Cboe Global Markets

Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CBOE-2020-117
December 23, 2020
The Exchange proposes to amend certain Rules to accommodate the listing and trading of index options with an index multiplier of one.
SR-CBOE-2020-116
December 18, 2020
The Exchange proposes to add options on the Mini-Russell 2000 Index (“Mini-RUT” or “MRUT”) to its P.M. Pilot Program.
SR-CBOE-2020-106 Amendment No. 1
November 30, 2020
The Exchange proposes an amendment to SR-CBOE-2020-106.
SR-CBOE-2020-106
November 16, 2020
The Exchange proposes to amend its Rules regarding the minimum increment for electronic bids and offers, as well as the minimum increment for exercise prices, of certain FLEX Options and clarify in the Rules how the System ranks FLEX Option bids and offers for allocation purposes.
SR-CBOE-2020-075 Amendment No. 1
October 23, 2020
The Exchange proposes an amendment to SR-CBOE-2020-075.
SR-CBOE-2020-075
August 3, 2020
The Exchange proposes to amend Rule 5.70 and Rule 5.72, as well as Rule 5.33, to make Qualified Contingent Cross (“QCC”) Orders available for FLEX trading.
SR-CBOE-2020-052 Amendment No. 1
July 22, 2020
The Exchange proposes an amendment to SR-CBOE-2020-052.
SR-CBOE-2020-052
June 3, 2020
The Exchange proposes to amend Rules 5.37, 5.38 and Rule 5.73.
SR-CBOE-2020-051 Amendment No. 2
December 11, 2020
The Exchange proposes a second amendment to SR-CBOE-2020-051.
SR-CBOE-2020-051 Amendment No. 1
July 23, 2020
The Exchange proposes an amendment to SR-CBOE-2020-051.
SR-CBOE-2020-051
June 11, 2020
The Exchange proposes to amend its automated price improvement auction rules in connection with Agency Order size requirements.
SR-CBOE-2020-050 Amendment No. 2
July 22, 2020
The Exchange proposes a second amendment to SR-CBOE-2020-050.
SR-CBOE-2020-050 Amendment No. 1
July 2, 2020
The Exchange proposes an amendment to SR-CBOE-2020-050.
SR-CBOE-2020-050
June 3, 2020
The Exchange proposes to amend Rules 5.37 and 5.73.
SR-CBOE-2020-034 Amendment No. 1
January 12, 2021
The Exchange proposes an amendment to SR-CBOE-2020-034.
SR-CBOE-2020-034
June 30, 2020
The Exchange proposes to authorize for trading flexible exchange options (“FLEX options”) on full-value indexes with a contract multiplier of one.

Approved and Immediately Effective Rule Changes

SR-CBOE-2021-008
January 19, 2021
The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2021-007
January 15, 2021
The Exchange proposes to amend the CAT compliance rule to be consistent with a conditional exemption granted by the SEC from certain allocation reporting requirements.
SR-CBOE-2021-006
January 14, 2021
The Exchange proposes a rule change to amend the definition of “current market value” for purposes of calculating margin requirements for ETF options designated by the Exchange, including SPY.
SR-CBOE-2021-005
January 11, 2021
The Exchange proposes a rule change to adopt an automated process pursuant to which an option will open if it is open for trading on another exchange after a specified amount of time.
SR-CBOE-2021-004
January 14, 2021
The Exchange proposes to amend Rule 5.24.
SR-CBOE-2021-002
January 4, 2021
The Exchange proposes to amend the Silexx trading platform Fees Schedule.
SR-CBOE-2021-001
January 4, 2021
The Exchange proposes to amend its Fees Schedule with respect to expiring fee waivers and incentive programs.