Cboe Global Markets

Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CboeBYX-2021-012 Amendment No. 1
June 18, 2021
The Exchange proposes an amendment to SR-CboeBYX-2021-012.
SR-CboeBYX-2021-012
April 26, 2021
The Exchange proposes to amend its process for re-opening securities listed on other national securities exchanges following the resumption of trading after a halt, suspension, or pause during the Early Trading Session, Pre-Opening Session, or After Hours Session.
SR-CboeBYX-2021-009
April 16, 2021
The Exchange proposes to amend the Sixth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.

Approved and Immediately Effective Rule Changes

SR-CboeBYX-2021-016
July 1, 2021
The Exchange proposes to amend its Fee Schedule.
SR-CboeBYX-2021-014
June 17, 2021
The Exchange proposes to amend the content of the Cboe One Feed under Rule 11.22(i) to identify the consolidated high and low price.
SR-CboeBYX-2021-011
April 21, 2021
The Exchange proposes to adopt a Consolidated Audit Trail (CAT) Fee Schedule.
SR-CboeBYX-2021-010
April 12, 2021
The Exchange proposes to amend its Fees Schedule.
SR-CboeBYX-2021-008
April 5, 2021
The Exchange proposes to extend the current pilot program related to Clearly Erroneous Executions, to the close of business on October 20, 2021.
SR-CboeBYX-2021-006
March 1, 2021
The Exchange proposes to amend Rule 11.13 (Order Execution and Routing), as well as its Fee Schedule, to delete references to the INET and RDOX routing options.
SR-CboeBYX-2021-005
January 15, 2021
The Exchange proposes to amend the CAT compliance rule to be consistent with a conditional exemption granted by the SEC from certain allocation reporting requirements.
SR-CboeBYX-2021-004
January 13, 2021
The Exchange proposes to amend its fee schedule to establish a fee in connection with a Member’s Market Participant Identifier(s).
SR-CboeBYX-2021-003
January 13, 2021
The Exchange proposes to amend the fee schedule.