Cboe Equities Exchanges Disciplinary Actions

File No. USRI-8986-04 | Star No. 20190629791

January 27, 2021

Letter of Consent No. 20190629791, Susquehanna Securities, LLC

File No. USRI-6745-07 | Star No. 20160515492-04

January 4, 2021

Letter of Consent No. 20160515492-04, GTS Securities LLC