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File number: Cboe SEF, LLC Rule Filing 23-05
Date filed: 06/30/2023
File number: Cboe SEF, LLC Rule Filing 23-04
Date filed: 05/31/2023
File number: Cboe SEF, LLC Rule Filing 23-03
Date filed: 05/02/2023
File number: Cboe SEF, LLC Rule Filing 23-02
Date filed: 03/23/2023
File number: Cboe SEF, LLC Rule Filing 23-01
Date filed: 03/22/2023
File number: Cboe SEF, LLC Rule Filing 22-15
Date filed: 12/15/2022
File number: Cboe SEF, LLC Rule Filing 22-14
Date filed: 12/01/2022
File number: Cboe SEF, LLC Rule Filing 22-13
Date filed: 12/01/2022
File number: Cboe SEF, LLC Rule Filing 22-12
Date filed: 12/01/2022
File number: Cboe SEF, LLC Rule Filing 22-11
Date filed: 11/04/2022
File number: Cboe SEF, LLC Rule Filing 22-10
Date filed: 11/04/2022
File number: Cboe SEF, LLC Submission 22-09
Date filed: 10/18/2022
File number: Cboe SEF, LLC Rule Filing 22-08
Date filed: 07/18/2022
File number: Cboe SEF, LLC Rule Filing 22-07
Date filed: 07/18/2022
File number: Cboe SEF, LLC Rule Filing 22-06
Date filed: 07/08/2022
File number: Cboe SEF, LLC Rule Filing 22-05
Date filed: 07/01/2022
File number: Cboe SEF, LLC Rule Filing 22-04
Date filed: 06/24/2022
File number: Cboe SEF, LLC Rule Filing 22-03
Date filed: 03/17/2022
File number: Cboe SEF, LLC Rule Filing 22-02
Date filed: 02/18/2022
File number: Cboe SEF, LLC Rule Filing 22-01
Date filed: 01/14/2022
File number: Cboe SEF, LLC Rule Filing 21-06
Date filed: 08/09/2021
File number: Cboe SEF, LLC Rule Filing 21-05
Date filed: 06/11/2021
File number: Cboe SEF, LLC Rule Filing 21-04
Date filed: 04/16/2021
File number: Cboe SEF, LLC Rule Filing 21-03
Date filed: 03/26/2021
File number: Cboe SEF, LLC Rule Filing 21-02
Date filed: 02/23/2021
File number: Cboe SEF, LLC Rule Filing 21-01
Date filed: 01/08/2021
File number: NTP 21-01 Rule Filing
Date filed: 01/08/2021
File number: Cboe SEF, LLC Rule Filing 20-08
Date filed: 11/06/2020
File number: Cboe SEF, LLC Rule Filing 20-07
Date filed: 10/21/2020
File number: Cboe SEF, LLC Rule Filing 20-06
Date filed: 08/04/2020
File number: Cboe SEF, LLC Rulebook Amendment 20-05
Date filed: 07/28/2020
File number: Cboe SEF, LLC Rulebook Amendment 20-04
Date filed: 07/13/2020
File number: Cboe SEF, LLC Rulebook Amendment 20-03
Date filed: 05/08/2020
File number: Cboe SEF, LLC Rulebook Amendment 20-02
Date filed: 03/13/2020
File number: Cboe SEF, LLC Rulebook Amendment 20-01(a)
Date filed: 01/30/2020
File number: Cboe SEF, LLC Rulebook Amendment 20-01
Date filed: 01/16/2020
File number: Cboe SEF, LLC Rulebook Amendment 19-03
Date filed: 11/05/2019
File number: Cboe SEF, LLC Rulebook Amendment 19-02
Date filed: 04/08/2019
File number: Cboe SEF, LLC Rulebook Amendment 19-01
Date filed: 02/06/2019
File number: Cboe SEF, LLC Rulebook Amendment 18-05
Date filed: 09/17/2018
File number: Cboe SEF, LLC Rulebook Amendment 18-04
Date filed: 08/06/2018
File number: Cboe SEF, LLC Rulebook Amendment 18-03
Date filed: 05/07/2018
File number: Cboe SEF, LLC Rulebook Amendment 18-02
