Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
Symbol | Company Name |
---|---|
GSEP | FT Cboe Vest U.S. Equity Moderate Buffer ETF - September |
HYBL | SPDR Blackstone High Income ETF |
SVIX | -1x Short VIX Futures ETF |
SVXY | ProShares Short VIX Short-Term Futures ETF |
UVIX | 2x Long VIX Futures ETF |