Cboe Options Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes
- SR-CBOE-2024-015 Amendment No. 1
- April 4, 2024
- The Exchange proposes an amendment to SR-CBOE-2024-015.
- SR-CBOE-2024-015
- March 19, 2024
- The Exchange proposes to amend Rule 5.33.
- SR-CBOE-2024-008
- February 13, 2024
- The Exchange proposes to adopt a new rule regarding order and execution management systems (“OEMS”).
- SR-CBOE-2024-005
- January 8, 2024
- The Exchange proposes to permit Cboe to list and trade options on ETPs that hold bitcoin.
- SR-CBOE-2024-003
- January 2, 2024
- The Exchange proposes to adopt a CAT Fee Schedule.
- SR-CBOE-2023-063
- November 29, 2023
- The Exchange proposes to modify position limits for equity options.
Approved and Immediately Effective Rule Changes
- SR-CBOE-2024-020
- April 15, 2024
- The Exchange proposes to amend the Short Term Options Series Program in Rule 4.5(d).
- SR-CBOE-2024-019
- April 10, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-017
- April 1, 2024
- The Exchange proposes to amend fees for the Cboe Silexx platform.
- SR-CBOE-2024-014
- March 18, 2024
- The Exchange proposes to update its Fees Schedule in connection with the Exchange’s plans to list and trade options that overlie a reduced value of the MSCI World Index, the full value of the MSCI ACWI Index, and a reduced value of the MSCI USA Index.
- SR-CBOE-2024-013
- March 7, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-012
- March 5, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-010
- February 29, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-006 Amendment No. 1
- January 17, 2024
- The Exchange proposes an amendment to SR-CBOE-2024-006.
- SR-CBOE-2024-006
- January 10, 2024
- The Exchange proposes to permit the Exchange to list options on the MSCI World Index (1/100th), the MSCI ACWI Index, and the MSCI USA Index (1/100th).
- SR-CBOE-2024-004
- January 3, 2024
- The Exchange proposes to exclude ISOs from the drill-through protection.
- SR-CBOE-2024-002
- January 2, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-001
- January 2, 2024
- The Exchange proposes to amend its Fees Schedule.