Restricted Clearing TPH/Member OCC Number 365 on C2, BZX, and EDGX Options Exchanges

Pursuant to C2 Options ("C2 Options" or the "Exchange") Rule 5.10, EDGX Options ("EDGX Options" or the "Exchange") Rule 21.12, and BZX Options ("BZX Options" or the "Exchange") Rule 21.12, Clearing Trading Permit Holders (TPHs)/Members (Clearing Firms) may request the Exchange restrict their OCC clearing number(s) from being used for give-up purposes by other exchange TPH/Members by "Opting In" to the list of restricted give-up firms on the Exchange. Such opt in requests must be submitted to the Exchange by Clearing Firms using the necessary paperwork located here.

If a Clearing Firm opts into the restricted give-up firm list, the Exchange will require written authorization from that Clearing Firm in order to permit another TPH/Member to give up a Restricted OCC Number.

If a Clearing Firm does not opt in, that Clearing Firm's OCC number(s) may be given-up by any other TPH/Member organization on the Exchange.

A list of Restricted Clearing OCC numbers and firms is available on the Exchange website here.

The Exchange would like to inform TPH/Members that Wolverine Execution Services, LLC will restrict its OCC Clearing Number 365 effective December 4, 2025. As of that date, any TPH/Member not approved by Wolverine Execution Services, LLC will no longer be able to use OCC Number 365 as a give-up.

Please contact Membership Services with any questions you may have regarding C2 Options Rule 5.10, BZX Options Rule 21.12, EDGX Options Rule 21.12, and/or Clearing Firm restrictions.

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