| 1.0.0 | 05/26/17 | Initial version 1.0.0. |
| 1.0.1 | 06/08/17 | Noted that CFE permissions are not yet defined. |
| 1.1.0 | 10/13/17 | Added references to CFE specific features available within the portal and added reference to the Conformance Certification Tool. |
| 1.1.1 | 10/18/17 | - Cboe branding logo changes.
- Additional CFE-specific tools described.
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| 1.1.2 | 11/27/17 | Added User Management description. |
| 1.1.3 | 12/12/17 | Additional CFE-specific tools described (i.e. Incentive Program Enrollment and Kill Switch) and some screenshots updated for current version. |
| 1.1.4 | 01/11/18 | Added more detail to the Block/ECRP Tool due to enhancements |
| 1.1.5 | 01/24/18 | Added GTC Open Orders tool description. |
| 1.1.6 | 02/13/18 | Account Administrators must now be managed through existing Account Administrators or by working with Registration Services. |
| 1.1.7 | 04/26/18 | Updated Operator ID to Order Entry Operator (OEO) ID. |
| 1.1.8 | 05/07/18 | - Updated section 2.2 to include privileges available for C2 Options.
- Added sections 4.11 and 4.14 for the Multicast Subscriptions and Physical Ports tools.
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| 1.1.9 | 05/25/18 | Added Options Trade Data File Format section. |
| 1.1.10 | 07/31/18 | - Added 5.10.2 Futures Trade Data File Format.
- Inserted new screen shots of Day Trade Program screen with removed references to Day Trade program for VU.
- Removed references to New Foreign Trader, Foreign Proprietary Trading Firm and Southern Hemisphere incentive programs upon program elimination from CFE.
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| 1.1.11 | 09/11/18 | - Noted the procedure for filing Error Trades on the CFE Exchange via the Web Portal Tool.
- Updated Block/ECRP language to reference CFE rules that enforce 30 and 10 minute time constraints for reporting.
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| 1.1.12 | 10/09/18 | Added Frequent Trader ID to CFE Trade Data and Trade Detail. |
| 1.1.13 | 10/26/18 | Added more detail to Options Market Maker tool description. |
| 1.2.0 | 11/16/2018 | Added references to Cboe Options Exchange tooling that will be made available concurrent with the migration to Bats Tech. |
| 1.2.1 | 12/07/2018 | - Updated OEOID Tool Description
- Added Frequent Trader Program information. Removed references to Day Trade Program, which was eliminated 12/1/18.
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| 1.2.2 | 04/02/19 | Updated screenshots from Logical Port Request tool to display BZX Equities and CFE nomenclature change to "Match Capacity". |
| 1.2.3 | 04/15/19 | Added Floor Trader and Contra Floor Trader fields to Options Trade Data File Format table. |
| 1.2.4 | 04/17/19 | Updated options Market Maker section with description of class appointment (effective 05/10/19). |
| 1.2.5 | 05/02/19 | Updated options Market Maker section and screenshots to clarify that registration by series will remain effective for BZX Options. |
| 1.2.6 | 06/21/19 | Added section describing Regulatory Report Cards. |
| 1.2.7 | 06/28/19 | Updated Regulatory Report Card download availability to T+2. |
| 1.2.8 | 07/01/19 | Added Type and Underlying fields to Options Trade Data File Format table. Effective on EDGX with C1 Feature Pack 9. |
| 1.2.9 | 08/20/19 | - Added Frequent Trader ID, Strategy ID, Compression Trade, and Names Later ID fields to Options Trade Data File Format table. Effective 09/01/19.
- Alphabetized sections headers in Exchange Tools.
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| 1.2.10 | 08/29/19 | - Updated Options Market Maker screenshot and description.
- Added Floor Permits, Unmatched Trade Tool, and Trade Entry Tool to Exchange Tools section.
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| 1.2.11 | 09/06/19 | - Described Unmatched Trade functionality that is available in the Clearing Editor.
- Added notes indicating Market Maker class appointments on BZX Options will be effective 10/01/19.
- Added Clearing Optional Data to Options Trade Data File Format table (effective 10/01/19).
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| 1.2.12 | 09/10/19 | Added Market Data Peak Tool section to Member Tools section. |
| 1.2.13 | 09/23/19 | Updated list of fields that can be edited on Unmatched Trade interface. Added Original Client Order ID field to Options Trade Data File Format table. |
| 1.2.14 | 10/08/19 | - Organized list of fields for Unmatched Trades to match appearance in user interface.
- Added clarification indicating only CFE Authorized Reporters are permitted to submit Block and ECRP Trades.
- Updated list of Regulatory Report Cards available for Cboe Options Exchange ("C1") effective 10/15/19 and 10/21/19.
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| 1.2.15 | 10/30/19 | - Additional clarification regarding submitting Block and ECRP Trades.
- Added Account and Total Surcharges to Options Trade Data File Format table (effective 11/11/19).
