Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
Symbol | Company Name |
---|---|
AJUL | Innovator Equity Defined Protection ETF - 2 Yr to July 2026 |
GJUL | FT Vest U.S. Equity Moderate Buffer ETF - July |
JUNM | FT Vest U.S. Equity Max Buffer ETF - June |
NVDQ | T-Rex 2X Inverse NVIDIA Daily Target ETF |
RMIF | LHA Risk-Managed Income ETF |
UVXY | ProShares Ultra VIX Short-Term Futures ETF |
XJUL | FT Vest U.S. Equity Enhance & Moderate Buffer ETF - July |