Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Approved and Immediately Effective Rule Changes

SR-CboeEDGX-2023-037
May 15, 2023
The Exchange proposes to update its Fees Schedule.
SR-CboeEDGX-2023-036
May 10, 2023
The Exchange proposes to amend its Fee Schedule.
SR-CboeEDGX-2023-035
May 2, 2023
The Exchange proposes to extend the pilot programs in connection with the listing and trading of P.M.-settled series on certain broad-based index options.
SR-CboeEDGX-2023-033
April 28, 2023
The Exchange proposes to amend its Fees Schedule.
SR-CboeEDGX-2023-032
April 25, 2023
The Exchange proposes changes to describe how the System handles cancel/replace messages, including no-change orders.
SR-CboeEDGX-2023-031
April 21, 2023
The Exchange proposes to amend its Fee Schedule.
SR-CboeEDGX-2023-030
April 17, 2023
The Exchange proposes to amend its Fee Schedule.
SR-CboeEDGX-2023-028
April 5, 2023
The Exchange proposes to amend its Fee Schedule.
SR-CboeEDGX-2023-026
April 5, 2023
The Exchange proposes to introduce a new data product to be known as the US Equity Short Volume & Trades Report.
SR-CboeEDGX-2023-023
March 29, 2023
The Exchange proposes to amend its Fee Schedule.
SR-CboeEDGX-2023-019
March 9, 2023
The Exchange proposes to amend its Fee Schedule.
SR-CboeEDGX-2023-016
March 1, 2023
The Exchange proposes to amend its Fees Schedule.
SR-CboeEDGX-2023-014
February 28, 2023
The Exchange proposes to amend applicable “Sponsored Participants” Rules, to: (1) define the term “Sponsored Access”; (2) provide that the Sponsored Participant rules of the Exchange apply only to the trading of equities; and (3) to codify that the agreement required by and between the Sponsoring Member and Sponsored Participant must include a provision that any Sponsored Access relationship must follow the requirements of SEC Rule 15c3-5, the Market Access Rule (“MAR”).
SR-CboeEDGX-2023-013
February 27, 2023
The Exchange proposes to adopt a new data product called the Cboe One Options Feed.
SR-CboeEDGX-2023-012
February 15, 2023
The Exchange proposes to amend Rule 11.9, Priority of Orders, and Rule 11.10, Order Execution, to provide that an order marked sell short will receive a new timestamp when its position is modified using a Replace Message during a Short Sale Circuit Breaker. The Exchange also proposes to amend Rule 11.11, Routing to Away Trading Centers.
SR-CboeEDGX-2023-011
February 9, 2023
The Exchange proposes to amend applicable exchange rules, Usage of Data feeds, to disclose that the Exchange will utilize direct data feeds from MEMX LLC.
SR-CboeEDGX-2023-006
January 27, 2023
The Exchange proposes to amend its Fees Schedule.
SR-CboeEDGX-2023-005
January 13, 2023
The Exchange proposes a rule change to handle AON orders for one contract as non-AON orders.
SR-CboeEDGX-2023-002
January 3, 2023
The Exchange proposes to amend its Fee Schedule.