Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CboeBZX-2023-036
May 26, 2023
The Exchange proposes to revise certain of its initial listing standards.
SR-CboeBZX-2023-028
April 25, 2023
The Exchange proposes to list and trade shares of the ARK 21Shares Bitcoin ETF, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
SR-CboeBZX-2023-013 Amendment No. 1
March 3, 2023
The Exchange proposes an amendment to SR-CboeBZX-2023-013.
SR-CboeBZX-2023-013
February 24, 2023
The Exchange proposes to establish listing standards related to recovery of erroneously awarded executive compensation as required by SEC Rule 10D-1.

Approved and Immediately Effective Rule Changes

SR-CboeBZX-2023-035
May 15, 2023
The Exchange proposes to update its Fees Schedule.
SR-CboeBZX-2023-034
May 2, 2023
The Exchange proposes to extend the pilot programs in connection with the listing and trading of P.M.-settled series on certain broad-based index options.
SR-CboeBZX-2023-033
May 1, 2023
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2023-031
May 1, 2023
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2023-030
April 28, 2023
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2023-029
April 25, 2023
The Exchange proposes changes to describe how the System handles cancel/replace messages, including no-change orders.
SR-CboeBZX-2023-027
April 21, 2023
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2023-026
April 17, 2023
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2023-024
April 5, 2023
The Exchange proposes to introduce a new data product to be known as the US Equity Short Volume & Trades Report.
SR-CboeBZX-2023-023
April 3, 2023
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2023-020
March 6, 2023
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2023-015
February 28, 2023
The Exchange proposes to amend applicable “Sponsored Participants” Rules, to: (1) define the term “Sponsored Access”; (2) provide that the Sponsored Participant rules of the Exchange apply only to the trading of equities; and (3) to codify that the agreement required by and between the Sponsoring Member and Sponsored Participant must include a provision that any Sponsored Access relationship must follow the requirements of SEC Rule 15c3-5, the Market Access Rule (“MAR”).
SR-CboeBZX-2023-014
February 27, 2023
The Exchange proposes to adopt a new data product called the Cboe One Options Feed.
SR-CboeBZX-2023-012
February 15, 2023
The Exchange proposes to amend Rule 11.9, Orders and Modifiers, and Rule 11.12, Priority of Orders, to provide that an order marked sell short will receive a new timestamp when its position is modified using a Replace Message during a Short Sale Circuit Breaker. The Exchange also proposes to amend Rule 11.13, Order Execution and Routing.
SR-CboeBZX-2023-011
February 14, 2023
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2023-010
February 9, 2023
The Exchange proposes to amend applicable exchange rules, Usage of Data feeds, to disclose that the Exchange will utilize direct data feeds from MEMX LLC.
SR-CboeBZX-2023-007
February 2, 2023
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2023-002
January 3, 2023
The Exchange proposes to amend its Fees Schedule.