Date filed: 03/05/2018
File number: Cboe SEF, LLC Rulebook Amendment 18-01
Date filed: 01/17/2018
File number: Bats Hotspot SEF/Cboe SEF Name Change 17-02
Date filed: 10/17/2017
File number: Bats Hotspot SEF New Product Listing 17-01
Date filed: 05/31/2017
File number: Bats Hotspot SEF Rulebook Amendment 16-07
Date filed: 12/09/2016
File number: Bats Hotspot SEF Product Delisting 16-06
Date filed: 12/09/2016
File number: Javelin SEF Rulebook Amendment 16-05
Date filed: 10/06/2016
File number: Javelin SEF Rulebook Amendment 16-04
Date filed: 08/26/2016
File number: Javelin SEF Rulebook Amendment 16-03
Date filed: 07/07/2016
File number: Javelin SEF Rulebook Amendments 16-02
Date filed: 06/16/2016
File number: Javelin SEF Rulebook Amendments 16-01
Date filed: 02/25/2016
File number: Javelin SEF Revised Product Listing CME 15-12
Date filed: 12/31/2015
File number: Javelin SEF Rulebook Amendments 15-11
Date filed: 12/29/2015
File number: Javelin SEF Rulebook Amendments 15-10
Date filed: 10/16/2015
File number: Javelin SEF Rulebook Amendments 15-09
Date filed: 10/16/2015
File number: Javelin SEF Rulebook Amendments 15-08
Date filed: 08/05/2015
File number: Javelin SEF Rulebook Amendments 15-07
Date filed: 05/21/2015
File number: Javelin SEF Rulebook Amendments 15-06
Date filed: 05/15/2015
File number: Javelin SEF Rulebook Amendments 15-05
Date filed: 05/08/2015
File number: Javelin SEF Rulebook Amendments 15-03
Date filed: 04/10/2015
File number: Javelin SEF Rulebook Amendments 15-02
Date filed: 02/25/2015
File number: Javelin SEF Rulebook Amendments 14-14
Date filed: 09/30/2014
File number: Javelin SEF Rulebook Amendments 14-13
Date filed: 09/30/2014
File number: Javelin SEF Product Certification 14-12 LCH IRS Products
Date filed: 07/24/2014
File number: Javelin SEF Product Certification 14-11 CME IRS Products
Date filed: 07/24/2014
File number: Javelin SEF Rulebook Amendments 14-10
Date filed: 07/21/2014
File number: Javelin SEF Rulebook Amendments 14-09
Date filed: 07/02/2014
File number: Javelin SEF Rulebook Amendments 14-08
Date filed: 06/19/2014
File number: Javelin SEF Rulebook Amendments 14-06
Date filed: 06/09/2014
File number: Javelin SEF Rulebook Amendments 14-05
Date filed: 04/04/2014
File number: Javelin SEF Rulebook Amendments 14-04
Date filed: 03/24/2014
File number: Javelin SEF Rulebook Amendments 14-03
Date filed: 02/11/2014
File number: Javelin SEF Rulebook Amendments 14-01
Date filed: 01/30/2014
File number: Javelin SEF Rule Certification 13-06R(3) - Amended Made Available to Trade
Date filed: 01/08/2014
File number: Javelin SEF Rulebook Amendments 13-10
Date filed: 12/13/2013

Notices To Participants

File number: NTP 23-13 - Approach To UPI And EMIR Refit Reporting Requirements
Date filed: 08/28/2023
File number: NTP 23-12 - 2023 SIFMA/FIA and Reg SCI BCP/DR Test
Date filed: 08/17/2023
File number: NTP 23-11 - SDR Reporting Update Regarding Prime Brokerage Transaction Indicator
Date filed: 08/16/2023
File number: NTP 23-10 – Fee Schedule Update – NDF Prints
