Cboe Futures Exchanges Disciplinary Actions

File No. USFI-58; Deutsche Bank Securities Inc.
February 23, 2024
Summary Action; CFE Rule 415(g) - Block Trades
File No. USFI-1553; Lakeshore Securities, LP
February 23, 2024
Summary Action; CFE Rule 415(h) - Block Trade Report
File No. URE-253; Barclays Capital Inc
February 23, 2024
Summary Action; CFE Rule 414(k)- ECRP Trade Report
File No. USFI-918; Credit Suisse Securities (USA) LLC.
February 23, 2024
Summary Action; CFE Rule 407(a)- Crossing Trades
File No. USFI-533; Belvedere Trading LLC.
February 23, 2024
Summary Action; CFE Rule 414(j) - Exchange of Contract for Related Position (ECRP)
File No. USFI-308; CTC LLC
February 23, 2024
Summary Action; CFE Rule 414(j) - Exchange of Contract for Related Position (ECRP)