Resources

Documents

• Cboe SEF Participant Application
• Cboe SEF Authorized Trader Request Form
• Cboe SEF Rulebook
• Cboe SEF Dues and Fees

Submissions

File number:	Cboe SEF, LLC Rule Filing 23-05
Date filed:	06/30/2023

File number:	Cboe SEF, LLC Rule Filing 23-04
Date filed:	05/31/2023

File number:	Cboe SEF, LLC Rule Filing 23-03
Date filed:	05/02/2023

File number:	Cboe SEF, LLC Rule Filing 23-02
Date filed:	03/23/2023

File number:	Cboe SEF, LLC Rule Filing 23-01
Date filed:	03/22/2023

File number:	Cboe SEF, LLC Rule Filing 22-15
Date filed:	12/15/2022

File number:	Cboe SEF, LLC Rule Filing 22-14
Date filed:	12/01/2022

File number:	Cboe SEF, LLC Rule Filing 22-13
Date filed:	12/01/2022

File number:	Cboe SEF, LLC Rule Filing 22-12
Date filed:	12/01/2022

File number:	Cboe SEF, LLC Rule Filing 22-11
Date filed:	11/04/2022

File number:	Cboe SEF, LLC Rule Filing 22-10
Date filed:	11/04/2022

File number:	Cboe SEF, LLC Submission 22-09
Date filed:	10/18/2022

File number:	Cboe SEF, LLC Rule Filing 22-08
Date filed:	07/18/2022

File number:	Cboe SEF, LLC Rule Filing 22-07
Date filed:	07/18/2022

File number:	Cboe SEF, LLC Rule Filing 22-06
Date filed:	07/08/2022

File number:	Cboe SEF, LLC Rule Filing 22-05
Date filed:	07/01/2022

File number:	Cboe SEF, LLC Rule Filing 22-04
Date filed:	06/24/2022

File number:	Cboe SEF, LLC Rule Filing 22-03
Date filed:	03/17/2022

File number:	Cboe SEF, LLC Rule Filing 22-02
Date filed:	02/18/2022

File number:	Cboe SEF, LLC Rule Filing 22-01
Date filed:	01/14/2022

File number:	Cboe SEF, LLC Rule Filing 21-06
Date filed:	08/09/2021

File number:	Cboe SEF, LLC Rule Filing 21-05
Date filed:	06/11/2021

File number:	Cboe SEF, LLC Rule Filing 21-04
Date filed:	04/16/2021

File number:	Cboe SEF, LLC Rule Filing 21-03
Date filed:	03/26/2021

File number:	Cboe SEF, LLC Rule Filing 21-02
Date filed:	02/23/2021

File number:	Cboe SEF, LLC Rule Filing 21-01
Date filed:	01/08/2021

File number:	NTP 21-01 Rule Filing
Date filed:	01/08/2021

File number:	Cboe SEF, LLC Rule Filing 20-08
Date filed:	11/06/2020

File number:	Cboe SEF, LLC Rule Filing 20-07
Date filed:	10/21/2020

File number:	Cboe SEF, LLC Rule Filing 20-06
Date filed:	08/04/2020

File number:	Cboe SEF, LLC Rulebook Amendment 20-05
Date filed:	07/28/2020

File number:	Cboe SEF, LLC Rulebook Amendment 20-04
Date filed:	07/13/2020

File number:	Cboe SEF, LLC Rulebook Amendment 20-03
Date filed:	05/08/2020

File number:	Cboe SEF, LLC Rulebook Amendment 20-02
Date filed:	03/13/2020

File number:	Cboe SEF, LLC Rulebook Amendment 20-01(a)
Date filed:	01/30/2020

File number:	Cboe SEF, LLC Rulebook Amendment 20-01
Date filed:	01/16/2020

File number:	Cboe SEF, LLC Rulebook Amendment 19-03
Date filed:	11/05/2019

File number:	Cboe SEF, LLC Rulebook Amendment 19-02
Date filed:	04/08/2019

File number:	Cboe SEF, LLC Rulebook Amendment 19-01
Date filed:	02/06/2019

File number:	Cboe SEF, LLC Rulebook Amendment 18-05
Date filed:	09/17/2018

File number:	Cboe SEF, LLC Rulebook Amendment 18-04
