Resources
Documents
Submissions
| File number: | Cboe SEF, LLC Rule Filing 22-15 |
| Date filed: | 12/15/2022 |
| File number: | Cboe SEF, LLC Rule Filing 22-14 |
| Date filed: | 12/01/2022 |
| File number: | Cboe SEF, LLC Rule Filing 22-13 |
| Date filed: | 12/01/2022 |
| File number: | Cboe SEF, LLC Rule Filing 22-12 |
| Date filed: | 12/01/2022 |
| File number: | Cboe SEF, LLC Rule Filing 22-11 |
| Date filed: | 11/04/2022 |
| File number: | Cboe SEF, LLC Rule Filing 22-10 |
| Date filed: | 11/04/2022 |
| File number: | Cboe SEF, LLC Submission 22-09 |
| Date filed: | 10/18/2022 |
| File number: | Cboe SEF, LLC Rule Filing 22-08 |
| Date filed: | 07/18/2022 |
| File number: | Cboe SEF, LLC Rule Filing 22-07 |
| Date filed: | 07/18/2022 |
| File number: | Cboe SEF, LLC Rule Filing 22-06 |
| Date filed: | 07/08/2022 |
| File number: | Cboe SEF, LLC Rule Filing 22-05 |
| Date filed: | 07/01/2022 |
| File number: | Cboe SEF, LLC Rule Filing 22-04 |
| Date filed: | 06/24/2022 |
| File number: | Cboe SEF, LLC Rule Filing 22-03 |
| Date filed: | 03/17/2022 |
| File number: | Cboe SEF, LLC Rule Filing 22-02 |
| Date filed: | 02/18/2022 |
| File number: | Cboe SEF, LLC Rule Filing 22-01 |
| Date filed: | 01/14/2022 |
| File number: | Cboe SEF, LLC Rule Filing 21-06 |
| Date filed: | 08/09/2021 |
| File number: | Cboe SEF, LLC Rule Filing 21-05 |
| Date filed: | 06/11/2021 |
| File number: | Cboe SEF, LLC Rule Filing 21-04 |
| Date filed: | 04/16/2021 |
| File number: | Cboe SEF, LLC Rule Filing 21-03 |
| Date filed: | 03/26/2021 |
| File number: | Cboe SEF, LLC Rule Filing 21-02 |
| Date filed: | 02/23/2021 |
| File number: | Cboe SEF, LLC Rule Filing 21-01 |
| Date filed: | 01/08/2021 |
| File number: | NTP 21-01 Rule Filing |
| Date filed: | 01/08/2021 |
| File number: | Cboe SEF, LLC Rule Filing 20-08 |
| Date filed: | 11/06/2020 |
| File number: | Cboe SEF, LLC Rule Filing 20-07 |
| Date filed: | 10/21/2020 |
| File number: | Cboe SEF, LLC Rule Filing 20-06 |
| Date filed: | 08/04/2020 |
| File number: | Cboe SEF, LLC Rulebook Amendment 20-05 |
| Date filed: | 07/28/2020 |
| File number: | Cboe SEF, LLC Rulebook Amendment 20-04 |
| Date filed: | 07/13/2020 |
| File number: | Cboe SEF, LLC Rulebook Amendment 20-03 |
| Date filed: | 05/08/2020 |
| File number: | Cboe SEF, LLC Rulebook Amendment 20-02 |
| Date filed: | 03/13/2020 |
| File number: | Cboe SEF, LLC Rulebook Amendment 20-01(a) |
| Date filed: | 01/30/2020 |
| File number: | Cboe SEF, LLC Rulebook Amendment 20-01 |
| Date filed: | 01/16/2020 |
| File number: | Cboe SEF, LLC Rulebook Amendment 19-03 |
| Date filed: | 11/05/2019 |
| File number: | Cboe SEF, LLC Rulebook Amendment 19-02 |
| Date filed: | 04/08/2019 |
| File number: | Cboe SEF, LLC Rulebook Amendment 19-01 |
| Date filed: | 02/06/2019 |
| File number: | Cboe SEF, LLC Rulebook Amendment 18-05 |
| Date filed: | 09/17/2018 |
| File number: | Cboe SEF, LLC Rulebook Amendment 18-04 |
| Date filed: | 08/06/2018 |
| File number: | Cboe SEF, LLC Rulebook Amendment 18-03 |
| Date filed: | 05/07/2018 |
| File number: | Cboe SEF, LLC Rulebook Amendment 18-02 |
| Date filed: | 03/05/2018 |
