Cboe Global Markets

Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

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Symbol Company Name
BUFG FT Cboe Vest Buffered Allocation Growth ETF
FRDM Freedom 100 Emerging Markets ETF
FRNW Fidelity Clean Energy ETF
IGLD FT Cboe Vest Gold Strategy Target Income ETF
MSMR McElhenny Sheffield Managed Risk ETF
PSMG Invesco Growth Multi-Asset Allocation ETF
PSMM Invesco Moderately Conservative Multi-Asset Allocation ETF