Cboe Equities Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Approved and Immediately Effective Rule Changes
- SR-CboeEDGX-2023-037
- May 15, 2023
- The Exchange proposes to update its Fees Schedule.
- SR-CboeEDGX-2023-036
- May 10, 2023
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeEDGX-2023-035
- May 2, 2023
- The Exchange proposes to extend the pilot programs in connection with the listing and trading of P.M.-settled series on certain broad-based index options.
- SR-CboeEDGX-2023-033
- April 28, 2023
- The Exchange proposes to amend its Fees Schedule.
- SR-CboeEDGX-2023-032
- April 25, 2023
- The Exchange proposes changes to describe how the System handles cancel/replace messages, including no-change orders.
- SR-CboeEDGX-2023-031
- April 21, 2023
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeEDGX-2023-030
- April 17, 2023
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeEDGX-2023-028
- April 5, 2023
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeEDGX-2023-026
- April 5, 2023
- The Exchange proposes to introduce a new data product to be known as the US Equity Short Volume & Trades Report.
- SR-CboeEDGX-2023-023
- March 29, 2023
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeEDGX-2023-019
- March 9, 2023
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeEDGX-2023-016
- March 1, 2023
- The Exchange proposes to amend its Fees Schedule.
- SR-CboeEDGX-2023-014
- February 28, 2023
- The Exchange proposes to amend applicable “Sponsored Participants” Rules, to: (1) define the term “Sponsored Access”; (2) provide that the Sponsored Participant rules of the Exchange apply only to the trading of equities; and (3) to codify that the agreement required by and between the Sponsoring Member and Sponsored Participant must include a provision that any Sponsored Access relationship must follow the requirements of SEC Rule 15c3-5, the Market Access Rule (“MAR”).
- SR-CboeEDGX-2023-013
- February 27, 2023
- The Exchange proposes to adopt a new data product called the Cboe One Options Feed.
- SR-CboeEDGX-2023-012
- February 15, 2023
- The Exchange proposes to amend Rule 11.9, Priority of Orders, and Rule 11.10, Order Execution, to provide that an order marked sell short will receive a new timestamp when its position is modified using a Replace Message during a Short Sale Circuit Breaker. The Exchange also proposes to amend Rule 11.11, Routing to Away Trading Centers.
- SR-CboeEDGX-2023-011
- February 9, 2023
- The Exchange proposes to amend applicable exchange rules, Usage of Data feeds, to disclose that the Exchange will utilize direct data feeds from MEMX LLC.
- SR-CboeEDGX-2023-006
- January 27, 2023
- The Exchange proposes to amend its Fees Schedule.
- SR-CboeEDGX-2023-005
- January 13, 2023
- The Exchange proposes a rule change to handle AON orders for one contract as non-AON orders.
- SR-CboeEDGX-2023-002
- January 3, 2023
- The Exchange proposes to amend its Fee Schedule.