| File number: | Cboe SEF, LLC Rulebook Amendment 18-01 |
| Date filed: | 01/17/2018 |
| File number: | Bats Hotspot SEF/Cboe SEF Name Change 17-02 |
| Date filed: | 10/17/2017 |
| File number: | Bats Hotspot SEF New Product Listing 17-01 |
| Date filed: | 05/31/2017 |
| File number: | Bats Hotspot SEF Rulebook Amendment 16-07 |
| Date filed: | 12/09/2016 |
| File number: | Bats Hotspot SEF Product Delisting 16-06 |
| Date filed: | 12/09/2016 |
| File number: | Javelin SEF Rulebook Amendment 16-05 |
| Date filed: | 10/06/2016 |
| File number: | Javelin SEF Rulebook Amendment 16-04 |
| Date filed: | 08/26/2016 |
| File number: | Javelin SEF Rulebook Amendment 16-03 |
| Date filed: | 07/07/2016 |
| File number: | Javelin SEF Rulebook Amendments 16-02 |
| Date filed: | 06/16/2016 |
| File number: | Javelin SEF Rulebook Amendments 16-01 |
| Date filed: | 02/25/2016 |
| File number: | Javelin SEF Revised Product Listing CME 15-12 |
| Date filed: | 12/31/2015 |
| File number: | Javelin SEF Rulebook Amendments 15-11 |
| Date filed: | 12/29/2015 |
| File number: | Javelin SEF Rulebook Amendments 15-10 |
| Date filed: | 10/16/2015 |
| File number: | Javelin SEF Rulebook Amendments 15-09 |
| Date filed: | 10/16/2015 |
| File number: | Javelin SEF Rulebook Amendments 15-08 |
| Date filed: | 08/05/2015 |
| File number: | Javelin SEF Rulebook Amendments 15-07 |
| Date filed: | 05/21/2015 |
| File number: | Javelin SEF Rulebook Amendments 15-06 |
| Date filed: | 05/15/2015 |
| File number: | Javelin SEF Rulebook Amendments 15-05 |
| Date filed: | 05/08/2015 |
| File number: | Javelin SEF Rulebook Amendments 15-03 |
| Date filed: | 04/10/2015 |
| File number: | Javelin SEF Rulebook Amendments 15-02 |
| Date filed: | 02/25/2015 |
| File number: | Javelin SEF Rulebook Amendments 14-14 |
| Date filed: | 09/30/2014 |
| File number: | Javelin SEF Rulebook Amendments 14-13 |
| Date filed: | 09/30/2014 |
| File number: | Javelin SEF Product Certification 14-12 LCH IRS Products |
| Date filed: | 07/24/2014 |
| File number: | Javelin SEF Product Certification 14-11 CME IRS Products |
| Date filed: | 07/24/2014 |
| File number: | Javelin SEF Rulebook Amendments 14-10 |
| Date filed: | 07/21/2014 |
| File number: | Javelin SEF Rulebook Amendments 14-09 |
| Date filed: | 07/02/2014 |
| File number: | Javelin SEF Rulebook Amendments 14-08 |
| Date filed: | 06/19/2014 |
| File number: | Javelin SEF Rulebook Amendments 14-06 |
| Date filed: | 06/09/2014 |
| File number: | Javelin SEF Rulebook Amendments 14-05 |
| Date filed: | 04/04/2014 |
| File number: | Javelin SEF Rulebook Amendments 14-04 |
| Date filed: | 03/24/2014 |
| File number: | Javelin SEF Rulebook Amendments 14-03 |
| Date filed: | 02/11/2014 |
| File number: | Javelin SEF Rulebook Amendments 14-01 |
| Date filed: | 01/30/2014 |
| File number: | Javelin SEF Rule Certification 13-06R(3) - Amended Made Available to Trade |
| Date filed: | 01/08/2014 |
| File number: | Javelin SEF Rulebook Amendments 13-10 |
| Date filed: | 12/13/2013 |
Notices To Participants
| File number: | NTP 23-02 – Authorized Trader Order Entry Operator ID |
| Date filed: | 02/01/2023 |
| File number: | NTP 23-01 Global Code |
