Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

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SR-CboeBZX-2021-014: January 22, 2021; The Exchange proposes to allow the Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF, each a series of the Invesco Actively Managed Exchange-Traded Fund Trust, to strike and publish multiple intra-day net asset values and an end-of-day NAV.
SR-CboeBZX-2020-070: September 4, 2020; The Exchange proposes to list and trade shares of the -1x Short VIX Futures ETF, a series of VS Trust, under Rule 14.11(f)(4), Trust Issued Receipts.
SR-CboeBZX-2020-053 Amendment No. 1: June 26, 2020; The Exchange proposes an amendment to SR-CboeBZX-2020-053.
SR-CboeBZX-2020-053: June 23, 2020; he Exchange proposes to list and trade shares of the 2x Long VIX Futures ETF, a series of VS Trust, under Rule 14.11(f)(4), Trust Issued Receipts.

Approved and Immediately Effective Rule Changes

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SR-CboeBZX-2021-013: January 15, 2021; The Exchange proposes to amend the CAT compliance rule to be consistent with a conditional exemption granted by the SEC from certain allocation reporting requirements.
SR-CboeBZX-2021-012: January 13, 2021; The Exchange proposes to amend the fees applicable to securities listed on the Exchange, which are set forth in BZX Rule 14.13.
SR-CboeBZX-2021-011: January 13, 2021; The Exchange proposes to amend its fee schedule to establish a fee in connection with a Member’s Market Participant Identifier(s).
SR-CboeBZX-2021-010: January 13, 2021; The Exchange proposes to amend the fee schedule.
SR-CboeBZX-2021-009: January 11, 2021; The Exchange proposes a rule change to adopt an automated process pursuant to which an option will open if it is open for trading on another exchange after a specified amount of time.
SR-CboeBZX-2021-005: January 4, 2021; The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2021-004: January 4, 2021; The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2021-003: January 4, 2021; The Exchange proposes to amend the Fee Schedule to expand the existing Financial Product Distribution Program to provide for a Derived Data Platform Service.
SR-CboeBZX-2021-002: January 4, 2021; The Exchange proposes to amend the fees applicable to the BZX Top Feed.