Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CBOE-2022-015 Amendment No. 1
April 13, 2022
The Exchange proposes an amendment to SR-CBOE-2022-015.
SR-CBOE-2022-015
March 30, 2022
The Exchange proposes to update provisions that provide margin relief for a cash-settled index option written against a holding in an ETF that tracks the same index as the index underlying the index option.

Approved and Immediately Effective Rule Changes

SR-CBOE-2022-029
June 10, 2022
The Exchange proposes to amend its Facility Fees section in the Fees Schedule in connection with the Exchange’s new trading floor.
SR-CBOE-2022-028
June 9, 2022
The Exchange proposes to extend the temporary remote inspection relief for Trading Permit Holder’s office inspections for calendar years 2020 and 2021 to include calendar year 2022 through December 31, 2022.
SR-CBOE-2022-027
June 3, 2022
The Exchange proposes to amend Rule 5.4.
SR-CBOE-2022-025
June 1, 2022
The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2022-024
May 23, 2022
The Exchange proposes to amend its Rules regarding complex orders.
SR-CBOE-2022-023
May 2, 2022
The Exchange proposes to amend its Fees Schedule relating to the sale of Open-Close volume data.
SR-CBOE-2022-022
April 25, 2022
The Exchange proposes to update its Fees Schedule in connection with the launch of the Curb Trading Hours Session.
SR-CBOE-2022-021
April 20, 2022
The Exchange proposes to renew an existing pilot program until November 7, 2022.
SR-CBOE-2022-020
April 20, 2022
The Exchange proposes to extend the operation of its Flexible Exchange Options pilot program regarding permissible exercise settlement values for FLEX Index Options.
SR-CBOE-2022-019
April 20, 2022
The Exchange proposes to extend the operation of its SPXPM pilot program.
SR-CBOE-2022-018
April 11, 2022
The Exchange proposes to amend Exchange Rule 5.22 to make permanent the Market-Wide Circuit Breaker pilot program.
SR-CBOE-2022-017
April 1, 2022
The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2022-016
April 1, 2022
The Exchange proposes to amend the fees applicable to various market data products.
SR-CBOE-2022-014
March 23, 2022
The Exchange proposes to update its Fees Schedule in connection with its plans to list and trade Nanos S&P 500 Index options.
SR-CBOE-2022-013
March 17, 2022
The Exchange proposes to extend the pilot period related to the market-wide circuit breaker in Rule 5.22 to April 18, 2022.
SR-CBOE-2022-012
March 15, 2022
The Exchange proposes to amend its rules relating to the Continuing Education for Registered Persons as provided under Exchange Rule 3.33.
SR-CBOE-2022-011
March 14, 2022
The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2022-009
March 25, 2022
The Exchange proposes to amend Rule 4.3.06 to allow the Exchange to list and trade options on the Goldman Sachs Physical Gold ETF (“AAAU”).
SR-CBOE-2022-008
March 1, 2022
The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2022-006
February 17, 2022
The Exchange proposes to modify how Drill-Through Price protection applies to orders submitted by a User when multiple Stop Orders and Stop-Limit Orders are triggered by the same price.
SR-CBOE-2022-005 Amendment No. 1
April 6, 2022
The Exchange proposes an amendment to SR-CBOE-2022-005.
SR-CBOE-2022-005
February 8, 2022
The Exchange proposes to permit P.M.-settled S&P 500 Index options that expire on Tuesday or Thursday under its Nonstandard Expirations Pilot Program.
SR-CBOE-2022-004
February 2, 2022
The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2022-003
January 11, 2022
The Exchange proposes a rule change to update the obvious error rule.
SR-CBOE-2022-002
January 11, 2022
The Exchange proposes to amend its Fees Schedule with respect to its FINRA Non-Member Processing registration fee.