF - June|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-06-03|Y|||N|N|100||0 UMAR|Innovator U.S. Equity Ultra Buffer ETF - March|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-03-02|Y|||N|N|100||0 UMAY|Innovator U.S Equity Ultra Buffer ETF - May|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-05-01|Y|||N|N|100||0 UNOV|Innovator U.S. Equity Ultra Buffer ETF - November|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-11-01|Y|||N|N|100||0 UOCT|Innovator U.S. Equity Ultra Buffer ETF - October|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-10-01|Y|||N|N|100||0 USEP|Innovator U.S. Equity Ultra Buffer ETF - September|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-09-03|Y|||N|N|100||0 USEQ|Invesco Russell 1000 Enhanced Equal Weight ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-07-13|Y|||N|N|100||0 USHY|iShares Broad USD High Yield Corporate Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-10-26|Y|||N|N|100||0 USMF|WisdomTree U.S. Multifactor Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-06-29|Y|||N|N|100||0 USMV|iShares MSCI USA Min Vol Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 UVXY|ProShares Ultra VIX Short-Term Futures ETF|Trust Issued Receipts|USD|n/a|N|Tier 1|2020-12-16|N|||N|N|100||0 VAMO|Cambria Value and Momentum ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-29|N|||N|N|100||0 VCEB|Vanguard ESG U.S. Corporate Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-09-24|Y|||N|N|100||0 VFLQ|Vanguard U.S. Liquidity Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-02-15|Y|||N|N|100||0 VFMF|Vanguard U.S. Multifactor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-02-15|Y|||N|N|100||0 VFMO|Vanguard U.S. Momentum Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-02-15|Y|||N|N|100||0 VFMV|Vanguard U.S. Minimum Volatility ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-02-15|Y|||N|N|100||0 VFQY|Vanguard U.S. Quality Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-02-15|Y|||N|N|100||0 VFVA|Vanguard U.S. Value Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-02-15|Y|||N|N|100||0 VIRS|Pacer BioThreat Strategy ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-06-25|Y|||N|N|100||0 VIXM|ProShares VIX Mid-Term Futures ETF|Trust Issued Receipts|USD|n/a|N|Tier 1|2020-12-16|N|||N|N|100||0 VIXY|ProShares VIX Short-Term Futures ETF|Trust Issued Receipts|USD|n/a|N|Tier 1|2020-12-16|N|||N|N|100||0 VLUE|iShares MSCI USA Value Factor ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-08-02|N|||N|N|100||0 VMOT|Alpha Architect Value Momentum Trend ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-05-03|Y|||N|N|100||0 VNM|VanEck Vietnam ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2019-12-11|N|||N|N|100||0 VOTE|Engine No. 1 Transform 500 ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-06-23|Y|||N|N|100||0 VSGX|Vanguard ESG International Stock ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-09-20|Y|||N|N|100||0 VUSB|Vanguard Ultra-Short Bond ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-07|Y|||N|N|100||0 VWID|Virtus WMC Global Factor Opportunities ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-07-15|N|||N|N|100||0 VXX|iPath Series B S&P 500 VIX Short-Term Futures ETN|Futures-Linked Securities|USD|n/a|N|Tier 1|2018-01-18|Y|||N|N|100||0 VXZ|iPath Series B S&P 500 VIX Mid-Term Futures ETN|Futures-Linked Securities|USD|n/a|N|Tier 1|2018-01-18|Y|||N|N|100||0 WDNA|WisdomTree BioRevolution Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-06-03|Y|||N|N|100||0 WFHY|WisdomTree U.S. High Yield Corporate Bond Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-04-27|Y|||N|N|100||0 WFIG|WisdomTree U.S. Corporate Bond Fund|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-04-27|Y|||N|N|100||0 WIL|iPath Women in Leadership ETN|Equity Index-Linked Securities|USD|41900|N|Tier 1|2019-05-13|N|||N|N|100||0 WLDR|Affinity World Leaders Equity ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-01-17|Y|||N|N|100||0 WUGI|Esoterica NextG Economy ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2020-03-31|Y|||N|N|100||0 XBAP|Innovator U.S. Equity Accelerated 9 Buffer ETF - April|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-01|Y|||N|N|100||0 XBJL|Innovator U.S. Equity Accelerated 9 Buffer ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-07-01|Y|||N|N|100||0 XDAP|Innovator U.S. Equity Accelerated ETF - April|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-01|Y|||N|N|100||0 XDAT|Franklin Exponential Data ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-01-14|Y|||N|N|100|Seeks capital appreciation by investing in companies focused on or expected to benefit from the creation, collection, cleaning, analyzing, storage, securing, transport, selling, and/or use of data.|0 XDJL|Innovator U.S. Equity Accelerated ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-07-01|Y|||N|N|100||0 XDQQ|Innovator Growth Accelerated ETF - Quarterly|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-01|Y|||N|N|100||0 XDSQ|Innovator U.S. Equity Accelerated ETF - Quarterly|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-01|Y|||N|N|100||0 XJH|iShares ESG Screened S&P Mid-Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-09-24|Y|||N|N|100||0 XJR|iShares ESG Screened S&P Small-Cap ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-09-24|Y|||N|N|100||0 XJUN|FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - June|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-07-13|Y|||N|N|100||0 XMPT|VanEck CEF Muni Income ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2018-12-28|N|||N|N|100||0 XSHD|Invesco S&P SmallCap High Dividend Low Volatility ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2016-12-01|Y|||N|N|100||0 XSHQ|Invesco S&P SmallCap Quality ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-04-06|Y|||N|N|100||0 XTAP|Innovator U.S. Equity Accelerated Plus ETF - April|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-04-01|Y|||N|N|100||0 XTJL|Innovator U.S. Equity Accelerated Plus ETF - July|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-07-01|Y|||N|N|100||0 XVV|iShares ESG Screened S&P 500 ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-09-24|Y|||N|N|100||0 YDEC|FT Cboe Vest International Equity Buffer ETF - December|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2020-12-21|Y|||N|N|100||0 YJUN|FT Cboe Vest International Equity Buffer ETF - June|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-06-21|Y|||N|N|100||0 YMAR|FT Cboe Vest International Equity Buffer ETF - March|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-03-22|Y|||N|N|100||0 YPS|Arrow Reverse Cap 500 ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2017-11-01|Y|||N|N|100||0 YSEP|FT Cboe Vest International Equity Buffer ETF - September|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-09-20|Y|||N|N|100||0 ZBZX|BATS Listing Test|Primary Equity|USD|0|Y|Tier 1|2020-10-24|Y|||N|N|100||0 ZECP|Zacks Earnings Consistent Portfolio ETF|Exchange-Traded Fund Shares|USD|n/a|N|Tier 1|2021-08-24|Y|||N|N|100||0 ZTEST|Cboe Test|Primary Equity|USD|0|Y|Tier 1|2018-08-22|N|||N|N|100||0 ZTST|MPS Test Symbol|Managed Portfolio Shares|USD|n/a|Y|Tier 1|2020-01-15|Y|||N|N|100||0