Cboe Options Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes
- SR-CBOE-2023-049
- September 15, 2023
- The Exchange proposes to amend its Rules to adopt Monthly Options Series.
Approved and Immediately Effective Rule Changes
- SR-CBOE-2023-043
- August 24, 2023
- The Exchange proposes a rule change to waive three-day lookback period to list options on certain IPO’d stocks.
- SR-C2-2023-020
- September 1, 2023
- The Exchange proposes to amend its Fees Schedule.
- SR-C2-2023-019
- August 14, 2023
- The Exchange proposes to amend its Fees Schedule relating to the Options Regulatory Fee.
- SR-C2-2023-017
- July 24, 2023
- The Exchange proposes to enhance its drill-through protection processes for simple orders and make other clarifying changes.
- SR-C2-2023-015
- July 14, 2023
- The Exchange proposes to update its Fees Schedule.
- SR-C2-2023-012
- April 28, 2023
- The Exchange proposes to amend the Cboe Data Services section of the Fees Schedule.
- SR-C2-2023-011
- April 25, 2023
- The Exchange proposes changes to describe how the System handles cancel/replace messages, including no-change orders.
- SR-C2-2023-006
- February 27, 2023
- The Exchange proposes to adopt a new data product called the Cboe One Options Feed.
- SR-C2-2023-003
- January 3, 2023
- The Exchange proposes to amend the Fee Schedule to reflect adjustments to FINRA Registration and Fingerprinting Fees.
- SR-C2-2023-002
- January 3, 2023
- The Exchange proposes to amend its Fees Schedule.