Date filed:	08/06/2018

File number:	Cboe SEF, LLC Rulebook Amendment 18-03
Date filed:	05/07/2018

File number:	Cboe SEF, LLC Rulebook Amendment 18-02
Date filed:	03/05/2018

File number:	Cboe SEF, LLC Rulebook Amendment 18-01
Date filed:	01/17/2018

File number:	Bats Hotspot SEF/Cboe SEF Name Change 17-02
Date filed:	10/17/2017

File number:	Bats Hotspot SEF New Product Listing 17-01
Date filed:	05/31/2017

File number:	Bats Hotspot SEF Rulebook Amendment 16-07
Date filed:	12/09/2016

File number:	Bats Hotspot SEF Product Delisting 16-06
Date filed:	12/09/2016

File number:	Javelin SEF Rulebook Amendment 16-05
Date filed:	10/06/2016

File number:	Javelin SEF Rulebook Amendment 16-04
Date filed:	08/26/2016

File number:	Javelin SEF Rulebook Amendment 16-03
Date filed:	07/07/2016

File number:	Javelin SEF Rulebook Amendments 16-02
Date filed:	06/16/2016

File number:	Javelin SEF Rulebook Amendments 16-01
Date filed:	02/25/2016

File number:	Javelin SEF Revised Product Listing CME 15-12
Date filed:	12/31/2015

File number:	Javelin SEF Rulebook Amendments 15-11
Date filed:	12/29/2015

File number:	Javelin SEF Rulebook Amendments 15-10
Date filed:	10/16/2015

File number:	Javelin SEF Rulebook Amendments 15-09
Date filed:	10/16/2015

File number:	Javelin SEF Rulebook Amendments 15-08
Date filed:	08/05/2015

File number:	Javelin SEF Rulebook Amendments 15-07
Date filed:	05/21/2015

File number:	Javelin SEF Rulebook Amendments 15-06
Date filed:	05/15/2015

File number:	Javelin SEF Rulebook Amendments 15-05
Date filed:	05/08/2015

File number:	Javelin SEF Rulebook Amendments 15-03
Date filed:	04/10/2015

File number:	Javelin SEF Rulebook Amendments 15-02
Date filed:	02/25/2015

File number:	Javelin SEF Rulebook Amendments 14-14
Date filed:	09/30/2014

File number:	Javelin SEF Rulebook Amendments 14-13
Date filed:	09/30/2014

File number:	Javelin SEF Product Certification 14-12 LCH IRS Products
Date filed:	07/24/2014

File number:	Javelin SEF Product Certification 14-11 CME IRS Products
Date filed:	07/24/2014

File number:	Javelin SEF Rulebook Amendments 14-10
Date filed:	07/21/2014

File number:	Javelin SEF Rulebook Amendments 14-09
Date filed:	07/02/2014

File number:	Javelin SEF Rulebook Amendments 14-08
Date filed:	06/19/2014

File number:	Javelin SEF Rulebook Amendments 14-06
Date filed:	06/09/2014

File number:	Javelin SEF Rulebook Amendments 14-05
Date filed:	04/04/2014

File number:	Javelin SEF Rulebook Amendments 14-04
Date filed:	03/24/2014

File number:	Javelin SEF Rulebook Amendments 14-03
Date filed:	02/11/2014

File number:	Javelin SEF Rulebook Amendments 14-01
Date filed:	01/30/2014

File number:	Javelin SEF Rule Certification 13-06R(3) - Amended Made Available to Trade
Date filed:	01/08/2014

File number:	Javelin SEF Rulebook Amendments 13-10
Date filed:	12/13/2013

Notices To Participants

File number:	NTP 23-13 - Approach To UPI And EMIR Refit Reporting Requirements
Date filed:	08/28/2023

File number:	NTP 23-12 - 2023 SIFMA/FIA and Reg SCI BCP/DR Test
Date filed:	08/17/2023