Date filed: 08/07/2023
File number: NTP 23-09 – OEOID FAQ
Date filed: 08/07/2023
File number: NTP 23-08 – Rule Renumbering
Date filed: 06/30/2023
File number: NTP 23-07 – Order Entry Operator ID
Date filed: 05/31/2023
File number: NTP 23-06 – LD4 SEF Trading System
Date filed: 05/02/2023
File number: NTP 23-05 – SDR Reporting of Currency 1 and Currency 2
Date filed: 04/12/2023
File number: NTP 23-04 – Swaps Not Intended to Clear
Date filed: 03/23/2023
File number: NTP 23-03 – Holistic Review
Date filed: 03/22/2023
File number: NTP 23-02 – Authorized Trader Order Entry Operator ID
Date filed: 02/01/2023
File number: NTP 23-01 Global Code
Date filed: 01/04/2023
File number: NTP 22-17 Fee Schedule
Date filed: 12/15/2022
File number: NTP 22-16 - Rule Filing
Date filed: 12/01/2022
File number: NTP 22-15 - Market Maker Program
Date filed: 12/01/2022
File number: NTP 22-14 - Rule Filing
Date filed: 11/29/2022
File number: NTP 22-13 - Rule Filing
Date filed: 11/04/2022
File number: NTP 22-11 – Annual Reminder re ECP Status
Date filed: 10/17/2022
File number: NTP 22-11 – Rule Filing
Date filed: 08/19/2022
File number: NTP 22-10 – Decimal Notional Amounts
Date filed: 07/20/2022
File number: NTP 22-09 – Price Modify Support
Date filed: 07/20/2022
File number: NTP 22-08 - Rule Filing
Date filed: 07/08/2022
File number: NTP 22-07 - Rule Filing
Date filed: 07/01/2022
File number: NTP 22-06 - Rule Filing
Date filed: 06/24/2022
File number: NTP 22-05 – DTCC Reporting Party Amendments
Date filed: 06/01/2022
File number: NTP 22-04 - Rule Filing
Date filed: 04/04/2022
File number: NTP 22-03 - Rule Filing
Date filed: 03/17/2022
File number: NTP 22-02 - Rule Filing
Date filed: 02/18/2022
File number: NTP 22-01 - Rule Filing
Date filed: 01/14/2022
File number: NTP 21-08 Annual Reminder – Maintenance of ECP Status
Date filed: 11/08/2021
File number: NTP 21-07 - Rule Filing
Date filed: 08/09/2021
File number: NTP 21-06 - Rule Filing
Date filed: 06/11/2021
File number: NTP 21-05 - Rule Filing
Date filed: 04/16/2021
File number: NTP 21-04 Cboe SEF Notice
Date filed: 03/30/2021
File number: NTP 21-03 Rule Filing
Date filed: 03/26/2021
File number: NTP 21-02 Rule Filing
Date filed: 02/23/2021
File number: NTP 20-11 Rule Filing
Date filed: 11/06/2020
File number: NTP 20-10 Rule Filing
Date filed: 10/21/2020
File number: NTP 20-09 Annual Reminder – Maintenance of ECP Status
Date filed: 09/09/2020
File number: NTP 20-08 Rule Filing
Date filed: 08/04/2020
File number: NTP 20-07 Rulebook Amendments
Date filed: 07/28/2020
File number: NTP 20-06 Rulebook Amendments
Date filed: 07/13/2020
File number: NTP 20-05 Rulebook Amendments
Date filed: 05/08/2020
File number: NTP 20-04 US Person Designation
Date filed: 05/07/2020
File number: NTP 20-03 Rulebook Amendments
Date filed: 03/13/2020
File number: NTP 20-02 New Regulatory Tips and Referral Form
Date filed: 03/10/2020
File number: NTP 20-01(a) Rulebook Amendments
Date filed: 01/30/2020
File number: NTP 20-01 Rulebook Amendments
