Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

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SR-CBOE-2022-015 Amendment No. 1: April 13, 2022; The Exchange proposes an amendment to SR-CBOE-2022-015.
SR-CBOE-2022-015: March 30, 2022; The Exchange proposes to update provisions that provide margin relief for a cash-settled index option written against a holding in an ETF that tracks the same index as the index underlying the index option.

Approved and Immediately Effective Rule Changes

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SR-CBOE-2022-023: May 2, 2022; The Exchange proposes to amend its Fees Schedule relating to the sale of Open-Close volume data.
SR-CBOE-2022-022: April 25, 2022; The Exchange proposes to update its Fees Schedule in connection with the launch of the Curb Trading Hours Session.
SR-CBOE-2022-021: April 20, 2022; The Exchange proposes to renew an existing pilot program until November 7, 2022.
SR-CBOE-2022-020: April 20, 2022; The Exchange proposes to extend the operation of its Flexible Exchange Options pilot program regarding permissible exercise settlement values for FLEX Index Options.
SR-CBOE-2022-019: April 20, 2022; The Exchange proposes to extend the operation of its SPXPM pilot program.
SR-CBOE-2022-018: April 11, 2022; The Exchange proposes to amend Exchange Rule 5.22 to make permanent the Market-Wide Circuit Breaker pilot program.
SR-CBOE-2022-017: April 1, 2022; The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2022-016: April 1, 2022; The Exchange proposes to amend the fees applicable to various market data products.
SR-CBOE-2022-014: March 23, 2022; The Exchange proposes to update its Fees Schedule in connection with its plans to list and trade Nanos S&P 500 Index options.
SR-CBOE-2022-013: March 17, 2022; The Exchange proposes to extend the pilot period related to the market-wide circuit breaker in Rule 5.22 to April 18, 2022.
SR-CBOE-2022-012: March 15, 2022; The Exchange proposes to amend its rules relating to the Continuing Education for Registered Persons as provided under Exchange Rule 3.33.
SR-CBOE-2022-011: March 14, 2022; The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2022-009: March 25, 2022; The Exchange proposes to amend Rule 4.3.06 to allow the Exchange to list and trade options on the Goldman Sachs Physical Gold ETF (“AAAU”).
SR-CBOE-2022-008: March 1, 2022; The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2022-006: February 17, 2022; The Exchange proposes to modify how Drill-Through Price protection applies to orders submitted by a User when multiple Stop Orders and Stop-Limit Orders are triggered by the same price.
SR-CBOE-2022-005 Amendment No. 1: April 6, 2022; The Exchange proposes an amendment to SR-CBOE-2022-005.
SR-CBOE-2022-005: February 8, 2022; The Exchange proposes to permit P.M.-settled S&P 500 Index options that expire on Tuesday or Thursday under its Nonstandard Expirations Pilot Program.
SR-CBOE-2022-004: February 2, 2022; The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2022-003: January 11, 2022; The Exchange proposes a rule change to update the obvious error rule.
SR-CBOE-2022-002: January 11, 2022; The Exchange proposes to amend its Fees Schedule with respect to its FINRA Non-Member Processing registration fee.