Cboe Global Markets

Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

Symbol Company Name
BUFT FT Cboe Vest Buffered Allocation Defensive ETF
FCPI Fidelity Stocks for Inflation ETF
KJAN Innovator U.S. Small Cap Power Buffer ETF - January
MSMR McElhenny Sheffield Managed Risk ETF
NJAN Innovator Growth-100 Power Buffer ETF - January
PSFF Pacer Swan SOS Fund of Funds ETF
PSMM Invesco Moderately Conservative Multi-Asset Allocation ETF
PWS Pacer WealthShield ETF
QTJA Innovator Growth Accelerated Plus ETF - January
UVXY ProShares Ultra VIX Short-Term Futures ETF
XDEC FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - December