Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
The Exchange proposes to amend Rule 11.9(d) to permit an Intermarket Sweep Order containing a time-in-force other than IOC to be entered as a Non-Displayed Order.
The Exchange proposes to list and trade shares of the GraniteShares 4x Long Russell 1000 Daily ETF (“4x Long Fund”) and the GraniteShares 4x Short Russell 1000 Daily ETF (“4x Short Fund” together with the 4x Long Fund, the “Funds”), each a series of GraniteShares ETP Trust (the “Trust”), under Rule 14.11(f)(4) (“Trust Issued Receipts”).
The Exchange proposes a rule change to list and trade under BZX Rule 14.11(c)(4) shares of the VanEck Vectors
Short High-Yield Municipal Index ETF of the VanEck Vectors ETF Trust.
The Exchange proposes a rule change to list and trade shares from a series of funds of the VanEck Vectors ETF Trust under BZX Rule 14.11(c)(4), which governs the listing and trading of index fund shares based on fixed income securities indices.
The Exchange proposes a rule change to list and trade shares of the WisdomTree Long-Term Treasury PutWrite Strategy Fund, WisdomTree Corporate Bond PutWrite Strategy Fund, WisdomTree International PutWrite Strategy Fund, and WisdomTree Emerging Markets PutWrite Strategy Fund, each a series of WisdomTree Trust.
The Exchange proposes a rule change to list and trade shares of the JPMorgan Inflation Managed Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust under Rule 14.11(i), Managed Fund Shares.
The Exchnage proposes a rule change to list and trade shares of the FormulaFolios Sector Rotation ETF, a series of the Northern Lights Fund Trust IV, under Rule 14.11(i), Managed Fund Shares.
The Exchange proposes a rule change to add certain fees related to the listing and trading of options that overlie the Russell 2000 Index (“RUT options”).
The Exchange proposes to: (1) establish Purge Ports for equities trading and amend the Interpretations and Policies
to Rule 11.13, Order Execution and Routing, to reflect the proposed Purge Ports, and (2) modify the fee schedule
applicable to the Exchange’s equities platform (“BZX Equities”) to identify and to set fees for Purge Ports.
The Exchange proposes a rule change to list and trade shares of the JPMorgan Municipal ETF and JPMorgan Ultra-Short Municipal ETF of the J.P. Morgan Exchange-Traded Fund Trust under Rule 14.11(i), Managed Fund Shares.
The Exhange proposes to amend certain representations made in a proposed rule change previously filed with the
Commission pursuant to Rule 19b-4 relating to the Innovator S&P 500 Buffer ETFs.
The Exchange proposes a rule chnage to modify the fee schedule applicable to the Exchange's options platform to amend the rate of its Options Regulatory Fee.
The Exchange proposes a rule change to implement changes to its fee schedule for its equity options platform to clarify how the Options Regulatory Fee is assessed and collected.
The Exchange proposes a rule change to permit the listing and trading of options that overlie the Mini-SPX Index, the Russell 2000 Index, and the Dow Jones Industrial Average.
The Exchange proposes to amend its listing rules in Rule 14.8, General Listing Requirements - Tier I, in order to add listing standards applicable to Closed-End Funds.
The Exchange filed a proposal to amend a representation made in a proposed rule change previously approved by the Commission relating to the listing and trading of the iShares Inflation Hedged Corporate Bond ETF.
The Exchange proposed a rule change to amend Rule 2.12 to add Cboe Options and C2 Options to the list of affiliated exchanges with respect to Cboe Trading’s role as an inbound router to Cboe exchanges.
The Exchange proposes to amend a representation made in a rule change previously approved by the Commission relating to the listing and trading of the iShares Gold Strategy ETF, a series of the iShares U.S. ETF Trust.
The Exchange filed a proposal to amend a representation made in a proposed rule change previously filed with the Commission pursuant to Rule 19b-4 relating to the Cambria Sovereign Bond ETF f/k/a Cambria Sovereign High Yield Bond ETF.
The Exchange proposes a rule change to allow the Horizons Cadence Hedged US Dividend Yield ETF, a series of the Horizons ETF Trust I, to hold listed options contracts in a manner that does not comply with Rule 14.11(i), Managed Fund Shares.
The Exchange proposes to list and trade shares of eighteen different series of the Trust under Rule 14.11(i), which governs the listing and trading of Managed Fund Shares.
The Exchange proposes to delist the shares of the iShares Edge U.S. Fixed Income Balanced Risk ETF from listing
pursuant to Rule 14.11(i) and approval orders issued by the Commission as a series of Managed Fund Shares, and to
re-list pursuant to Rule 14.11(c)(4) as a series of Index Fund Shares.
The Exchange filed a rule change to temporarily amend Rule 11.23(d)(2)(E) relating to the Halt Auction Collar for a Halt Auction for REX VolMAXX Short Weekly Futures Strategy ETF.
The Exchange proposes to update Rule 21.1, definitions, to adopt a new Time in Force and to modify an existing Time in Force applicable to the Exchange's equity options platform.
The Exchange proposes to list and trade shares of the Cboe Vest S&P 500 Premium Income ETF, a series of ETF Series Solutions, under Rule 14.11(c)(5), Index Fund Shares.
The Exchange proposes to amend the Market Data section of its fee schedule to harmonize the definition of "Non-Professional User" with that of its affiliates.
The Exchange proposes to amend the Market Data section of its fee schedule to harmonize the definition of "Non
-Professional User" with that of its affiliates.
