Cboe Options Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Approved and Immediately Effective Rule Changes
- SR-CBOE-2022-012
- March 15, 2022
- The Exchange proposes to amend its rules relating to the Continuing Education for Registered Persons as provided under Exchange Rule 3.33.
- SR-C2-2022-012
- June 1, 2022
- The Exchange proposes to amend the fees schedule.
- SR-C2-2022-011
- May 2, 2022
- The Exchange proposes to amend its Fees Schedule relating to the sale of Open-Close volume data.
- SR-C2-2022-010
- April 11, 2022
- The Exchange proposes to adopt on a permanent basis the pilot program for Market-Wide Circuit Breakers, currently codified in Rule 5.20.01.
- SR-C2-2022-009
- April 1, 2022
- The Exchange proposes to amend the fees applicable to various market data products.
- SR-C2-2022-008
- March 17, 2022
- The Exchange proposes to extend the pilot period related to the market-wide circuit breaker in Rule 5.20.01 to April 18, 2022.
- SR-C2-2022-007
- March 14, 2022
- The Exchange proposes to amend its Fees Schedule.
- SR-C2-2022-005
- February 17, 2022
- The Exchange proposes to modify how Drill-Through Price protection applies to orders submitted by a User when multiple Stop Orders and Stop-Limit Orders are triggered by the same price.
- SR-C2-2022-004
- February 1, 2022
- The Exchange proposes to amend its Fees Schedule.
- SR-C2-2022-003
- January 11, 2022
- The Exchange proposes a rule change to update the obvious error rule.
- SR-C2-2022-002
- January 11, 2022
- The Exchange proposes to amend its Fees Schedule with respect to its FINRA Non-Member Processing registration fee.
- SR-C2-2022-001
- January 4, 2022
- The Exchange proposes to amend its Fee Schedule.