Cboe Global Markets

Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CboeBZX-2021-056
August 12, 2021
The Exchange proposes to allow the Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF, each a series of the Invesco Actively Managed Exchange-Traded Fund Trust, to strike and publish an intra-day net asset value and an end-of-day NAV.
SR-CboeBZX-2021-053
August 3, 2021
The Exchange proposes to amend Rule 14.11(m) (Tracking Fund Shares) to provide for the use of “Custom Baskets” consistent with the exemptive relief issued pursuant to the Investment Company Act of 1940 (“Investment Company Act”) applicable to a series of Tracking Fund Shares.
SR-CboeBZX-2021-052
August 3, 2021
The Exchange proposes to list and trade shares of the Global X Bitcoin Trust, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
SR-CboeBZX-2021-051
July 20, 2021
The Exchange proposes a rule change to list and trade shares of the ARK 21Shares Bitcoin ETF, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
SR-CboeBZX-2021-039
May 10, 2021
The Exchange proposes a rule change to list and trade shares of the Wise Origin Bitcoin Trust (the “Trust”), under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
SR-CboeBZX-2021-035 Amendment No. 1
June 18, 2021
The Exchange proposes an amendment to SR-CboeBZX-2021-035.
SR-CboeBZX-2021-035
April 26, 2021
The Exchange proposes to amend its process for re-opening securities listed on other national securities exchanges following the resumption of trading after a halt, suspension, or pause during the Early Trading Session, Pre-Opening Session, or After Hours Session.
SR-CboeBZX-2021-029
April 9, 2021
The Exchange proposes a rule change to list and trade shares of the Kryptoin Bitcoin ETF Trust, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
SR-CboeBZX-2021-024
March 26, 2021
The Exchange rule change to list and trade shares of the WisdomTree Bitcoin Trust, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
SR-CboeBZX-2021-019
March 1, 2021
The Exchange proposes a rule change to list and trade shares of the VanEck Bitcoin Trust (the “Trust”), under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.

Approved and Immediately Effective Rule Changes

SR-CboeBZX-2021-064
September 21, 2021
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2021-063
September 15, 2021
The Exchange proposes to list and trade shares of Hartford Large Cap Growth ETF, a series of Hartford Funds Exchange-Traded Trust, under Rule 14.11(m), Tracking Fund Shares.
SR-CboeBZX-2021-060
August 31, 2021
The Exchange proposes to reflect an amendment to the Application and Exemptive Order governing the following funds, shares of which are listed and traded on the Exchange under BZX Rule 14.11(m).
SR-CboeBZX-2021-059
August 31, 2021
The Exchange proposes to exempt certain categories of investment companies registered under the Investment Company Act of 1940 from the requirement to obtain shareholder approval prior to the issuance of securities in connection with certain acquisitions of the stock or assets of another company.
SR-CboeBZX-2021-058
August 30, 2021
The Exchange proposes to amend the fees applicable to securities listed on the Exchange, which are set forth in BZX Rule 14.13.
SR-CboeBZX-2021-055
August 2, 2021
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2021-054
July 28, 2021
The Exchange proposes to modify the bulk message fat finger check.
SR-CboeBZX-2021-050
July 12, 2021
The Exchange proposes to amend the Fee Schedule.
SR-CboeBZX-2021-048
July 1, 2021
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2021-047
August 31, 2021
The Exchange proposes to amend Rule 11.22 to introduce a new product to be known as Cboe Premium Exchange Tools and to amend its Fee Schedule to establish a fee for a user login that elects to subscribe to the Cboe Premium Exchange Tools.
SR-CboeBZX-2021-046
June 17, 2021
The Exchange proposes to amend the content of the Cboe One Feed under Rule 11.22(j) to identify the consolidated high and low price.
SR-CboeBZX-2021-045
June 9, 2021
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2021-043
June 1, 2021
The Exchange proposes to amend Open-Close Data fees.
SR-CboeBZX-2021-041
May 19, 2021
The Exchange proposes to define the terms Derivative Security and UTP Derivative Security in Exchange Rule 1.5 and to make certain amendments to Rules 3.21 and 14.11 to both simplify and clarify the Exchanges Rulebook.
SR-CboeBZX-2021-040
May 12, 2021
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2021-038
May 3, 2021
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2021-034
April 21, 2021
The Exchange proposes to adopt a Consolidated Audit Trail (CAT) Fee Schedule.
SR-CboeBZX-2021-033
April 21, 2021
The Exchange proposes to amend Rule 19.6.05 to allow Monday and Wednesday expirations for options listed pursuant to the Short Term Option Series Program on the Invesco QQQ Trust (“QQQ”).
SR-CboeBZX-2021-031
April 16, 2021
The Exchange proposes to extend the pilot programs in connection with the listing and trading of P.M.-settled series on certain broad-based index options.
SR-CboeBZX-2021-030
April 12, 2021
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2021-028 Amendment No. 1
July 28, 2021
The Exchange proposes an amendment to SR-CboeBZX-2021-028.
SR-CboeBZX-2021-028
April 16, 2021
The Exchange proposes to amend the Sixth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.
SR-CboeBZX-2021-027
April 5, 2021
The Exchange proposes to extend the current pilot program related to Clearly Erroneous Executions, to the close of business on October 20, 2021.
SR-CboeBZX-2021-025
April 1, 2021
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2021-023
March 26, 2021
The Exchange proposes to extend the cutoff time for accepting on close orders entered for participation in the Exchange’s Closing Auction and make clarifying changes to the definitions of Late-Limit-On-Close (“LLOC”) and Late-Limit-On-Open (“LLOO”) orders as provided in Exchange Rule 11.23.
SR-CboeBZX-2021-022
March 19, 2021
The Exchange proposes to amend its Rules in connection with limiting the number of strikes listed for Short Term Options Series which are available for quoting and trading on the Exchange.
SR-CboeBZX-2021-021
March 4, 2021
The Exchange proposes to amend the Fee Schedule to expand the existing Financial Product Distribution Program to provide for a Derived Data Platform Service.
SR-CboeBZX-2021-020
March 4, 2021
The Exchange proposes to amend the fees applicable to the BZX Top Feed.
SR-CboeBZX-2021-018
March 1, 2021
The Exchange proposes to amend Rule 11.13, as well as its Fee Schedule, to delete references to the INET, RDOX, and TRIM- routing options.
SR-CboeBZX-2021-017
February 18, 2021
The Exchange proposes the correction of certain billing errors.
SR-CboeBZX-2021-016
February 10, 2021
The Exchange proposes to amend the fee schedule.
SR-CboeBZX-2021-013
January 15, 2021
The Exchange proposes to amend the CAT compliance rule to be consistent with a conditional exemption granted by the SEC from certain allocation reporting requirements.
SR-CboeBZX-2021-012
January 13, 2021
The Exchange proposes to amend the fees applicable to securities listed on the Exchange, which are set forth in BZX Rule 14.13.
SR-CboeBZX-2021-011
January 13, 2021
The Exchange proposes to amend its fee schedule to establish a fee in connection with a Member’s Market Participant Identifier(s).
SR-CboeBZX-2021-010
January 13, 2021
The Exchange proposes to amend the fee schedule.
SR-CboeBZX-2021-009
January 11, 2021
The Exchange proposes a rule change to adopt an automated process pursuant to which an option will open if it is open for trading on another exchange after a specified amount of time.
SR-CboeBZX-2021-005
January 4, 2021
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2021-004
January 4, 2021
The Exchange proposes to amend its Fees Schedule.