Cboe Global Markets

Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

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Symbol Company Name
BUFD FT Cboe Vest Fund of Deep Buffer ETFs
BUFR FT Cboe Vest Fund of Buffer ETFs
NULG Nuveen ESG Large-Cap Growth ETF
NUMV Nuveen ESG Mid-Cap Value ETF
PBEE Invesco PureBeta FTSE Emerging Markets ETF
PBSM Invesco PureBeta MSCI USA Small Cap ETF
PSMB Invesco Balanced Multi-Asset Allocation ETF
QTAP Innovator Growth Accelerated Plus ETF - April
UAPR Innovator S&P 500 Ultra Buffer ETF - April