| Date filed: | 01/04/2023 |
| File number: | NTP 22-17 Fee Schedule |
| Date filed: | 12/15/2022 |
| File number: | NTP 22-16 - Rule Filing |
| Date filed: | 12/01/2022 |
| File number: | NTP 22-15 - Market Maker Program |
| Date filed: | 12/01/2022 |
| File number: | NTP 22-14 - Rule Filing |
| Date filed: | 11/29/2022 |
| File number: | NTP 22-13 - Rule Filing |
| Date filed: | 11/04/2022 |
| File number: | NTP 22-11 – Annual Reminder re ECP Status |
| Date filed: | 10/17/2022 |
| File number: | NTP 22-11 – Rule Filing |
| Date filed: | 08/19/2022 |
| File number: | NTP 22-10 – Decimal Notional Amounts |
| Date filed: | 07/20/2022 |
| File number: | NTP 22-09 – Price Modify Support |
| Date filed: | 07/20/2022 |
| File number: | NTP 22-08 - Rule Filing |
| Date filed: | 07/08/2022 |
| File number: | NTP 22-07 - Rule Filing |
| Date filed: | 07/01/2022 |
| File number: | NTP 22-06 - Rule Filing |
| Date filed: | 06/24/2022 |
| File number: | NTP 22-05 – DTCC Reporting Party Amendments |
| Date filed: | 06/01/2022 |
| File number: | NTP 22-04 - Rule Filing |
| Date filed: | 04/04/2022 |
| File number: | NTP 22-03 - Rule Filing |
| Date filed: | 03/17/2022 |
| File number: | NTP 22-02 - Rule Filing |
| Date filed: | 02/18/2022 |
| File number: | NTP 22-01 - Rule Filing |
| Date filed: | 01/14/2022 |
| File number: | NTP 21-08 Annual Reminder – Maintenance of ECP Status |
| Date filed: | 11/08/2021 |
| File number: | NTP 21-07 - Rule Filing |
| Date filed: | 08/09/2021 |
| File number: | NTP 21-06 - Rule Filing |
| Date filed: | 06/11/2021 |
| File number: | NTP 21-05 - Rule Filing |
| Date filed: | 04/16/2021 |
| File number: | NTP 21-04 Cboe SEF Notice |
| Date filed: | 03/30/2021 |
| File number: | NTP 21-03 Rule Filing |
| Date filed: | 03/26/2021 |
| File number: | NTP 21-02 Rule Filing |
| Date filed: | 02/23/2021 |
| File number: | NTP 20-11 Rule Filing |
| Date filed: | 11/06/2020 |
| File number: | NTP 20-10 Rule Filing |
| Date filed: | 10/21/2020 |
| File number: | NTP 20-09 Annual Reminder – Maintenance of ECP Status |
| Date filed: | 09/09/2020 |
| File number: | NTP 20-08 Rule Filing |
| Date filed: | 08/04/2020 |
| File number: | NTP 20-07 Rulebook Amendments |
| Date filed: | 07/28/2020 |
| File number: | NTP 20-06 Rulebook Amendments |
| Date filed: | 07/13/2020 |
| File number: | NTP 20-05 Rulebook Amendments |
| Date filed: | 05/08/2020 |
| File number: | NTP 20-04 US Person Designation |
| Date filed: | 05/07/2020 |
| File number: | NTP 20-03 Rulebook Amendments |
| Date filed: | 03/13/2020 |
| File number: | NTP 20-02 New Regulatory Tips and Referral Form |
| Date filed: | 03/10/2020 |
| File number: | NTP 20-01(a) Rulebook Amendments |
| Date filed: | 01/30/2020 |
| File number: | NTP 20-01 Rulebook Amendments |
| Date filed: | 01/16/2020 |
| File number: | NTP 19-04 Rulebook Amendments |
| Date filed: | 11/05/2019 |
| File number: | NTP 19-03 Annual Reminder – Maintenance of ECP Status |
| Date filed: | 09/09/2019 |
| File number: | NTP 19-02 Rulebook Amendments |
| Date filed: | 04/08/2019 |
| File number: | NTP 19-01 Rulebook Amendments |
| Date filed: | 02/06/2019 |
