Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

Symbol Company Name
AAPR Innovator Equity Defined Protection ETF - 2 Yr to April 2026
BUFZ FT Vest Laddered Moderate Buffer ETF
GDE WisdomTree Efficient Gold Plus Equity Strategy Fund
MARM FT Vest U.S. Equity Max Buffer ETF - March
NVDQ T-Rex 2X Inverse NVIDIA Daily Target ETF
SVIX -1x Short VIX Futures ETF