Cboe Futures Exchanges Disciplinary Actions
- File No. URE-48-09; XR Trading, LLC
- September 21, 2022
- Letter of Consent: CFE Rule 620(b) - Disruptive Practices
- File No. URE-46-09; Eagle Seven, LLC
- September 21, 2022
- Letter of Consent; CFE Rule 620(b) - Disruptive Practices
- File No. URE-47-09; Wolverine Trading, LLC
- September 21, 2022
- Letter of Consent; CFE Rule 620(b) - Disruptive Practices
- File No. URE-45-09/USFI-1473-09; BNP Paribas Securities
- April 20, 2022
- Letter of Consent; CFE Rules 403(a)(x) and 403(b)(x)- Order Entry and Maintenance of Front- End Audit Trail Information