Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Approved and Immediately Effective Rule Changes

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SR-CboeEDGX-2021-015: March 4, 2021; The Exchange proposes to amend the Fee Schedule to expand the existing Financial Product Distribution Program (the “Program”) to provide for a Derived Data Platform Service.
SR-CboeEDGX-2021-014: March 4, 2021; The Exchange proposes to amend the fees applicable to the EDGX Top Feed.
SR-CboeEDGX-2021-013: March 1, 2021; The Exchange proposes to amend its Fees Schedule.
SR-CboeEDGX-2021-012: March 1, 2021; The Exchange proposes to amend Rule 11.11 (Routing to Away Trading Centers), as well as its Fee Schedule, to delete references to the INET and RDOX routing options.
SR-CboeEDGX-2021-011: February 18, 2021; The Exchange proposes the correction of certain billing errors.
SR-CboeEDGX-2021-010: February 11, 2021; The Exchange proposes to amend order start times during its Early Trading Session.
SR-CboeEDGX-2021-009: February 1, 2021; The Exchange proposes to amend the fee schedule.
SR-CboeEDGX-2021-008: January 15, 2021; The Exchange proposes to amend the CAT compliance rule to be consistent with a conditional exemption granted by the SEC from certain allocation reporting requirements.
SR-CboeEDGX-2021-007: January 13, 2021; The Exchange proposes to amend its fee schedule to establish a fee in connection with a Member’s Market Participant Identifier(s).
SR-CboeEDGX-2021-006: January 13, 2021; The Exchange proposes to amend the fee schedule.
SR-CboeEDGX-2021-005: January 11, 2021; The Exchange proposes a rule change to adopt an automated process pursuant to which an option will open if it is open for trading on another exchange after a specified amount of time.