Cboe Global Markets

Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Approved and Immediately Effective Rule Changes

SR-CboeEDGX-2021-046
October 14, 2021
The Exchange proposes to extend the pilot related to the market-wide circuit breaker in Rule 11.16.
SR-CboeEDGX-2021-045
October 14, 2021
The Exchange proposes to extend the current pilot program related to Clearly Erroneous Executions, to the close of business on April 20, 2022.
SR-CboeEDGX-2021-044
October 1, 2021
The Exchange proposes to amend Rule 19.6.05 to allow Monday and Wednesday expirations for options listed pursuant to the Short Term Option Series Program on IWM.
SR-CboeEDGX-2021-043
September 30, 2021
The Exchange proposes to amend its Fee Schedule.
SR-CboeEDGX-2021-042
October 8, 2021
The Exchange proposes to adopt rules regarding off-floor transactions.
SR-CboeEDGX-2021-041
September 24, 2021
The Exchange proposes to amend Rule 21.1 in connection with Time-in-Force instructions available for bulk messages and to make a clarifying change.
SR-CboeEDGX-2021-040
September 13, 2021
The Exchange proposes to amend its Fee Schedule.
SR-CboeEDGX-2021-038
September 1, 2021
The Exchange proposes to amend its Fee Schedule.
SR-CboeEDGX-2021-037
August 31, 2021
The Exchange proposes to amend EDGX Rule 11.1(a)(1) to begin accepting orders at 2:30 a.m. Eastern Time.
SR-CboeEDGX-2021-036
August 2, 2021
The Exchange proposes to amend its Fee Schedule.
SR-CboeEDGX-2021-035
July 28, 2021
The Exchange proposes to enhance and clarify its Price Adjust process and modify the bulk message fat finger check.
SR-CboeEDGX-2021-034
July 13, 2021
The Exchange proposes to amend the Fee Schedule.
SR-CboeEDGX-2021-033
July 13, 2021
The Exchange proposes to amend its Fee Schedule.
SR-CboeEDGX-2021-030
September 1, 2021
The Exchange proposes to amend Rule 13.8 to introduce a new product to be known as Cboe Premium Exchange Tools and to amend its Fee Schedule to establish a fee for a user login that elects to subscribe to the Cboe Premium Exchange Tools.
SR-CboeEDGX-2021-029
June 17, 2021
The Exchange proposes to amend the content of the Cboe One Feed under Rule 13.8(b) to identify the consolidated high and low price.
SR-CboeEDGX-2021-028
June 1, 2021
The Exchange proposes to amend Open-Close Data fees.
SR-CboeEDGX-2021-026
May 3, 2021
The Exchange proposes to amend the fee schedule.
SR-CboeEDGX-2021-025 Amendment No. 1
June 18, 2021
The Exchange proposes an amendment to SR-CboeEDGX-2021-025.
SR-CboeEDGX-2021-025
April 26, 2021
The Exchange proposes to amend its process for re-opening securities listed on other national securities exchanges following the resumption of trading after a halt, suspension, or pause during the Early Trading Session, Pre-Opening Session, or Post-Closing Session.
SR-CboeEDGX-2021-024
April 21, 2021
The Exchange proposes to adopt a Consolidated Audit Trail (CAT) Fee Schedule.
SR-CboeEDGX-2021-023
April 21, 2021
The Exchange proposes to amend Rule 19.6.05 to allow Monday and Wednesday expirations for options listed pursuant to the Short Term Option Series Program on the Invesco QQQ Trust (“QQQ”).
SR-CboeEDGX-2021-022
April 16, 2021
The Exchange proposes to extend the pilot programs in connection with the listing and trading of P.M.-settled series on certain broad-based index options.
SR-CboeEDGX-2021-021 Amendment No. 1
July 28, 2021
The Exchange proposes an amendment to SR-CboeEDGX-2021-021.
SR-CboeEDGX-2021-021
April 16, 2021
The Exchange proposes to amend the Sixth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.
SR-CboeEDGX-2021-020
April 7, 2021
The Exchange proposes to amend its Fees Schedule.
SR-CboeEDGX-2021-019
April 5, 2021
The Exchange proposes to extend the current pilot program related to Clearly Erroneous Executions, to the close of business on October 20, 2021.
SR-CboeEDGX-2021-018
April 1, 2021
The Exchange proposes to amend its Fees Schedule.
SR-CboeEDGX-2021-016
March 26, 2021
The Exchange proposes to amend its Rules in connection with limiting the number of strikes listed for Short Term Options Series which are available for quoting and trading on the Exchange.
SR-CboeEDGX-2021-015
March 4, 2021
The Exchange proposes to amend the Fee Schedule to expand the existing Financial Product Distribution Program (the “Program”) to provide for a Derived Data Platform Service.
SR-CboeEDGX-2021-014
March 4, 2021
The Exchange proposes to amend the fees applicable to the EDGX Top Feed.
SR-CboeEDGX-2021-013
March 1, 2021
The Exchange proposes to amend its Fees Schedule.
SR-CboeEDGX-2021-012
March 1, 2021
The Exchange proposes to amend Rule 11.11 (Routing to Away Trading Centers), as well as its Fee Schedule, to delete references to the INET and RDOX routing options.
SR-CboeEDGX-2021-011
February 18, 2021
The Exchange proposes the correction of certain billing errors.
SR-CboeEDGX-2021-010
February 11, 2021
The Exchange proposes to amend order start times during its Early Trading Session.
SR-CboeEDGX-2021-009
February 1, 2021
The Exchange proposes to amend the fee schedule.
SR-CboeEDGX-2021-008
January 15, 2021
The Exchange proposes to amend the CAT compliance rule to be consistent with a conditional exemption granted by the SEC from certain allocation reporting requirements.
SR-CboeEDGX-2021-007
January 13, 2021
The Exchange proposes to amend its fee schedule to establish a fee in connection with a Member’s Market Participant Identifier(s).
SR-CboeEDGX-2021-006
January 13, 2021
The Exchange proposes to amend the fee schedule.
SR-CboeEDGX-2021-005
January 11, 2021
The Exchange proposes a rule change to adopt an automated process pursuant to which an option will open if it is open for trading on another exchange after a specified amount of time.