Cboe Options Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes
- July 2, 2020
- The Exchange proposes to add the Consolidated Audit Trail industry member compliance rules to the list of minor rule violations in Rule 13.15.
Approved and Immediately Effective Rule Changes
- February 5, 2021
- The Exchange proposes to amend its Fees Schedule.
- January 22, 2021
- The Exchange proposes to establish a policy relating to billing errors.
- January 11, 2021
- The Exchange proposes a rule change to adopt an automated process pursuant to which an option will open if it is open for trading on another exchange after a specified amount of time.