Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CboeBZX-2024-067
July 8, 2024
The Exchange proposes to list and trade shares of the VanEck Solana Trust, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
SR-CboeBZX-2024-066
July 8, 2024
The Exchange proposes to list and trade shares of the 21Shares Core Solana ETF, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
SR-CboeBZX-2024-055 Amendment No. 1
July 2, 2024
The Exchange proposes an amendment to SR-CboeBZX-2024-055.
SR-CboeBZX-2024-055
June 25, 2024
The Exchange proposes to exempt closed-end management investment companies registered under the Investment Company Act of 1940 from the annual meeting of Shareholders requirement set forth in Exchange Rule 14.10(f).
SR-CboeBZX-2024-032 Amendment No. 1
May 13, 2024
The Exchange proposes an amendment to SR-CboeBZX-2024-032.
SR-CboeBZX-2024-032
April 29, 2024
The Exchange proposes to amend Rule 11.28(a) to add four additional MOC Cut-Off Times to Cboe Market Close.
SR-CboeBZX-2024-026
April 15, 2024
The Exchange proposes to amend Rule 14.11(l).
SR-CboeBZX-2024-007
January 25, 2024
The Exchange proposes to amend the definition of Retail Order, and codify interps and policies regarding permissible uses of algorithms by RMOs.
SR-CboeBZX-2024-004
January 2, 2024
The Exchange proposes to adopt a CAT Fee Schedule.
SR-CboeBZX-2023-101 Amendment No. 1
June 24, 2024
The Exchange proposes an amendment to SR-CboeBZX-2023-101.
SR-CboeBZX-2023-101
December 5, 2023
The Exchange proposes to list and trade shares of the Pando Asset Spot Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.

Approved and Immediately Effective Rule Changes

SR-CboeBZX-2024-071
July 17, 2024
The Exchange proposes to establish new logical ports in connection with a new connectivity offering on its equity options platform.
SR-CboeBZX-2024-070
July 15, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2024-069
July 15, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2024-068
July 9, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2024-065
July 3, 2024
The Exchange proposes to modify the fees the Exchange charges Companies seeking a review of a Delisting Determination, public reprimand letter, or written denial of an initial listing application.
SR-CboeBZX-2024-064
July 2, 2024
The Exchange proposes to amend the strike interval for options on SPDR® Gold Shares (“GLD”).
SR-CboeBZX-2024-062
July 1, 2024
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2024-061
June 26, 2024
The Exchange proposes to modify the Company Listing Fees under Exchange Rule 14.13.
SR-CboeBZX-2024-058
June 13, 2024
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2024-057
June 13, 2024
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2024-054
June 10, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2024-052
June 7, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2024-051
June 7, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2024-050
June 7, 2024
The Exchange proposes to amend the ARK 21Shares Ethereum ETF, shares of which have been approved to list and trade on the Exchange pursuant to BZX Rule 14.11(e)(4), to amend the Trust name and reflect that the Trust will no longer have a sub-adviser.
SR-CboeBZX-2024-049
June 6, 2024
The Exchange proposes to introduce a new connectivity offering.
SR-CboeBZX-2024-048
June 4, 2024
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2024-047
June 3, 2024
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2024-046
June 3, 2024
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2024-043
May 29, 2024
The Exchange proposes to amend Interpretation and Policy .03 to Rule 11.13 to provide an additional, optional risk setting to Members and Clearing Members.
SR-CboeBZX-2024-041
June 12, 2024
The Exchange proposes to amend its rules relating to the Continuing Education for Registered Persons as provided under Exchange Rule 2.16.01.
SR-CboeBZX-2024-040
May 16, 2024
The Exchange proposes to amend the Franklin Bitcoin ETF, shares of which are listed and traded on the Exchange pursuant to BZX Rule 14.11(e)(4), to amend the time at which purchase orders for cash transaction creation baskets must be placed.
SR-CboeBZX-2024-039
May 13, 2024
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2024-037
May 10, 2024
The Exchange proposes to amend Rule 11.13 to describe the manner in which the Exchange processes executions in securities priced below $1.00 received from away Trading Centers priced in fractional pennies.
SR-CboeBZX-2024-034
May 1, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2024-029
April 15, 2024
The Exchange proposes to amend the Short Term Options Series Program in Rule 19.6, Interpretation and Policy .05.
SR-CboeBZX-2024-025
April 1, 2024
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2024-024
April 1, 2024
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2024-023
March 19, 2024
The Exchange proposes to amend Rule 2.8, related to the voluntary termination of rights as an Exchange Member.
SR-CboeBZX-2024-022
March 4, 2024
The Exchange proposes to amend the VanEck Bitcoin Trust, shares of which are listed and traded on the Exchange pursuant to BZX Rule 14.11(e)(4), to amend the creation basket size.
SR-CboeBZX-2024-021
March 1, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2024-020
March 1, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2024-019
February 22, 2024
The Exchange proposes to modify the Company Listing Fees as provided under Exchange Rule 14.13.
SR-CboeBZX-2024-018 Amendment No. 1
May 21, 2024
The Exchange proposes an amendment to SR-CboeBZX-2024-018.
SR-CboeBZX-2024-018
February 22, 2024
The Exchange proposes to list and trade shares of the Franklin Ethereum ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
SR-CboeBZX-2024-013
February 2, 2024
The Exchange proposes to modify the Minimum Performance Standards applicable to Primary Equity Securities under the Lead Market Maker program (“LMM Program”) as set forth in Rule 11.8(e)(1)(E), and to make corresponding changes to its Fee Schedule.
SR-CboeBZX-2024-011
February 1, 2024
The Exchange proposes to amend its Fee Schedule.
SR-CboeBZX-2024-010
January 29, 2024
The Exchange proposes to amend its Corporate Governance Requirements, as provided under Exchange Rule 14.10 and make certain other changes to its listing rules as provided under Exchange Rules 14.3, 14.6, 14.7, and 14.12.
SR-CboeBZX-2024-005
January 3, 2024
The Exchange proposes to exclude ISOs from the drill-through protection.
SR-CboeBZX-2024-003
January 2, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2024-002
January 2, 2024
The Exchange proposes to amend its Fees Schedule.
SR-CboeBZX-2024-001
January 2, 2024
The Exchange proposes to amend its Fees Schedule.