Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CboeEDGX-2024-009
January 25, 2024
The Exchange proposes to amend the definition of Retail Order, and codify interps and policies regarding permissible uses of algorithms by RMOs.
SR-CboeEDGX-2024-007
January 19, 2024
The Exchange proposes to amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) to permit the use of the Post Only order instruction at prices below $1.00.
SR-CboeEDGX-2023-083
December 26, 2023
The Exchange proposes to make permanent the operation of its programs that allow the Exchange to list options on the Mini-SPX Index (“XSP options”) with P.M.-settlement and to list broad-based index options with nonstandard expirations.

Approved and Immediately Effective Rule Changes

SR-CboeEDGX-2024-014
February 12, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeEDGX-2024-013
February 12, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeEDGX-2024-012
February 6, 2024
The Exchange proposes to amend certain Rules related to stock-option orders.
SR-CboeEDGX-2024-011
February 1, 2024
The Exchange proposes to amend its Fee Schedule.
SR-CboeEDGX-2024-010
January 25, 2024
The Exchange proposes to amend its rules regarding early termination of complex order auctions.
SR-CboeEDGX-2024-008
January 10, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeEDGX-2024-006
January 2, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeEDGX-2024-005
January 2, 2024
The Exchange proposes to adopt a CAT Fee Schedule.
SR-CboeEDGX-2024-004
January 2, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeEDGX-2024-002
January 2, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeEDGX-2024-001
January 2, 2024
The Exchange proposes to amend its Fees Schedule.