Cboe Global Markets

Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

Symbol Company Name
BUFD FT Cboe Vest Fund of Deep Buffer ETFs
BUFR FT Cboe Vest Fund of Buffer ETFs
NULG Nuveen ESG Large-Cap Growth ETF
NUMV Nuveen ESG Mid-Cap Value ETF
PBEE Invesco PureBeta FTSE Emerging Markets ETF
PBSM Invesco PureBeta MSCI USA Small Cap ETF
PSMB Invesco Balanced Multi-Asset Allocation ETF
QTAP Innovator Growth Accelerated Plus ETF - April
UAPR Innovator S&P 500 Ultra Buffer ETF - April