Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CboeBZX-2024-026
April 15, 2024
The Exchange proposes to amend Rule 14.11(l).
SR-CboeBZX-2024-018
February 22, 2024
The Exchange proposes to list and trade shares of the Franklin Ethereum ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
SR-CboeBZX-2024-007
January 25, 2024
The Exchange proposes to amend the definition of Retail Order, and codify interps and policies regarding permissible uses of algorithms by RMOs.
SR-CboeBZX-2024-006
January 8, 2024
The Exchange proposes to amend Rule 11.9(c)(6) and 11.13(a)(4)(D) to permit the use of BZX Post Only Orders at prices below $1.00.
SR-CboeBZX-2024-004
January 2, 2024
The Exchange proposes to adopt a CAT Fee Schedule.
SR-CboeBZX-2023-101
December 5, 2023
The Exchange proposes to list and trade shares of the Pando Asset Spot Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
SR-CboeBZX-2023-095 Amendment No. 1
March 18, 2024
The Exchange proposes an amendment to SR-CboeBZX-2023-095.
SR-CboeBZX-2023-095
November 17, 2023
The Exchange proposes to list and trade shares of the Fidelity Ethereum Fund, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
SR-CboeBZX-2023-087
October 20, 2023
The Exchange proposes to list and trade shares of the Invesco Galaxy Ethereum ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
SR-CboeBZX-2023-070 Amendment No. 1
February 14, 2024
The Exchange proposes an amendment to SR-CboeBZX-2023-070.
SR-CboeBZX-2023-070
September 6, 2023
The Exchange proposes to list and trade shares of the ARK 21Shares Ethereum ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
SR-CboeBZX-2023-069 Amendment No. 1
February 16, 2024
The Exchange proposes an amendment to SR-CboeBZX-2023-069.
SR-CboeBZX-2023-069
September 6, 2023
The Exchange proposes to list and trade shares of the VanEck Ethereum ETF, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
SR-CboeBZX-2023-062
August 14, 2023
The Exchange proposes to amend the initial period after commencement of trading of a series of ETF Shares on the Exchange as it relates to the holders of record and/or beneficial holders, as provided in Exchange Rule 14.11(l).

Approved and Immediately Effective Rule Changes

SR-CboeBZX-2024-030
April 18, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2024-029
April 15, 2024
The Exchange proposes to amend the Short Term Options Series Program in Rule 19.6, Interpretation and Policy .05.
SR-CboeBZX-2024-027
April 9, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2024-025
April 1, 2024
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2024-024
April 1, 2024
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2024-023
March 19, 2024
The Exchange proposes to amend Rule 2.8, related to the voluntary termination of rights as an Exchange Member.
SR-CboeBZX-2024-022
March 4, 2024
The Exchange proposes to amend the VanEck Bitcoin Trust, shares of which are listed and traded on the Exchange pursuant to BZX Rule 14.11(e)(4), to amend the creation basket size.
SR-CboeBZX-2024-021
March 1, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2024-020
March 1, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2024-019
February 22, 2024
The Exchange proposes to modify the Company Listing Fees as provided under Exchange Rule 14.13.
SR-CboeBZX-2024-013
February 2, 2024
The Exchange proposes to modify the Minimum Performance Standards applicable to Primary Equity Securities under the Lead Market Maker program (“LMM Program”) as set forth in Rule 11.8(e)(1)(E), and to make corresponding changes to its Fee Schedule.
SR-CboeBZX-2024-011
February 1, 2024
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2024-010
January 29, 2024
The Exchange proposes to amend its Corporate Governance Requirements, as provided under Exchange Rule 14.10 and make certain other changes to its listing rules as provided under Exchange Rules 14.3, 14.6, 14.7, and 14.12.
SR-CboeBZX-2024-005
January 3, 2024
The Exchange proposes to exclude ISOs from the drill-through protection.
SR-CboeBZX-2024-003
January 2, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2024-002
January 2, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2024-001
January 2, 2024
The Exchange proposes to amend its Fees Schedule.