File number:	NTP 23-11 - SDR Reporting Update Regarding Prime Brokerage Transaction Indicator
Date filed:	08/16/2023

File number:	NTP 23-10 – Fee Schedule Update – NDF Prints
Date filed:	08/07/2023

File number:	NTP 23-09 – OEOID FAQ
Date filed:	08/07/2023

File number:	NTP 23-08 – Rule Renumbering
Date filed:	06/30/2023

File number:	NTP 23-07 – Order Entry Operator ID
Date filed:	05/31/2023

File number:	NTP 23-06 – LD4 SEF Trading System
Date filed:	05/02/2023

File number:	NTP 23-05 – SDR Reporting of Currency 1 and Currency 2
Date filed:	04/12/2023

File number:	NTP 23-04 – Swaps Not Intended to Clear
Date filed:	03/23/2023

File number:	NTP 23-03 – Holistic Review
Date filed:	03/22/2023

File number:	NTP 23-02 – Authorized Trader Order Entry Operator ID
Date filed:	02/01/2023

File number:	NTP 23-01 Global Code
Date filed:	01/04/2023

File number:	NTP 22-17 Fee Schedule
Date filed:	12/15/2022

File number:	NTP 22-16 - Rule Filing
Date filed:	12/01/2022

File number:	NTP 22-15 - Market Maker Program
Date filed:	12/01/2022

File number:	NTP 22-14 - Rule Filing
Date filed:	11/29/2022

File number:	NTP 22-13 - Rule Filing
Date filed:	11/04/2022

File number:	NTP 22-11 – Annual Reminder re ECP Status
Date filed:	10/17/2022

File number:	NTP 22-11 – Rule Filing
Date filed:	08/19/2022

File number:	NTP 22-10 – Decimal Notional Amounts
Date filed:	07/20/2022

File number:	NTP 22-09 – Price Modify Support
Date filed:	07/20/2022

File number:	NTP 22-08 - Rule Filing
Date filed:	07/08/2022

File number:	NTP 22-07 - Rule Filing
Date filed:	07/01/2022

File number:	NTP 22-06 - Rule Filing
Date filed:	06/24/2022

File number:	NTP 22-05 – DTCC Reporting Party Amendments
Date filed:	06/01/2022

File number:	NTP 22-04 - Rule Filing
Date filed:	04/04/2022

File number:	NTP 22-03 - Rule Filing
Date filed:	03/17/2022

File number:	NTP 22-02 - Rule Filing
Date filed:	02/18/2022

File number:	NTP 22-01 - Rule Filing
Date filed:	01/14/2022

File number:	NTP 21-08 Annual Reminder – Maintenance of ECP Status
Date filed:	11/08/2021

File number:	NTP 21-07 - Rule Filing
Date filed:	08/09/2021

File number:	NTP 21-06 - Rule Filing
Date filed:	06/11/2021

File number:	NTP 21-05 - Rule Filing
Date filed:	04/16/2021

File number:	NTP 21-04 Cboe SEF Notice
Date filed:	03/30/2021

File number:	NTP 21-03 Rule Filing
Date filed:	03/26/2021

File number:	NTP 21-02 Rule Filing
Date filed:	02/23/2021

File number:	NTP 20-11 Rule Filing
Date filed:	11/06/2020

File number:	NTP 20-10 Rule Filing
Date filed:	10/21/2020

File number:	NTP 20-09 Annual Reminder – Maintenance of ECP Status
Date filed:	09/09/2020

File number:	NTP 20-08 Rule Filing
Date filed:	08/04/2020

File number:	NTP 20-07 Rulebook Amendments
Date filed:	07/28/2020

File number:	NTP 20-06 Rulebook Amendments
Date filed:	07/13/2020

File number:	NTP 20-05 Rulebook Amendments
Date filed:	05/08/2020

File number:	NTP 20-04 US Person Designation
Date filed:	05/07/2020

File number:	NTP 20-03 Rulebook Amendments
Date filed:	03/13/2020

File number:	NTP 20-02 New Regulatory Tips and Referral Form
Date filed:	03/10/2020

