Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

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Symbol Company Name
ARCX Tradr 2X Long ACHR Daily ETF
ASTX Tradr 2X Long ASTS Daily ETF
BMNU T-REX 2X Long BMNR Daily Target ETF
BTCZ T-Rex 2X Inverse Bitcoin Daily Target ETF
CLSX Tradr 2X Long CLSK Daily ETF
DDTN Innovator Equity Dual Directional 10 Buffer ETF - November
DGOC FT Vest U.S. Equity Buffer & Digital Return ETF - October
ETU T-Rex 2X Long Ether Daily Target ETF
IREX Tradr 2X Long IREN Daily ETF
MAGC Roundhill China Magnificent Seven ETF
MSTZ T-Rex 2X Inverse MSTR Daily Target ETF
NNOV Innovator Growth-100 Power Buffer ETF - November
OCTB Aptus October Buffer ETF
SMU Tradr 2X Long SMR Daily ETF
UVIX 2x Long VIX Futures ETF