Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

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SR-CboeBZX-2022-003: January 5, 2022; The Exchange proposes to list and trade shares of the WisdomTree Bitcoin Trust, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
SR-CboeBZX-2021-086: December 21, 2021; The Exchange proposes to amend the Opening Auction process provided under Rule 11.23(b)(2)(B).
SR-CboeBZX-2021-083: December 6, 2021; The Exchange proposes to amend Rule 25.3, which governs the Minor Rule Violation Plan, in connection with certain minor rule violations and applicable fines.
SR-CboeBZX-2021-078: November 17, 2021; The Exchange proposes to introduce a new data product to be known as the Short Volume Report.
SR-CboeBZX-2021-052: August 3, 2021; The Exchange proposes to list and trade shares of the Global X Bitcoin Trust, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
SR-CboeBZX-2021-051 Amendment No. 1: December 9, 2021; The Exchange proposes an amendment to SR-CboeBZX-2021-051.
SR-CboeBZX-2021-051: July 20, 2021; The Exchange proposes a rule change to list and trade shares of the ARK 21Shares Bitcoin ETF, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
SR-CboeBZX-2021-039 Amendment No. 1.pdf: December 23, 2021; The Exchange proposes an amendment to SR-CboeBZX-2021-039.
SR-CboeBZX-2021-039: May 10, 2021; The Exchange proposes a rule change to list and trade shares of the Wise Origin Bitcoin Trust (the “Trust”), under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.

Approved and Immediately Effective Rule Changes

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SR-CboeBZX-2022-005: January 19, 2022; The Exchange proposes to list and trade shares of Goldman Sachs Physical Gold ETF under Rule 14.11(e)(4) Commodity-Based Trust Shares.
SR-CboeBZX-2022-004: January 11, 2022; The Exchange proposes a rule change to update the obvious error rule.
SR-CboeBZX-2022-002: January 4, 2022; The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2022-001: January 3, 2022; The Exchange proposes to amend the fees applicable to various market data products.