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| 1.2.16 | 11/08/19 | Added notes and updated screenshot to the options market maker tool. Removed De-Registered Series details as this no longer applies following Market Maker user interface updates. |
| 1.2.17 | 11/21/19 | Added ORS/CORS field to Options Trade Data File Format table (effective 12/02/19). |
| 1.2.18 | 12/6/19 | Updated Order Entry Operator ("OEO") ID Manager section to account for user interface changes made effective 12/6/19. |
| 1.2.19 | 02/26/20 | Added ClientInformation and Terminal Operator fields to the Option Trade Date File Format table (effective 3/23/20). |
| 1.2.20 | 03/06/20 | Updated Risk Management section to indicate that risk management tools will be available for BZX Equities, BYX Equities, EDGA Equities, and EDGX Equities, effective 4/17/20. |
| 1.2.21 | 03/13/20 | - Removed Community Policing Program section, updated with new U.S. Regulatory Complaints, Tips and Referrals form information.
- Updated effective date for the ClientInformation and Terminal Operator fields in the Option Trade Date File Format table to TBD.
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| 1.2.22 | 03/25/20 | Updated Floor Permit Manager and added new section 5.8, Floor Market Makers (Market Maker EFID Associations). Removed Unmatched Trade Functionality section 5.5.1. |
| 1.2.23 | 04/03/20 | - Added description and screenshot for new "Related Position Info" section in the Block and ECRP Trade tool (effective 4/5/20).
- Updated effective date for the ClientInformation and Terminal Operator fields in the Option Trade Date File Format table to 4/7/20.
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| 1.2.24 | 04/16/20 | Added note indicating that the Market Maker Resting in the COB Regulatory Report Card will be decommissioned effective 4/22/20. |
| 1.2.25 | 04/20/20 | Updated Obvious Error and Mutual Adjust/Bust form screenshots. |
| 1.2.26 | 05/08/20 | - Referenced US Options Product Ranking and Selection Manual.
- Added EFID List section to Exchange Tools section effective 5/15/20.
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| 1.2.27 | 05/21/20 | Added CustOrderHandlingInst to the Futures Trade Date File Format table (effective 6/28/20). |
| 1.2.28 | 09/11/20 | Added description of new Allocation/Suspense and Proprietary/Affiliate fields to Accounts Manager section. Added note indicating ability to download .csv file to Account Manager and Order Entry Operator ID Manager sections (effective 9/18/20). |
| 1.2.29 | 09/24/20 | - Updated Accounts Manager and OEO screenshots.
- Added new section 5.15 Market Maker Account/Participants.
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| 1.2.30 | 10/2/20 | Updated effective date for new Market Maker Account/Participants tool to 10/9/20. |
| 1.2.31 | 10/6/20 | Added note clarifying that the QCC Equity Trade tool is specific to the EDGX Options Exchange. |
| 1.2.32 | 11/24/20 | Added new TPH and Clearing Firm section to Exchange Tools (effective 12/4/20). |
| 1.2.33 | 12/23/20 | Added new MPID/EFID Request section (effective 01/08/21). Added note indicating the EFID/MPID List tool will be available for equity exchanges effective 01/08/21. |
| 1.2.34 | 01/08/21 | Updated Options Market Maker screenshots to match user interface enhancements. |
| 1.2.35 | 02/08/21 | - Added Price Type, Reference Price, Delta Value, and Closing Price fields to the Options Trade Date File Format table (effective 3/8/21).
- Updated QCC Equity Trades screenshot.
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| 1.2.36 | 06/01/21 | - Added maximum character length details to Reference Price, Delta, and Closing Price fields in the Options Trade Date File Format table.
- Updated to note that Account Admins create, edit, disable accounts using User Management tool.
- Added Premium Exchange Tools section (effective 07/01/21).
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| 1.2.37 | 06/11/21 | Update to CFE Order Cancel tool (Kill Switch) to indicate that a Kill Switch initiated by a TPH but not by a Clearing Firm may be reset by a TPH using a FIX/BOE message. |
| 1.2.38 | 06/29/21 | - Added noted to Block and ECRP Trades section that Members will be able to enter information for up to four legs per trade (effective 07/18/21). Updated Block and ECRP Trades screenshots.
- Added Contra CMTA field to the Options Trade Date File Format table (effective 08/01/21).
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| 1.2.39 | 08/05/21 | - Updated effective date for addition of Contra CMTA field to the Options Trade Date File Format table to TBD.
- Updated Trade Time sample value entries in Trade Data File Format tables to reflect microsecond granularity.
