Disciplinary Information

  • Year: 

     

May 18, 2017:   15-0061/ 20150455672 and C215-0006/ 20150455703 Lek Securities Corporation - Hearing 
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May 10, 2017:   17-0041/20150474074 Lupo Futures, LLC 
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May 10, 2017:   17-0030/20150467076 and 20170528130 Monadnock Capital Management, LP 
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May 10, 2017:   17-0029/20150467053 and 20170528116 G2 Trading LLC 
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May 10, 2017:   17-0025/20160507127 Cutler Group, LP 
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May 10, 2017:   17-0015/20160494709 Timber Hill LLC 
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May 10, 2017:   15-0031/20150445136 and 20150466718 Compass Professional Services, LLC 
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May 10, 2017:   15-0025/2015044615 Sphinx Trading, LP 
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May 10, 2017:   14-0195/20150439278 and 20150465675 Lakeshore Securities, LP 
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April 26, 2017:   15-0035/ 20150446540 Equitec Proprietary Markets, LLC - Hearing 
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