Notification Protocol

Cboe Compliance will utilize contact information provided by SIFMA or FIA along with Cboe’s internal contact list to distribute notification of required testing to Designated Participants.

Voluntary participation by non-designated members is encouraged. Members who have not been notified of required testing may confirm their intended voluntary participation by reaching out to Cboe Compliance, CFE Trade Desk, or the Cboe Trade Desk.

Please address any questions regarding testing requirements and designated participation to SCIquestions@cboe.com or CFEDRQuestions@cboe.com.

The Trade Desk will send public notices to provide updates and reminders for testing. Trade Desk notices can be found on Equities Schedule Updates, Options Schedule Updates, and CFE Schedule Updates. Notices may also be sent directly to an email address by enrollment in the Trade Desk Notice distribution list. Please contact the CFE Trade Desk or Cboe Trade Desk to add an email address to the distribution list. The CFE Trade Desk and Cboe Trade Desk will be available the day of the test to address any questions via email or phone.