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Markets
U.S. Futures
Regulation
Disciplinary Decisions
Rule Filings
Regulatory Circulars
Information Circulars
Disciplinary Decisions
Suspensions or Expulsions
Forms and Fees
Complaints, Tips and Referrals
2021 SIFMA/FIA BCP/DR Test Plan
Cboe Futures Exchanges Disciplinary Actions
USFI-978-09 PNT Financial LLC
April 6, 2021
CFE Rule 404A(c)- Trade at Settlement Transactions