Cboe Equities Exchanges Disciplinary Actions

File No. URE-421-06/Matter No. 20240814208-01; TD Arranged Services LLC
September 17, 2026
Letter of Consent; Cboe BYX Rule 5.1 - Written Procedures.
File No. URE-462-06/Matter No. 20240800955-08; Instinet, LLC
September 16, 2026
Letter of Consent; Cboe BYX Rules 2.5 - Restrictions; and 5.1 - Written Procedures.
File No. URE-235-06/Star No. 20190630478-03; Instinet, LLC
January 27, 2026
Letter of Consent; Cboe BYX Rule 5.1 - Written Procedures
File No. URE-222-06/Star No. 20200667002-06; Virtu Americas LLC
January 9, 2026
Letter of Consent; Cboe BYX Rules 11.20 - Locking or Crossing Quotations in NMS Stocks and 11.9 - Order and Modifiers; Rule 611 of Regulation NMS - Order Protection Rule, promulgated under the Securities Exchange Act of 1934, as amended