Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

Download
Symbol Company Name
ARCX Tradr 2X Long ACHR Daily ETF
ASTX Tradr 2X Long ASTS Daily ETF
BMNU T-REX 2X Long BMNR Daily Target ETF
CLSX Tradr 2X Long CLSK Daily ETF
DDTN Innovator Equity Dual Directional 10 Buffer ETF - November
ETQ T-Rex 2X Inverse Ether Daily Target ETF
ETU T-Rex 2X Long Ether Daily Target ETF
GMEU T-REX 2X Long GME Daily Target ETF
IREX Tradr 2X Long IREN Daily ETF
MSTZ T-Rex 2X Inverse MSTR Daily Target ETF
NNOV Innovator Growth-100 Power Buffer ETF - November
NVDQ T-Rex 2X Inverse NVIDIA Daily Target ETF
OCTB Aptus October Buffer ETF
OPEX Tradr 2X Long OPEN Daily ETF
PMNV PGIM S&P 500 Max Buffer ETF - November
QUBX Tradr 2X Long QUBT Daily ETF
SMU Tradr 2X Long SMR Daily ETF
UNOV Innovator U.S. Equity Ultra Buffer ETF - November
UVIX 2x Long VIX Futures ETF