Cboe Options Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes
- SR-CBOE-2023-063
- November 29, 2023
- The Exchange proposes to modify position limits for equity options.
- SR-CBOE-2023-018 Amendment No. 3
- December 7, 2023
- The Exchange proposes a third amendment to SR-CBOE-2023-018.
- SR-CBOE-2023-018 Amendment No. 2
- November 20, 2023
- The Exchange proposes a second amendment to SR-CBOE-2023-018.
- SR-CBOE-2023-018 Amendment No. 1
- September 26, 2023
- The Exchange proposes an amendment to SR-CBOE-2023-018.
- SR-CBOE-2023-018
- April 10, 2023
- The Exchange proposes to make the FLEX P.M.-settled index options pilot permanent.
Approved and Immediately Effective Rule Changes
- SR-CBOE-2023-065
- December 4, 2023
- The Exchange proposes to adopt a Low Priced Stock Strike Price Interval Program.
- SR-CBOE-2023-064
- December 1, 2023
- The Exchange proposes to amend fees for the Cboe Silexx platform.
- SR-CBOE-2023-062
- November 22, 2023
- The Exchange proposes to amend its Short Term Option Series Program.
- SR-CBOE-2023-061
- November 15, 2023
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2023-060
- October 5, 2023
- The Exchange proposes to amend fees for the Cboe Silexx platform.
- SR-CBOE-2023-058
- September 28, 2023
- The Exchange proposes to amend its Fees Schedule relating to the Options Regulatory Fee.
- SR-CBOE-2023-057
- September 28, 2023
- The Exchange proposes to extend the operation of its Flexible Exchange Options pilot program regarding permissible exercise settlement values for FLEX Index Options.
- SR-CBOE-2023-056
- September 26, 2023
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2023-055
- September 25, 2023
- The Exchange proposes to amend its Fees Schedule relating to the sale of Open-Close volume data.
- SR-CBOE-2023-054
- September 28, 2023
- The Exchange proposes to permit the listing of series of any broad-based index options that expire on Tuesdays and Thursdays.
- SR-CBOE-2023-053
- September 20, 2023
- The Exchange proposes to amend its automated price improvement auction rules.
- SR-CBOE-2023-052
- September 15, 2023
- The Exchange proposes to amend certain Rules related to stock-option orders.
- SR-CBOE-2023-051
- September 15, 2023
- The Exchange proposes to amend its rules regarding early termination of complex order auctions.
- SR-CBOE-2023-049
- September 27, 2023
- The Exchange proposes to amend its Rules to adopt Monthly Options Series.
- SR-CBOE-2023-048
- September 14, 2023
- The Exchange proposes to amend Rules 5.87 and 8.21.
- SR-CBOE-2023-047
- September 14, 2023
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2023-043
- August 24, 2023
- The Exchange proposes a rule change to waive three-day lookback period to list options on certain IPO’d stocks.
- SR-CBOE-2023-042
- August 23, 2023
- The Exchange proposes to amend its rules relating to the Continuing Education for Registered Persons as provided under Exchange Rule 3.33.01.
- SR-CBOE-2023-041
- August 17, 2023
- The Exchange proposes to amend its Rules in connection with the number of legs of a complex order that may be entered on a single order ticket at the time of systemization.
- SR-CBOE-2023-040
- August 11, 2023
- The Exchange proposes to amend its Fee Schedule.
- SR-CBOE-2023-038
- August 1, 2023
- The Exchange proposes to amend its Fees Schedule relating to the Options Regulatory Fee.
- SR-CBOE-2023-036
- August 1, 2023
- The Exchange proposes to amend Rules 4.21 and 8.35 related to Flexible Exchange (“FLEX”) Options.
- SR-CBOE-2023-034
- July 14, 2023
- The Exchange proposes to update its Fees Schedule.
- SR-CBOE-2023-033
- June 30, 2023
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2023-032
- June 30, 2023
- The Exchange proposes amendments to the Fees Schedule for the Cboe Silexx platform.
- SR-CBOE-2023-031
- June 2, 2023
- The Exchange proposes to enhance its drill-through protection processes for simple orders and make other clarifying changes.
- SR-CBOE-2023-030
- June 1, 2023
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2023-029
- May 25, 2023
- The Exchange proposes to amend its automated price improvement auction rules.
- SR-CBOE-2023-025
- May 3, 2023
- The Exchange proposes to extend the operation of its Flexible Exchange Options pilot program regarding permissible exercise settlement values for FLEX Index Options.
- SR-CBOE-2023-024
- May 3, 2023
- The Exchange proposes to extend the operation of its SPXPM pilot program.
- SR-CBOE-2023-023
- May 2, 2023
- The Exchange proposes to renew an existing pilot program until November 6, 2023.
- SR-CBOE-2023-022
- April 28, 2023
- The Exchange proposes to update the Cboe Data Services, LLC Fee Schedule.
- SR-CBOE-2023-021
- April 20, 2023
- The Exchange proposes to amend Cboe Options Rule 3.34.
- SR-CBOE-2023-020
- April 11, 2023
- The Exchange proposes to make the nonstandard expiration pilot program permanent.
- SR-CBOE-2023-019
- September 25, 2023
- The Exchange proposes to make the P.M.-settled XSP and MRUT options pilot permanent.
- SR-CBOE-2023-017
- April 3, 2023
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2023-012
- February 27, 2023
- The Exchange proposes to adopt a new data product called the Cboe One Options Feed.
- SR-CBOE-2023-011
- February 1, 2023
- The Exchange proposes to amend the Select Customer Options Reduction program.
- SR-CBOE-2023-010
- February 1, 2023
- The Exchange proposes to amend fees for the Cboe Silexx platform.
- SR-CBOE-2023-007
- January 17, 2023
- The Exchange proposes to update its Fees Schedule.
- SR-CBOE-2023-005 Amendment No. 1
- March 17, 2023
- The Exchange proposes an amendment to SR-CBOE-2023-005.
- SR-CBOE-2023-005
- January 6, 2023
- The Exchange proposes a rule change to make permanent the pilot to permit the Exchange to list SPX options with third-Friday expiration that are P.M.-settled.
- SR-CBOE-2023-004
- January 5, 2023
- The Exchange proposes a rule change to handle AON orders for one contract as non-AON orders.
- SR-CBOE-2023-002
- January 3, 2023
- The Exchange proposes to amend the Fee Schedule to reflect adjustments to FINRA Registration and Fingerprinting Fees.