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| 1.2.40 | 08/31/21 | Removed note indicating Stats and Ranking tool as part of Premium Exchange Tools, as this functionality will no longer be included as a Premium Exchange Tool component. |
| 1.2.41 | 10/18/21 | Updated CFE Cancel Orders (Kill Switch) tool with a new requirement that the Operator ID field must be populated with the Order Entry Operator ID in order to cancel open orders/quotes or to initiate a kill switch (effective 11/14/21). |
| 1.2.42 | 11/15/21 | Added note indicating Block and ECRP Trades can also be entered using the Block/ECRP Trade Reporting service via the Secure Web API (effective 01/09/22). |
| 1.2.43 | 11/30/21 | Added sunset date to Current Activity (Sunset 12/03/21). |
| 1.2.44 | 12/06/21 | - Added country_code field to the Futures Trade Data File Format (Effective 02/27/22).
- Added a note indicating a Country field will be added to the Block and ECRP Trades Tool (Effective 02/27/22).
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| 1.2.45 | 01/26/22 | - Removed Current Activity (sunset 12/03/21).
- Removed Request Portal Account section as this functionality was removed with the introduction of User Management.
- Updated the LMP Program link.
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| 1.2.46 | 03/04/22 | Added Managed Entries enhancement to the Block and ECRP Trades tool (effective 03/06/22). |
| 1.2.47 | 03/07/22 | Indicated the User Management tool allows Account Administrators to add a SFTP public key for use with Cboe’s secure file transfer service. |
| 1.2.48 | 03/21/22 | Block and ECRP trades including a country code for a comprehensively sanctioned country on either side of the trade will be rejected. |
| 1.2.49 | 05/04/22 | The Logical Port Request form will allow port deletions to be schedulable up to two weeks in advance effective 05/20/22. |
| 1.2.50 | 05/25/22 | Added ‘New Options Listing Request’ and ‘New Strike Listing Request’ forms to Member Tools (effective 06/03/22). |
| 1.2.51 | 06/16/22 | Added requirements for Block and ECRP Submissions for holidays. |
| 1.3.0 | 07/29/22 | - Updated CFE Manage Entries to include sharable entries (effective 08/07/22).
- Added support for CFE Options on Futures (effective 07/10/23 04/03/23).
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| 1.3.1 | 09/23/22 | - The Trade Entry tool will provide the StrategyID (FIX Tag 22002) from the original trade if certain fields are populated (C1 only) (effective TBD 10/09/22).
- Added Continuous Quote QTD Volume to C1 report cards.
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| 1.3.2 | 10/07/22 | Updated effective date for Trade Entry tool changes to 08/21/23 TBD. |
| 1.3.3 | 01/19/23 | Updated effective date for Options on Futures (effective 07/10/23). |
| 1.3.4 | 04/20/23 | Added new "MWCB Test Attestation" and "DR Test Contact" tools. |
| 1.3.5 | 07/20/23 | - Updated Latency Stats section screenshots.
- Updated effective date for Trade Entry tool changes to 08/21/23.
- Added new Authorized Reporters will be allowed to enter both sides of a trade in a single submission (effective 8/21/23 07/30/23)
- Updated Block/ECRP New Trade Entry and Pending Trades screenshots.
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| 1.3.6 | 08/01/23 | Updated effective date for Authorized Reporter updates (effective 08/21/23 07/30/23). |
| 1.3.7 | 10/09/23 | Added new Entering Derived Block Trades section (effective 12/11/23). |
| 1.3.8 | 11/01/23 | Added new "SSE Liquidity Enhancement Provider" tool. |
| 1.3.9 | 12/05/23 | Trade Detail files are no longer password protected. |
| 1.3.10 | 02/12/24 | Added new "EFID/OCC ID Clearing Association" tool (effective 03/11/24). |
| 1.3.11 | 02/23/24 | Renamed ‘Start Time’ and ‘End Time’ to ‘Hedge Start Time’ and "Hedge End Time’, added ‘Price Calculation Methodology’ field for describing the agreed upon calculations used to arrive at a futures contract price, and removed ‘Hedge Basis". |
| 1.3.12 | 04/19/24 | Renamed "Invoices and Files" and "Billing" privileges to "Billing Files" and "Invoices", respectively. |
| 1.3.13 | 06/13/24 | Added IEMD as a Type in section 5.2.2. |
| 1.3.14 | 10/28/24 | Added Report Subscriptions application related to Timestamping Service. |
| 1.3.15 | 11/21/24 | Updated Requesting a New Session to indicate Purge ports are available on Options, Equities, and Futures exchanges, and bulk quote ports are only available on the Options exchange. |
| 1.3.16 | 01/15/25 | Updated with Cboe Titanium branding. |
| 1.3.17 | 10/14/25 | Updated CEE/Obvious Error/Error Trade Form with new images of the Clearly Erroneous Execution Form, Obvious Error Form, and Error Trade Form. |
| 1.3.18 | 02/19/26 | |
| 1.3.19 | 04/17/26 | |
| 1.3.20 | 04/27/26 | Added Block/ECRP Authorized Reporters tool. |
| 1.3.21 | 06/30/26 | |
| 1.3.22 | 08/14/26 | Added LMM ETP IPO Price Bands Tool (effective 09/21/26). |
