Cboe Options Exchanges Disciplinary Actions

File No. USE-2362-01/URE-36-01; Star No. 20200652457; Cognitive Capital, LLC
May 18, 2022
Letter of Consent; Section 15(c) promulgated under the Exchange Act and Rule 15c3-1 - Net Capital Requirements for Brokers or Dealers thereunder; and Cboe Rules 8.2 - Adherence to Law and 11.1 - Minimum Requirements
File No. USRI-9345-01/URE-3-01
May 3, 2022
Letter of Consent No. USRI-9345-01/URE-3-01, Matrix Executions, LLC
File No. USE-2251-01/URE-39-01
April 14, 2022
Letter of Consent No. USE-2251-01/URE-39-01, Goldman Sachs & Co. LLC
File No. USE-2308-01 | Star No. 20200664158
March 25, 2022
Letter of Consent No. 20200664158, Ronin Capital, LLC
File No. USRI-9289-01
February 10, 2022
Letter of Consent No. USRI-9289-01, Lakeshore Securities, L.P.