Risk Controls

All existing risk management controls apply to all complex orders and executions for customers that have applicable symbol or firm-level limits set.

• For Rate Based and Absolute Notional Value Checks, the system counts the notional value of all individual trades executed as part of a complex order execution.
• For Rate Based and Absolute Volume Checks, the system counts the volume of all individual trades executed as part of a complex order execution.
• For Rate Based and Absolute Count Checks, the system counts each individual trade executed as part of a complex order execution separately.
• For Rate Based and Absolute Percentage of Quote Checks, the system counts the percentage executed on the complex order, not on each individual leg.