Date filed: 01/16/2020
File number: NTP 19-04 Rulebook Amendments
Date filed: 11/05/2019
File number: NTP 19-03 Annual Reminder – Maintenance of ECP Status
Date filed: 09/09/2019
File number: NTP 19-02 Rulebook Amendments
Date filed: 04/08/2019
File number: NTP 19-01 Rulebook Amendments
Date filed: 02/06/2019
File number: NTP 18-05 Rulebook Amendments
Date filed: 09/17/2018
File number: NTP 18-05 Annual Reminder – Maintenance of ECP Status
Date filed: 09/11/2018
File number: NTP 18-04 Rulebook Amendments
Date filed: 08/06/2018
File number: NTP 18-03 Rulebook Amendments
Date filed: 05/07/2018
File number: NTP 18-02 Rulebook Amendments
Date filed: 03/05/2018
File number: NTP 18-01 Rulebook Amendments
Date filed: 01/17/2018
File number: NTP 17-05 Name Change
Date filed: 10/17/2017
File number: NTP 17-04 New Rulebook
Date filed: 09/11/2017
File number: NTP 17-03 Change in Membership Structure
Date filed: 06/01/2017
File number: NTP 17-02 Trading of Interest Rate Swaps to Cease
Date filed: 04/11/2017
File number: NTP 17-01 Rulebook Amendment
Date filed: 1/5/2017
File number: NTP 16-12 SEF Holiday Calendar for 2017
Date filed: 1/5/2017
File number: NTP 16-11 Rule Amendments
Date filed: 12/13/2016
File number: NTP 16-10 Delisting of Products
Date filed: 12/13/2016
File number: NTP 16-09
Date filed: 10/31/2016
File number: NTP 16-08 Rulebook Amendment
Date filed: 10/06/2016
File number: NTP 16-07 Rulebook Amendment
Date filed: 09/12/2016
File number: NTP 16-06 Rulebook Amendment
Date filed: 07/7/2016
File number: NTP 16-05 Rulebook Amendment
Date filed: 06/16/2016
File number: NTP 16-03 Voice Trade Desk - Delayed Opening
Date filed: 01/25/2016
File number: NTP 16-02 Rulebook Amendments
Date filed: 01/11/2016
File number: NTP 16-01 Holiday Calendar
Date filed: 01/4/2016
File number: NTP 15-12 Rulebook Amendment
Date filed: 11/3/2015
File number: NTP 15-11 Rulebook Amendment
Date filed: 08/6/2015
File number: NTP 15-09 Memorial Day
Date filed: 05/18/2015
File number: NTP 15-08 Market Maker Program
Date filed: 05/11/2015
File number: NTP 15-07 Rulebook Amendment
Date filed: 05/11/2015
File number: NTP 15-06 Rulebook Amendment
Date filed: 04/14/2015
File number: NTP 15-05 Rulebook Amendment
Date filed: 03/09/2015
File number: NTP 15-03 Rulebook Amendment
Date filed: 01/23/2015
File number: NTP 15-02 MLK Holiday
Date filed: 01/15/2015
File number: NTP 14-15 Holiday Calendar
Date filed: 12/11/2014
File number: NTP 14-14 Rulebook Amendment
Date filed: 10/09/2014
File number: NTP 14-13 Rulebook Amendment
Date filed: 10/09/2014
File number: NTP 14-11 Independence Day
Date filed: 07/01/2014
File number: NTP 14-10 Rulebook Amendment
Date filed: 07/01/2014
File number: NTP 14-09 Rulebook Amendment
Date filed: 06/23/2014
File number: NTP 14-05 Rulebook Amendment
Date filed: 04/10/2014
File number: NTP 14-04 Rulebook Amendment
Date filed: 03/24/2014
File number: NTP 13-03 Rulebook Amendment
Date filed: 11/22/2013

Formal Disciplinary Decisions

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