Cboe Global Markets

Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

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Symbol Company Name
BUFT FT Cboe Vest Buffered Allocation Defensive ETF
FCPI Fidelity Stocks for Inflation ETF
KJAN Innovator U.S. Small Cap Power Buffer ETF - January
MSMR McElhenny Sheffield Managed Risk ETF
NJAN Innovator Growth-100 Power Buffer ETF - January
PSFF Pacer Swan SOS Fund of Funds ETF
PSMM Invesco Moderately Conservative Multi-Asset Allocation ETF
PWS Pacer WealthShield ETF
QTJA Innovator Growth Accelerated Plus ETF - January
UVXY ProShares Ultra VIX Short-Term Futures ETF
XDEC FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - December