Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
The Exchange proposes to amend Rule 11.9(d) to permit an Intermarket Sweep Order containing a time-in-force other than IOC to be entered as a Non-Displayed Order.
The Exchange proposes to list and trade shares of the GraniteShares 4x Long Russell 1000 Daily ETF (“4x Long Fund”) and the GraniteShares 4x Short Russell 1000 Daily ETF (“4x Short Fund” together with the 4x Long Fund, the “Funds”), each a series of GraniteShares ETP Trust (the “Trust”), under Rule 14.11(f)(4) (“Trust Issued Receipts”).
The Exchange proposes to extend the pilot programs in connection with the listing and trading of P.M.-settled series on certain broad-based index options.
The Exchange proposes to extend the current pilot program related to BZX Rule 11.17, Clearly Erroneous Executions, to the close of business on October 20, 2022.
The Exchange proposes to extend the pilot programs in connection with the listing and trading of P.M.-settled series on certain broad-based index options.
The Exchange proposes to extend the current pilot program related to Exchange Rule 11.17, Clearly Erroneous Executions, to the close of business on July 20, 2022.
The Exchange proposes to eliminate the minimum price variance provisions of Exchange Rule 14.11(i) (Managed Fund Shares), (l) (Exchange-Traded Fund Shares), and (m) (Tracking Fund Shares).
The Exchange proposes to amend its rules relating to the Continuing Education for Registered Persons and move those rules from Interpretation and Policy .02 of Rule 2.5 to proposed Rule 2.16.
The Exchange proposes to permit certain series of Tracking Fund Shares issued by Fidelity Covington Trust that are listed and traded on the Exchange pursuant to Rule 14.11(m) to use Custom Baskets.
The Exchange proposes to allow certain Tracking Fund Shares listed pursuant to Exchange Rule 14.11(m) to include select securities from the universe from which a Fund's investments are selected in the Fund's Tracking Basket and utilize Custom Baskets.
The Exchange proposes to modify how Drill-Through Price protection applies to orders submitted by a User when multiple Stop Orders and Stop-Limit Orders are triggered by the same price.
