Cboe Global Markets

Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CBOE-2020-065
July 2, 2020
The Exchange proposes to add the Consolidated Audit Trail industry member compliance rules to the list of minor rule violations in Rule 13.15.

Approved and Immediately Effective Rule Changes

SR-C2-2021-004
February 5, 2021
The Exchange proposes to amend its Fees Schedule.
SR-C2-2021-002
January 22, 2021
The Exchange proposes to establish a policy relating to billing errors.
SR-C2-2021-001
January 11, 2021
The Exchange proposes a rule change to adopt an automated process pursuant to which an option will open if it is open for trading on another exchange after a specified amount of time.