Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CBOE-2023-063
November 29, 2023
The Exchange proposes to modify position limits for equity options.
SR-CBOE-2023-018 Amendment No. 3
December 7, 2023
The Exchange proposes a third amendment to SR-CBOE-2023-018.
SR-CBOE-2023-018 Amendment No. 2
November 20, 2023
The Exchange proposes a second amendment to SR-CBOE-2023-018.
SR-CBOE-2023-018 Amendment No. 1
September 26, 2023
The Exchange proposes an amendment to SR-CBOE-2023-018.
SR-CBOE-2023-018
April 10, 2023
The Exchange proposes to make the FLEX P.M.-settled index options pilot permanent.

Approved and Immediately Effective Rule Changes

SR-CBOE-2023-065
December 4, 2023
The Exchange proposes to adopt a Low Priced Stock Strike Price Interval Program.
SR-CBOE-2023-064
December 1, 2023
The Exchange proposes to amend fees for the Cboe Silexx platform.
SR-CBOE-2023-062
November 22, 2023
The Exchange proposes to amend its Short Term Option Series Program.
SR-CBOE-2023-061
November 15, 2023
The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2023-060
October 5, 2023
The Exchange proposes to amend fees for the Cboe Silexx platform.
SR-CBOE-2023-058
September 28, 2023
The Exchange proposes to amend its Fees Schedule relating to the Options Regulatory Fee.
SR-CBOE-2023-057
September 28, 2023
The Exchange proposes to extend the operation of its Flexible Exchange Options pilot program regarding permissible exercise settlement values for FLEX Index Options.
SR-CBOE-2023-056
September 26, 2023
The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2023-055
September 25, 2023
The Exchange proposes to amend its Fees Schedule relating to the sale of Open-Close volume data.
SR-CBOE-2023-054
September 28, 2023
The Exchange proposes to permit the listing of series of any broad-based index options that expire on Tuesdays and Thursdays.
SR-CBOE-2023-053
September 20, 2023
The Exchange proposes to amend its automated price improvement auction rules.
SR-CBOE-2023-052
September 15, 2023
The Exchange proposes to amend certain Rules related to stock-option orders.
SR-CBOE-2023-051
September 15, 2023
The Exchange proposes to amend its rules regarding early termination of complex order auctions.
SR-CBOE-2023-049
September 27, 2023
The Exchange proposes to amend its Rules to adopt Monthly Options Series.
SR-CBOE-2023-048
September 14, 2023
The Exchange proposes to amend Rules 5.87 and 8.21.
SR-CBOE-2023-047
September 14, 2023
The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2023-043
August 24, 2023
The Exchange proposes a rule change to waive three-day lookback period to list options on certain IPO’d stocks.
SR-CBOE-2023-042
August 23, 2023
The Exchange proposes to amend its rules relating to the Continuing Education for Registered Persons as provided under Exchange Rule 3.33.01.
SR-CBOE-2023-041
August 17, 2023
The Exchange proposes to amend its Rules in connection with the number of legs of a complex order that may be entered on a single order ticket at the time of systemization.
SR-CBOE-2023-040
August 11, 2023
The Exchange proposes to amend its Fee Schedule.
SR-CBOE-2023-038
August 1, 2023
The Exchange proposes to amend its Fees Schedule relating to the Options Regulatory Fee.
SR-CBOE-2023-036
August 1, 2023
The Exchange proposes to amend Rules 4.21 and 8.35 related to Flexible Exchange (“FLEX”) Options.
SR-CBOE-2023-034
July 14, 2023
The Exchange proposes to update its Fees Schedule.
SR-CBOE-2023-033
June 30, 2023
The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2023-032
June 30, 2023
The Exchange proposes amendments to the Fees Schedule for the Cboe Silexx platform.
SR-CBOE-2023-031
June 2, 2023
The Exchange proposes to enhance its drill-through protection processes for simple orders and make other clarifying changes.
SR-CBOE-2023-030
June 1, 2023
The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2023-029
May 25, 2023
The Exchange proposes to amend its automated price improvement auction rules.
SR-CBOE-2023-025
May 3, 2023
The Exchange proposes to extend the operation of its Flexible Exchange Options pilot program regarding permissible exercise settlement values for FLEX Index Options.
SR-CBOE-2023-024
May 3, 2023
The Exchange proposes to extend the operation of its SPXPM pilot program.
SR-CBOE-2023-023
May 2, 2023
The Exchange proposes to renew an existing pilot program until November 6, 2023.
SR-CBOE-2023-022
April 28, 2023
The Exchange proposes to update the Cboe Data Services, LLC Fee Schedule.
SR-CBOE-2023-021
April 20, 2023
The Exchange proposes to amend Cboe Options Rule 3.34.
SR-CBOE-2023-020
April 11, 2023
The Exchange proposes to make the nonstandard expiration pilot program permanent.
SR-CBOE-2023-019
September 25, 2023
The Exchange proposes to make the P.M.-settled XSP and MRUT options pilot permanent.
SR-CBOE-2023-017
April 3, 2023
The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2023-012
February 27, 2023
The Exchange proposes to adopt a new data product called the Cboe One Options Feed.
SR-CBOE-2023-011
February 1, 2023
The Exchange proposes to amend the Select Customer Options Reduction program.
SR-CBOE-2023-010
February 1, 2023
The Exchange proposes to amend fees for the Cboe Silexx platform.
SR-CBOE-2023-007
January 17, 2023
The Exchange proposes to update its Fees Schedule.
SR-CBOE-2023-005 Amendment No. 1
March 17, 2023
The Exchange proposes an amendment to SR-CBOE-2023-005.
SR-CBOE-2023-005
January 6, 2023
The Exchange proposes a rule change to make permanent the pilot to permit the Exchange to list SPX options with third-Friday expiration that are P.M.-settled.
SR-CBOE-2023-004
January 5, 2023
The Exchange proposes a rule change to handle AON orders for one contract as non-AON orders.
SR-CBOE-2023-002
January 3, 2023
The Exchange proposes to amend the Fee Schedule to reflect adjustments to FINRA Registration and Fingerprinting Fees.