Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

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SR-CboeBYX-2020-021 Amendment No. 3: February 10, 2021; The Exchange proposes a third amendment to SR-CboeBYX-2020-021.
SR-CboeBYX-2020-021 Amendment No. 2: October 28, 2020; The Exchange proposes a second amendment to SR-CboeBYX-2020-021.
SR-CboeBYX-2020-021 Amendment No. 1: October 27, 2020; The Exchange proposes an amendment to SR-CboeBYX-2020-021.
SR-CboeBYX-2020-021: July 17, 2020; The Exchange proposes to introduce periodic auctions for the trading of U.S. equity securities.

Approved and Immediately Effective Rule Changes

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SR-CboeBYX-2021-006: March 1, 2021; The Exchange proposes to amend Rule 11.13 (Order Execution and Routing), as well as its Fee Schedule, to delete references to the INET and RDOX routing options.
SR-CboeBYX-2021-005: January 15, 2021; The Exchange proposes to amend the CAT compliance rule to be consistent with a conditional exemption granted by the SEC from certain allocation reporting requirements.
SR-CboeBYX-2021-004: January 13, 2021; The Exchange proposes to amend its fee schedule to establish a fee in connection with a Member’s Market Participant Identifier(s).
SR-CboeBYX-2021-003: January 13, 2021; The Exchange proposes to amend the fee schedule.