Cboe Futures Exchanges Disciplinary Actions
- File No. URE-169-09; Eagle Seven, LLC
- May 1, 2023
- Letter of Consent; CFE Rules 609-Supervision and 620(b)(iv)(v)-Disruptive Practices
- File No. URE-186-09; UBS Securities, LLC
- May 1, 2023
- Letter of Consent; CFE Rules - 416(e),(g),(h),(n)- Block Trades
- File No. URE-149-09; PNT Financial, LLC
- May 1, 2023
- Letter of Consent; CFE Rule-513(d)-System Security and Integrity