Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

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Symbol Company Name
APRB Aptus April Buffer ETF
ASTX Tradr 2X Long ASTS Daily ETF
BMNU T-REX 2X Long BMNR Daily Target ETF
BUFP PGIM Laddered S&P 500 Buffer 12 ETF
CLSX Tradr 2X Long CLSK Daily ETF
DDFO Innovator Equity Dual Directional 15 Buffer ETF - October
ETQ T-Rex 2X Inverse Ether Daily Target ETF
GMEU T-REX 2X Long GME Daily Target ETF
JULB Aptus July Buffer ETF
MSTZ T-Rex 2X Inverse MSTR Daily Target ETF
NVDQ T-Rex 2X Inverse NVIDIA Daily Target ETF
OPEX Tradr 2X Long OPEN Daily ETF
QCOC FT Vest Nasdaq-100 Conservative Buffer ETF - October
QUBX Tradr 2X Long QUBT Daily ETF
TSLZ T-Rex 2X Inverse Tesla Daily Target ETF
UVIX 2x Long VIX Futures ETF