Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CboeBYX-2024-004
January 25, 2024
The Exchange proposes to amend the definition of Retail Order, and codify interps and policies regarding permissible uses of algorithms by RMOs.
SR-CboeBYX-2024-003
January 8, 2024
The Exchange proposes to amend Rule 11.9(c)(6) and 11.13(a)(4)(D) to permit the use of BYX Post Only Orders at prices below $1.00.
SR-CboeBYX-2023-020
December 27, 2023
The Exchange proposes to modify Rule 11.24 to introduce an Enhanced RPI Order and expand its Retail Price Improvement program to include securities priced below $1.00.

Approved and Immediately Effective Rule Changes

SR-CboeBYX-2024-006
February 9, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeBYX-2024-005
February 1, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeBYX-2024-002
January 2, 2024
The Exchange proposes to adopt a CAT Fee Schedule.
SR-CboeBYX-2024-001
January 2, 2024
The Exchange proposes to amend its Fees Schedule.