| File number: | NTP 18-05 Rulebook Amendments |
| Date filed: | 09/17/2018 |
| File number: | NTP 18-05 Annual Reminder – Maintenance of ECP Status |
| Date filed: | 09/11/2018 |
| File number: | NTP 18-04 Rulebook Amendments |
| Date filed: | 08/06/2018 |
| File number: | NTP 18-03 Rulebook Amendments |
| Date filed: | 05/07/2018 |
| File number: | NTP 18-02 Rulebook Amendments |
| Date filed: | 03/05/2018 |
| File number: | NTP 18-01 Rulebook Amendments |
| Date filed: | 01/17/2018 |
| File number: | NTP 17-05 Name Change |
| Date filed: | 10/17/2017 |
| File number: | NTP 17-04 New Rulebook |
| Date filed: | 09/11/2017 |
| File number: | NTP 17-03 Change in Membership Structure |
| Date filed: | 06/01/2017 |
| File number: | NTP 17-02 Trading of Interest Rate Swaps to Cease |
| Date filed: | 04/11/2017 |
| File number: | NTP 17-01 Rulebook Amendment |
| Date filed: | 1/5/2017 |
| File number: | NTP 16-12 SEF Holiday Calendar for 2017 |
| Date filed: | 1/5/2017 |
| File number: | NTP 16-11 Rule Amendments |
| Date filed: | 12/13/2016 |
| File number: | NTP 16-10 Delisting of Products |
| Date filed: | 12/13/2016 |
| File number: | NTP 16-09 |
| Date filed: | 10/31/2016 |
| File number: | NTP 16-08 Rulebook Amendment |
| Date filed: | 10/06/2016 |
| File number: | NTP 16-07 Rulebook Amendment |
| Date filed: | 09/12/2016 |
| File number: | NTP 16-06 Rulebook Amendment |
| Date filed: | 07/7/2016 |
| File number: | NTP 16-05 Rulebook Amendment |
| Date filed: | 06/16/2016 |
| File number: | NTP 16-03 Voice Trade Desk - Delayed Opening |
| Date filed: | 01/25/2016 |
| File number: | NTP 16-02 Rulebook Amendments |
| Date filed: | 01/11/2016 |
| File number: | NTP 16-01 Holiday Calendar |
| Date filed: | 01/4/2016 |
| File number: | NTP 15-12 Rulebook Amendment |
| Date filed: | 11/3/2015 |
| File number: | NTP 15-11 Rulebook Amendment |
| Date filed: | 08/6/2015 |
| File number: | NTP 15-09 Memorial Day |
| Date filed: | 05/18/2015 |
| File number: | NTP 15-08 Market Maker Program |
| Date filed: | 05/11/2015 |
| File number: | NTP 15-07 Rulebook Amendment |
| Date filed: | 05/11/2015 |
| File number: | NTP 15-06 Rulebook Amendment |
| Date filed: | 04/14/2015 |
| File number: | NTP 15-05 Rulebook Amendment |
| Date filed: | 03/09/2015 |
| File number: | NTP 15-03 Rulebook Amendment |
| Date filed: | 01/23/2015 |
| File number: | NTP 15-02 MLK Holiday |
| Date filed: | 01/15/2015 |
| File number: | NTP 14-15 Holiday Calendar |
| Date filed: | 12/11/2014 |
| File number: | NTP 14-14 Rulebook Amendment |
| Date filed: | 10/09/2014 |
| File number: | NTP 14-13 Rulebook Amendment |
| Date filed: | 10/09/2014 |
| File number: | NTP 14-11 Independence Day |
| Date filed: | 07/01/2014 |
| File number: | NTP 14-10 Rulebook Amendment |
| Date filed: | 07/01/2014 |
| File number: | NTP 14-09 Rulebook Amendment |
| Date filed: | 06/23/2014 |
| File number: | NTP 14-05 Rulebook Amendment |
| Date filed: | 04/10/2014 |
| File number: | NTP 14-04 Rulebook Amendment |
| Date filed: | 03/24/2014 |
| File number: | NTP 13-03 Rulebook Amendment |
| Date filed: | 11/22/2013 |
Formal Disciplinary Decisions
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