Cboe Listed

Cboe Listing Fees

Cboe Initial Listing Fees ETP Fee
19b-4 Pricing (capped at $22,500 per issuer per calendar year) $7,500
Cboe Annual Listing Fees ETP Fee
Listed on Cboe prior to 1/1/2019 or a Transfer Listing $4,000
New Listing (No 3M CADV as of 12/31) $4,500
CADV: 1,000,001+ shares/day $5,000
CADV: 100,001 - 1,000,000 shares/day $5,500
CADV: 10,001 - 100,000 shares/day $6,000
CADV: Less than 10,000 shares/day $7,000

Transfer Listings to Cboe are not subject to Initial Listings Fees.

Annual Listing Fees are prorated based on number of trading days remaining in the calendar year, except that Transfer Listings will not be subject to an Annual Listings Fee for the remainder of the calendar year following the date of listing on the Exchange.

Annual Listing Fees for series of ETPs that are designed to provide a particular set of returns over a specified outcome period based on the performance of an underlying instrument during the ETP’s outcome period will be capped at $16,000 per year

Cboe Issuer Services

The Cboe Issuer Services department is focused on making your listing a better experience from the launch of your ETP to on-going support.

Issuer Services

Resources for Issuers

Applications, Issuer Forms and Listing Rules.

Issuer Resources

Market Maker Programs

Our Lead Market Maker (LMM) and Liquidity Management Provider (LMP) programs are designed to improve market quality for issuers. Both are rewards-based programs that provide incentives to Market Makers based on their quoting in Cboe-listed securities.

Trade on Cboe