Cboe Equities Exchanges Disciplinary Actions

File No. USRI-9680-03: May 4, 2021; Letter of Consent File No. USRI-9680-03, Susquehanna Securities, LLC
File Nos. USRI-9064-03 and USRI-8152-03: May 4, 2021; Letter of Consent No. 20180610167, Global Execution Brokers, LP
File No. USRI-8018-05 | Star No. 20180577360: April 20, 2021; Letter of Consent No. 20180577360, HSBC Securities (USA) Inc.
File No. USRI-7375-05 | Star No. 20170565048-02: March 30, 2021; Letter of Consent No. 20170565048-02, RBC Capital Markets, LLC
File No. USRI-8986-03 | Star No. 20190629791: January 27, 2021; Letter of Consent No. 20190629791, Susquehanna Securities, LLC
File No. USRI-6745-05 | Star No. 20160515492-01: January 4, 2021; Letter of Consent No. 20160515492-01, GTS Securities LLC