Notification Protocol

Cboe Compliance will utilize contact information provided by SIFMA for the annual BCP/DR Test along with Cboe’s internal contact list to distribute notification of required testing to Designated MWCB Test Participants.

Voluntary participation by non-designated members is encouraged. Members who have not been notified of required testing may confirm their intended voluntary participation by reaching out to Cboe Compliance or the Cboe Trade Desk.

Please direct any questions regarding testing requirements and designated participation to SCIquestions@cboe.com.

Cboe Operations will send notices to provide updates and reminders for testing. Notices can be found by viewing Equities Schedule Updates. Notices may also be sent directly to an email address by enrolling in the Schedule Updates distribution list. Please contact the Cboe Trade Desk to add an email address to the distribution list. The Cboe Trade Desk will also be available the day of the test to address any questions via email or phone.