Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

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SR-CboeEDGA-2021-025: November 17, 2021; The Exchange proposes to introduce a new data product to be known as the Short Volume Report.
SR-CboeEDGA-2021-024: November 18, 2021; The Exchange proposes to amend Interpretation and Policy .01 to Rule 11.10 in connection with a risk setting that Users may elect to apply to their orders in hard to borrow securities.

Approved and Immediately Effective Rule Changes

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SR-CboeEDGA-2021-023: October 14, 2021; The Exchange proposes to extend the pilot related to the market-wide circuit breaker in Rule 11.16.
SR-CboeEDGA-2021-022: October 14, 2021; The Exchange proposes to extend the current pilot program related to Clearly Erroneous Executions, to the close of business on April 20, 2022.
SR-CboeEDGA-2021-021: September 29, 2021; The Exchange proposes to adopt rules regarding off-floor transactions.
SR-CboeEDGA-2021-020: September 13, 2021; The Exchange proposes to amend its Fee Schedule.
SR-CboeEDGA-2021-017: August 31, 2021; The Exchange proposes to amend Rule 13.8 to introduce a new product to be known as Cboe Premium Exchange Tools and to amend its Fee Schedule to establish a fee for a user login that elects to subscribe to the Cboe Premium Exchange Tools.
SR-CboeEDGA-2021-016: June 17, 2021; The Exchange proposes to amend the content of the Cboe One Feed under Rule 13.8(b) to identify the consolidated high and low price.
SR-CboeEDGA-2021-015: June 9, 2021; The Exchange proposes to amend its Fees Schedule.
SR-CboeEDGA-2021-012: May 3, 2021; The Exchange proposes to amend the fee schedule.
SR-CboeEDGA-2021-011 Amendment No. 1: June 18, 2021; The Exchange proposes an amendment to SR-CboeEDGA-2021-011.
SR-CboeEDGA-2021-011: April 26, 2021; The Exchange proposes to amend its process for re-opening securities listed on other national securities exchanges following the resumption of trading after a halt, suspension, or pause during the Early Trading Session, Pre-Opening Session, or Post-Closing Session.
SR-CboeEDGA-2021-010: April 21, 2021; The Exchange proposes to adopt a Consolidated Audit Trail (CAT) Fee Schedule.
SR-CboeEDGA-2021-009 Amendment No. 1: July 28, 2021; The Exchange proposes an amendment to SR-CboeEDGA-2021-009.
SR-CboeEDGA-2021-009: April 16, 2021; The Exchange proposes to amend the Sixth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.
SR-CboeEDGA-2021-008: April 5, 2021; The Exchange proposes to extend the current pilot program related to Clearly Erroneous Executions, to the close of business on October 20, 2021.
SR-CboeEDGA-2021-007: March 1, 2021; The Exchange proposes to amend Rule 11.11 to delete references to the INET and RDOX routing options. Additionally, the Exchange proposes to amend its Fee Schedule to delete references to the INET, RDOX, and C-LNK routing or connectivity options.
SR-CboeEDGA-2021-006: February 18, 2021; The Exchange proposes the correction of certain billing errors.
SR-CboeEDGA-2021-005: January 15, 2021; The Exchange proposes to amend the CAT compliance rule to be consistent with a conditional exemption granted by the SEC from certain allocation reporting requirements.
SR-CboeEDGA-2021-004: January 13, 2021; The Exchange proposes to amend its fee schedule to establish a fee in connection with a Member’s Market Participant Identifier(s).
SR-CboeEDGA-2021-003: January 13, 2021; The Exchange proposes to amend the fee schedule.