Cboe Global Markets

Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CBOE-2021-013
February 22, 2021
The Exchange proposes to amend Rule 5.52(d) in connection with a Market-Maker’s electronic volume transacted on the Exchange.
SR-CBOE-2020-117
December 23, 2020
The Exchange proposes to amend certain Rules to accommodate the listing and trading of index options with an index multiplier of one.
SR-CBOE-2020-106 Amendment No. 1
November 30, 2020
The Exchange proposes an amendment to SR-CBOE-2020-106.
SR-CBOE-2020-106
November 16, 2020
The Exchange proposes to amend its Rules regarding the minimum increment for electronic bids and offers, as well as the minimum increment for exercise prices, of certain FLEX Options and clarify in the Rules how the System ranks FLEX Option bids and offers for allocation purposes.
SR-CBOE-2020-075 Amendment No. 2
February 2, 2021
The Exchange proposes a second amendment to SR-CBOE-2020-075.
SR-CBOE-2020-075 Amendment No. 1
October 23, 2020
The Exchange proposes an amendment to SR-CBOE-2020-075.
SR-CBOE-2020-075
August 3, 2020
The Exchange proposes to amend Rule 5.70 and Rule 5.72, as well as Rule 5.33, to make Qualified Contingent Cross (“QCC”) Orders available for FLEX trading.

Approved and Immediately Effective Rule Changes

SR-CBOE-2021-014
February 25, 2021
The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2021-012
February 22, 2021
The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2021-011
February 19, 2021
The Exchange proposes to amend an Exchange Rule relating to Inactive Nominees.
SR-CBOE-2021-010
January 25, 2021
The Exchange proposes to establish a policy relating to billing errors.
SR-CBOE-2021-008
January 19, 2021
The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2021-007
January 15, 2021
The Exchange proposes to amend the CAT compliance rule to be consistent with a conditional exemption granted by the SEC from certain allocation reporting requirements.
SR-CBOE-2021-006
January 14, 2021
The Exchange proposes a rule change to amend the definition of “current market value” for purposes of calculating margin requirements for ETF options designated by the Exchange, including SPY.
SR-CBOE-2021-005
January 11, 2021
The Exchange proposes a rule change to adopt an automated process pursuant to which an option will open if it is open for trading on another exchange after a specified amount of time.
SR-CBOE-2021-004
January 14, 2021
The Exchange proposes to amend Rule 5.24.
SR-CBOE-2021-002
January 4, 2021
The Exchange proposes to amend the Silexx trading platform Fees Schedule.
SR-CBOE-2021-001
January 4, 2021
The Exchange proposes to amend its Fees Schedule with respect to expiring fee waivers and incentive programs.