Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

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SR-CboeEDGX-2021-025 Amendment No. 1: June 18, 2021; The Exchange proposes an amendment to SR-CboeEDGX-2021-025.
SR-CboeEDGX-2021-025: April 26, 2021; The Exchange proposes to amend its process for re-opening securities listed on other national securities exchanges following the resumption of trading after a halt, suspension, or pause during the Early Trading Session, Pre-Opening Session, or Post-Closing Session.
SR-CboeEDGX-2021-021: April 16, 2021; The Exchange proposes to amend the Sixth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.

Approved and Immediately Effective Rule Changes

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SR-CboeEDGX-2021-034: July 13, 2021; The Exchange proposes to amend the Fee Schedule.
SR-CboeEDGX-2021-033: July 13, 2021; The Exchange proposes to amend its Fee Schedule.
SR-CboeEDGX-2021-029: June 17, 2021; The Exchange proposes to amend the content of the Cboe One Feed under Rule 13.8(b) to identify the consolidated high and low price.
SR-CboeEDGX-2021-028: June 1, 2021; The Exchange proposes to amend Open-Close Data fees.
SR-CboeEDGX-2021-026: May 3, 2021; The Exchange proposes to amend the fee schedule.
SR-CboeEDGX-2021-024: April 21, 2021; The Exchange proposes to adopt a Consolidated Audit Trail (CAT) Fee Schedule.
SR-CboeEDGX-2021-023: April 21, 2021; The Exchange proposes to amend Rule 19.6.05 to allow Monday and Wednesday expirations for options listed pursuant to the Short Term Option Series Program on the Invesco QQQ Trust (“QQQ”).
SR-CboeEDGX-2021-022: April 16, 2021; The Exchange proposes to extend the pilot programs in connection with the listing and trading of P.M.-settled series on certain broad-based index options.
SR-CboeEDGX-2021-020: April 7, 2021; The Exchange proposes to amend its Fees Schedule.
SR-CboeEDGX-2021-019: April 5, 2021; The Exchange proposes to extend the current pilot program related to Clearly Erroneous Executions, to the close of business on October 20, 2021.
SR-CboeEDGX-2021-018: April 1, 2021; The Exchange proposes to amend its Fees Schedule.
SR-CboeEDGX-2021-016: March 26, 2021; The Exchange proposes to amend its Rules in connection with limiting the number of strikes listed for Short Term Options Series which are available for quoting and trading on the Exchange.
SR-CboeEDGX-2021-015: March 4, 2021; The Exchange proposes to amend the Fee Schedule to expand the existing Financial Product Distribution Program (the “Program”) to provide for a Derived Data Platform Service.
SR-CboeEDGX-2021-014: March 4, 2021; The Exchange proposes to amend the fees applicable to the EDGX Top Feed.
SR-CboeEDGX-2021-013: March 1, 2021; The Exchange proposes to amend its Fees Schedule.
SR-CboeEDGX-2021-012: March 1, 2021; The Exchange proposes to amend Rule 11.11 (Routing to Away Trading Centers), as well as its Fee Schedule, to delete references to the INET and RDOX routing options.
SR-CboeEDGX-2021-011: February 18, 2021; The Exchange proposes the correction of certain billing errors.
SR-CboeEDGX-2021-010: February 11, 2021; The Exchange proposes to amend order start times during its Early Trading Session.
SR-CboeEDGX-2021-009: February 1, 2021; The Exchange proposes to amend the fee schedule.
SR-CboeEDGX-2021-008: January 15, 2021; The Exchange proposes to amend the CAT compliance rule to be consistent with a conditional exemption granted by the SEC from certain allocation reporting requirements.
SR-CboeEDGX-2021-007: January 13, 2021; The Exchange proposes to amend its fee schedule to establish a fee in connection with a Member’s Market Participant Identifier(s).
SR-CboeEDGX-2021-006: January 13, 2021; The Exchange proposes to amend the fee schedule.
SR-CboeEDGX-2021-005: January 11, 2021; The Exchange proposes a rule change to adopt an automated process pursuant to which an option will open if it is open for trading on another exchange after a specified amount of time.