Disciplinary Information

  • Year: 

     

August 30, 2018:   18-0015 / 20170531327 Lamberson Capital LLC 
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August 30, 2018:   18-0014 / 20150455238 Charles Schwab & Co., Inc. 
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August 30, 2018:   18-0013 / 20170545996 Spot Trading L.L.C. 
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August 30, 2018:   18-0012 / 20160498080 RBC Capital Markets, LLC 
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August 30, 2018:   18-0006 / 20150463106 Andrie Trading LLC 
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August 30, 2018:   17-0028 / 20150465678 Belvedere Trading LLC 
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August 30, 2018:   17-0021 / 20150467251 Synergy Capital Management, LLC 
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August 30, 2018:   17-0020 / 20150467079 Optiver US, LLC 
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August 30, 2018:   17-0019 / 20150467028 Akuna Securities LLC 
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August 30, 2018:   14-0203 and 17-0038 / 20150439299 and 20150465680 CTC L.L.C. 
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