File number:	NTP 20-01(a) Rulebook Amendments
Date filed:	01/30/2020

File number:	NTP 20-01 Rulebook Amendments
Date filed:	01/16/2020

File number:	NTP 19-04 Rulebook Amendments
Date filed:	11/05/2019

File number:	NTP 19-03 Annual Reminder – Maintenance of ECP Status
Date filed:	09/09/2019

File number:	NTP 19-02 Rulebook Amendments
Date filed:	04/08/2019

File number:	NTP 19-01 Rulebook Amendments
Date filed:	02/06/2019

File number:	NTP 18-05 Rulebook Amendments
Date filed:	09/17/2018

File number:	NTP 18-05 Annual Reminder – Maintenance of ECP Status
Date filed:	09/11/2018

File number:	NTP 18-04 Rulebook Amendments
Date filed:	08/06/2018

File number:	NTP 18-03 Rulebook Amendments
Date filed:	05/07/2018

File number:	NTP 18-02 Rulebook Amendments
Date filed:	03/05/2018

File number:	NTP 18-01 Rulebook Amendments
Date filed:	01/17/2018

File number:	NTP 17-05 Name Change
Date filed:	10/17/2017

File number:	NTP 17-04 New Rulebook
Date filed:	09/11/2017

File number:	NTP 17-03 Change in Membership Structure
Date filed:	06/01/2017

File number:	NTP 17-02 Trading of Interest Rate Swaps to Cease
Date filed:	04/11/2017

File number:	NTP 17-01 Rulebook Amendment
Date filed:	1/5/2017

File number:	NTP 16-12 SEF Holiday Calendar for 2017
Date filed:	1/5/2017

File number:	NTP 16-11 Rule Amendments
Date filed:	12/13/2016

File number:	NTP 16-10 Delisting of Products
Date filed:	12/13/2016

File number:	NTP 16-09
Date filed:	10/31/2016

File number:	NTP 16-08 Rulebook Amendment
Date filed:	10/06/2016

File number:	NTP 16-07 Rulebook Amendment
Date filed:	09/12/2016

File number:	NTP 16-06 Rulebook Amendment
Date filed:	07/7/2016

File number:	NTP 16-05 Rulebook Amendment
Date filed:	06/16/2016

File number:	NTP 16-03 Voice Trade Desk - Delayed Opening
Date filed:	01/25/2016

File number:	NTP 16-02 Rulebook Amendments
Date filed:	01/11/2016

File number:	NTP 16-01 Holiday Calendar
Date filed:	01/4/2016

File number:	NTP 15-12 Rulebook Amendment
Date filed:	11/3/2015

File number:	NTP 15-11 Rulebook Amendment
Date filed:	08/6/2015

File number:	NTP 15-09 Memorial Day
Date filed:	05/18/2015

File number:	NTP 15-08 Market Maker Program
Date filed:	05/11/2015

File number:	NTP 15-07 Rulebook Amendment
Date filed:	05/11/2015

File number:	NTP 15-06 Rulebook Amendment
Date filed:	04/14/2015

File number:	NTP 15-05 Rulebook Amendment
Date filed:	03/09/2015

File number:	NTP 15-03 Rulebook Amendment
Date filed:	01/23/2015

File number:	NTP 15-02 MLK Holiday
Date filed:	01/15/2015

File number:	NTP 14-15 Holiday Calendar
Date filed:	12/11/2014

File number:	NTP 14-14 Rulebook Amendment
Date filed:	10/09/2014

File number:	NTP 14-13 Rulebook Amendment
Date filed:	10/09/2014

File number:	NTP 14-11 Independence Day
Date filed:	07/01/2014

File number:	NTP 14-10 Rulebook Amendment
Date filed:	07/01/2014

File number:	NTP 14-09 Rulebook Amendment
Date filed:	06/23/2014

File number:	NTP 14-05 Rulebook Amendment
Date filed:	04/10/2014

File number:	NTP 14-04 Rulebook Amendment
Date filed:	03/24/2014

File number:	NTP 13-03 Rulebook Amendment
Date filed:	11/22/2013

Formal Disciplinary Decisions

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