QCC for Complex orders with Stock Legs

In general, Complex QCC auctions support instruments with stock legs and follow the same rules specified for options only Complex QCC auctions. Stock legs can be priced outside of the NBBO but will always adhere to any trading restrictions in effect such as Reg SHO and LULD.

Rejects on Sell Short orders or system issues with TD Securities (USA) LLC could cause part or all of the agency side not to be entirely filled. If an issue occurs, the rejected stock quantity will result in a corresponding reduction of the total order quantity.