Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

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Symbol Company Name
BTCZ T-Rex 2X Inverse Bitcoin Daily Target ETF
BUFH FT Vest Laddered Max Buffer ETF
CIFU T-REX 2X Long CIFR Daily Target ETF
DDFJ Innovator Equity Dual Directional 15 Buffer ETF - January
DDTJ Innovator Equity Dual Directional 10 Buffer ETF - January
IREX Tradr 2X Long IREN Daily ETF
JANB Aptus January Buffer ETF
LJAN Innovator Premium Income 15 Buffer ETF - January
NVDQ T-Rex 2X Inverse NVIDIA Daily Target ETF
SMU Tradr 2X Long SMR Daily ETF
TSLT T-Rex 2X Long Tesla Daily Target ETF
XRPK T-REX 2X Long XRP Daily Target ETF
ZJAN Innovator Equity Defined Protection ETF - 1 Yr January