Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

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Symbol Company Name
BUFB Innovator Laddered Allocation Buffer ETF
DFIC Dimensional International Core Equity 2 ETF
FDRV Fidelity Electric Vehicles and Future Transportation ETF
FGRO Fidelity Growth Opportunities ETF
FLQM Franklin U.S. Mid Cap Multifactor Index ETF
PSMM Invesco Moderately Conservative Multi-Asset Allocation ETF
UAUG Innovator U.S. Equity Ultra Buffer ETF - August
VIXY ProShares VIX Short-Term Futures ETF
VXX iPath Series B S&P 500 VIX Short-Term Futures ETN