Cboe Options Exchanges Disciplinary Actions

File No. URE-333-02/Matter No. 2022075682901; Apex Clearing Corporation
July 21, 2026
Letter of Consent; Cboe C2 Rules 8.43 and 4.13 - Reports Related to Position Limits and 8.16 and 4.24- Supervision
File No. URE-391-02/Star No. 20230777864; Barclays Capital Inc.
January 27, 2026
Letter of Consent; Cboe C2 Rules 8.43 and 4.13 - Reports related to Position Limits and 8.16 and 4.24 - Supervision