Report Cards
Regulatory report cards are available for Cboe, BZX, C2, and EDGX Options. Firm Account Administrators may grant user access to the regulatory report cards using the User Management tool.
Report cards provide firms with data designed to assist in supervising regulatory obligations in order to comply with the Rules of the Exchanges. Firm specific report cards are created daily and are provided as a downloadable .csv file. Members can filter reports by date on the Customer Web Portal.
The table below provides details about the current regulatory report cards that are available.
| Report Card Title | BZX Options | EDGX Options | C2 Options | Cboe Options |
|---|---|---|---|---|
| Consolidated Options Audit Trail ("COATS") | X | |||
| Continuous Quote Exception Summary | X | |||
| Continuous Quote Class Summary | X | |||
| Continuous Quote Series Details | X | |||
| Continuous Quote QTD Volume | X | |||
| Continuous Quoting Firm/Class Summary | X | X | X | |
| Continuous Quoting Series Summary | X | X | X | |
| Market Maker 75/25 | X | X | X | X |
| Opening Quote Series Details | X | |||
| Post Trade Capacity Change - Clearing Editor Detail | X | X | ||
| Priority Book Trade Through ("BTT") | X | |||
| Priority NBBO Trade Through | X | |||
| Priority SPX Combo | X | |||
| Priority Trade Through ("TT") | X |
Within the tool, there is a help link that displays information about which reports are available on each exchange.
For questions regarding the content of a specific report, please contact the Cboe Options Regulation Department at optionsurveillance@cboe.com.
For questions regarding rule interpretations related to a report, please contact Cboe Regulatory Interpretations at 312-786-8141 or RegInterps@cboe.com.