Disciplinary Information

  • Year: 

     

October 19, 2018:   18-0016/20170554482 Belvedere Trading, LLC 
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October 19, 2018:   18-0007/ 20160486165 Mark Burzycki 
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October 19, 2018:   17-0033/20150467263 Walleye Trading LLC 
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October 19, 2018:   17-0031/20150467262 Volant Liquidity, LLC 
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October 19, 2018:   17-0012/ 20150467249 Sumo Capital, LLC 
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October 19, 2018:   15-0042 and 17-0016/ 20150449985 and 20150467033 Andrie Trading LLC 
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October 19, 2018:   15-0026 and 17-0022/ 20150445003 and 20150467035 Bluefin Trading, LLC 
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August 30, 2018:   18-0015 / 20170531327 Lamberson Capital LLC 
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August 30, 2018:   18-0014 / 20150455238 Charles Schwab & Co., Inc. 
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August 30, 2018:   14-0203 and 17-0038 / 20150439299 and 20150465680 CTC L.L.C. 
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