Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

Symbol Company Name
BUFB Innovator Laddered Allocation Buffer ETF
DFIC Dimensional International Core Equity 2 ETF
FDRV Fidelity Electric Vehicles and Future Transportation ETF
FGRO Fidelity Growth Opportunities ETF
FLQM Franklin U.S. Mid Cap Multifactor Index ETF
PSMM Invesco Moderately Conservative Multi-Asset Allocation ETF
UAUG Innovator U.S. Equity Ultra Buffer ETF - August
VIXY ProShares VIX Short-Term Futures ETF
VXX iPath Series B S&P 500 VIX Short-Term Futures ETN